Monogamy, Jealousy, and Private Property

(Supposedly this is the Berenstain’s “green eyed monster.” Looks more to me like a green, eyed-monster to me but whatever)

I just finished Carrie Jenkins’ What Love is: And What it Could Be as part of my dissertation research on intimacy. It’s a quick and interesting read and while Jenkins didn’t have much to say about intimacy (to be fair, few analytic philosophers do), the core proposal that love has both a social and biological nature strikes me as essentially correct. The book also made me reconsider and reassess some of the assumptions I’ve had about the nature of polyamorous relationships and, most interestingly, about what Jenkins calls amatonormativity (the view that holds that a life without romantic love is fundamentally deficient). The book is written for a general audience and I highly recommend it if you want to read some philosophy of love stuff without getting into the weeds or exposing yourself to too much philosophical jargon.

One of the things in particular that struck me while reading Jenkins’ book involves (part of) a discussion on jealousy, marriage, and monogamy. This is the core topic of this post.

Regarding marriage and monogamy Jenkins first notes that traditionally, love and marriage were not socially or conceptually linked, but that marriage has traditionally been “about procreation and the controlled inheritance of property. It was created as a kind of transaction in which fathers could present their daughters to prospective grooms as gifts, prizes, or reward.” (pg. 40). She implies not only that the act of marrying constituted a kind of transaction, but indeed, that the women involved were part of the transaction itself.

This claim is verified by the remarks of an English lord chief justice regarding so-called crimes of passion:

The idea of a crime of passion and the related legal defense of “provocation” have served disproportionately to secure lenience for me who violently killed or injured their adulterous wives and/or the men with whom their wives were being adulterous. The attitudes behind this have a long and sexist history. In England in the early eighteenth century, the lord chief justice called sex with another man’s wife “the highest invasion of property” (because women were property) and said that since “jealousy is the rage of man,” the violent killing of someone caught in the act of committing adultery with one’s wife should not count as murder. In his own, more graphic words, “if the husband shall stab the adulterer, or knock out his brains, this is bare manslaughter.”

pg. 112

I find no grounds (nor seek them) to disagree with Jenkins either about the current and historical function of such legal rules, or about their sexist underpinnings.

What these passages got me thinking about, however, is the link between romantic jealousy and the history of monogamy. Specifically, in light of the chief justice’s remarks, we can paint the following picture: historically (and perhaps currently), women in monogamous marriages have been treated as their husband’s private property. This treatment has come with supposed accompanying property rights of exclusivity. And jealousy is a response to a perceived violation of those supposed rights.

Now, the chief justice makes a couple of assumptions here that I wholeheartedly disagree with–that wives and women are property, that men and husbands actually have property rights over them, that jealousy is a fitting response to a violation of those rights, and that, consequently, acts of violence performed while experiencing acute jealousy are not to be punished as they normally would be. To stress, I disagree with all of these assumptions. However, I do wonder whether something like this picture remains in the back of my head when I think about jealousy.

Let me be explicit: I absolutely hate feeling romantic jealousy and I think I would be better off if I never felt such jealousy. I think it not only tends to show a kind of insecurity in a relationship that I find extremely off-putting, but I also think it’s harmful to the relationship itself, and to the people who feel it or are involved in it. Crucially, I also worry that when I feel it–and I still do feel it from time to time–it’s because I’ve subconsciously internalized these historical sexist norms through which I view my partner as my property. In other words, I worry that being jealous indicates that one views the other as property.

I’ve put this worry in terms of being a cis man inheriting sexist baggage, but I think the worry is one that any person in a monogamous relationship might have. In these broader terms, the worry is simply that to suffer romantic jealousy is to view one’s partner as a piece of property and that this is somehow just baked into monogamy. Indeed, I’ve wondered whether I have always been and continue to be monogamous because I harbor some nebulous, inchoate commitment to this horrible view of treating people like property. I’ve also wondered if polyamorous people are both more moral for being able to be in relationships in which there’s no assumption of mutual propriety, or if they’re just stronger for being jealous but for not seeing that as a reason to change that part of their lives.

At those times when I feel this worry the link between monogamy, jealousy, and possession of the other has never been in question: I feel jealous and I immediately think to myself “this is because you think that this other person belongs to you; stop it! They don’t!” The jump from jealousy to possession has always seemed like a natural one.

But I wonder if this is the correct way to think about romantic jealousy.

To keep focused, let’s consider the case in which one partner in a relationship is jealous that the other is spending some significant time with an ex-lover. When thinking about this case, I was struck by the fact that jealousy in this sense is never a feeling that I attribute towards anything that I own or consider mine. I hold that I own my laptop, but I can say with certainty that I’ve never experienced jealousy towards my laptop or, for that matter, towards anyone using my laptop (with or without my permission). The same goes for my house, my car, and even my body. When these things have been used by someone who didn’t have right to them I’ve felt anger, certainly, but never jealousy.

We come much closer to the matter, I think, when we talk about objects that I feel I should have owned or expected to own, but didn’t. I’ve certainly felt jealous of people who won scholarships that I didn’t, who got into better schools than me, or who had publications in their first year of graduate school. Maybe romantic jealousy is like that and we only need to specify that instead of feeling that we already feel we have some proprietary rights over our partner, we wish we did or feel that we deserve to have such rights. Perhaps in this sense we can say that I’m jealous over my partner spending time with an ex-lover because I think I wish or deserve that she pay attention to me rather that other clown (and, yes, they’re, of course, all clowns). And it still makes sense to say that if one feels that they wish or deserve to have property rights over a person in some respect they treat that person like property as well.

Still, there’s something that sits ill with me about this formulation. In the first place, it seems to me that not all cases of jealousy imply anything like proprietary rights and that the jump between the two is too quick. Consider, again, the jealousy one experiences when a friend gets a windfall of cash (or publishes a paper, or gets into a good school). It’s possible that the object of the jealousy is some particular object over which we have property rights (e.g. the actual money, the printed name in the journal, the acceptance letter), but it seems just as well to say that one is jealous because one wishes that some state of affairs or other applies to oneself. Less stiltedly, we might be jealous because we want something to have happened to us–we want to have been the kind of person who won the lottery, who got into Harvard, etc. In those cases there need not be anything like considerations of property in the background. I suppose some people might claim that they view moments in time or states of affairs as objects that belong to them, but this seems to me to be a stretch (I’d need to hear some arguments to the contrary at least).

The same seems to me to apply to at least some cases of romantic jealousy. When one is jealous that one’s partner is spending time with an ex-lover they’re upset that a certain state of affairs (their spending time with the ex) has occurred rather than a different one (their spending time with their beloved). This, too, might be objectionable, but not on the grounds that there’s an assumption of property rights in the background.

I also think the formulation is ill fitting because it appears to leave out an important dimension of jealousy. One of the reasons I don’t experience jealousy towards the things that I own (or towards the people who use them without my permission) is that those things aren’t agents. At least part of what’s upsetting in situations where romantic jealousy arises is the fact that it at least appears that one’s romantic partner is willingly or actively participating in something you don’t want them to do.

This, too, can be given a property rights reading insofar as it can be interpreted as a wish for someone with agency not to have that agency. In other words, to be jealous of your partner talking with an ex-lover is to wish that your partner was like a laptop or a stereo–without will of their own. Surely there are people who think this way, but I suspect it is far from the norm. Rather, it seems to me that the jealous person wishes that their partner didn’t want to spend time with their ex, or that they wanted to spend time with them instead of their ex.

This might seem like small potatoes, but I think it’s rather important since jealousy in this sense doesn’t express a desire for the other person to become property, or an assumption that they already are property, but rather expresses a desire for the other person to be a different kind of agent–one with a different set of desires and preferences than the ones they actually have. Now, this may itself be a horribly toxic attitude and we might find something problematic about one person wanting their beloved to be fundamentally different (or about feeling so passionate about their beloved being different in some small respect), but the moral problem problem here seems to me to be a different one from the one in which one views the other as property. The moral problem in the latter case is that they’re treating their beloved as an object with no agency; the problem in the former case is that they are overbearing or domineering. The two can overlap, but they need not.

If all this is correct, then it seems that at least in theory there’s some wiggle room between romantic jealousy and viewing others as property. Which I guess is alright.

I honestly don’t know whether in practice this theoretical room is ever enough to take seriously. Maybe there are serious reasons to think that when people experience romantic jealousy they really do think of their partner as property (regardless of how odd this might seem). Maybe there are serious reasons to think that men and women experience romantic jealousy differently; indeed, it would be surprising if there weren’t any differences given how we’re socialized. And maybe it really is true that being monogamous by itself carries with it the baggage of all sorts of horrible stuff. I don’t take myself to have shown any of that is off the table.

But maybe the picture that’s in the back of my head that automatically links monogamy, jealousy, and being a terrible person is also not entirely accurate.

(Yes, all research is me-search. Get over it.)

Some Thoughts on “Parasite”

I went to see Bong Joon-Ho’s Parasite last month and came out of the theater absolutely pumped. I’ve seen more than a few great movies this year, and this one definitely ranks among the top. I meant to put down my thoughts about the movie on paper much sooner, but the end of the semester grading (and my previous commitment to finishing The State and Revolution) kept me from doing it sooner. In any case, what follows below are a couple of things that I really liked about the film (and one thing that I didn’t care for too much). Plenty of spoilers follow.

What I Loved:

Perhaps the thing I liked most about the film is its focus on the impact and importance of the material conditions on the two families. This is, of course, most clearly demonstrated in the difference between the homes of the Kim and Park families. The Kim family lives in a small, cramped, smelly, sub-basement apartment in a poor part of town. The audience gets the impression that this is less of an apartment for people as much as it is a kind of negative space that’s occupied by people (much in the same way that the space underneath the fridge is the space that happens to be occupied by cockroaches). It is distinctively and oppressively urban.

By contrast, the Park family lives in a spacious, elegant, beautifully designed house elevated above the city. Its landscape is so carefully manicured and maintained that when one looks out of the massive Park house windows one can imagine that they’re not anywhere near an urban center. The house not only suggests a life of elegant opulence, but also one of privacy–every family member has their own separate space and there are no drunks peeing in sight of the dinner table.

In fact, there’s a glut of privacy in the Park house. Only in a house like that could a man live underground without ever being noticed; only in a house like that could so many secrets be kept. The Kim family is able to trick the Parks because each of them can occupy a role that fills a space within their house. In turn, by playing that role well enough and occupying that space, they can slip by unnoticed. Clearly, the same thing could never happen in the Kim house.

These most-obvious material differences are important, but they merely scratch the surface. After all, it’s not uncommon for movies to bring the viewers’ attention to great disparities in wealth and if the most notable thing about the movie were to make us notice that some people live comfortably and affluently while others don’t, then it wouldn’t be worth writing about.

What Parasite does especially well is explain how these differences in material conditions have massive effects on the psychologies of the characters. And it does so without resorting to a kind of moral caricaturizing. Let me explain by starting with this latter point and working backwards.

a. No Moral Caricatures

First, it’s clear that the Parks aren’t pure incarnations of evil. It’s true, they do live an affluent lifestyle, but they’re never shown to do anything particularly heinous. Mr. Park doesn’t work as, like, an arms dealer, and although Mrs. Park is shown to be a bit naïve and childish, it’s clear that she clearly loves her children and wants the best for them. Their relationship with the Kim family isn’t particularly warm (they are, after all, ‘the help’ and the Parks frequently talk among themselves about Ki-taek’s smell), but they’re neither cold nor particularly imperious. In short, they perfectly embody a kind of familiar elite aloofness which, in general, is not enough to make the audience hate them.

By contrast, it is equally clear that the Kims are not paragons of virtue. In the first place, they are willing to lie to and manipulate the Parks in order to get what they want: Kevin is not a tutor, Jessica is not an art therapist, Ki-taek is not a professional driver, and Chung-sook is not employed by an elite house-keeping service. These deceptions are not terribly serious since the members of the Kim family are more than capable of doing what the Kims need them to do–they may have lied about their qualifications, but they do their jobs well.

[That being said, the Kim children also do some pretty objectionable things: Kevin almost immediately initiates a romantic relationship with the much younger girl he’s meant to be tutoring, and it’s not obvious whether Jessica’s ‘art therapy’ is really helping the young Da-song.]

Much more objectionable are the lengths to which the Kims go to secure their position with respect to the other working-class people. First, in order to get her father hired as Mr. Park’s driver, Jessica gets his previous driver fired by implying that he’s having sex in Mr. Park’s car. And, of course, in order to get Chung-sook hired as the housekeeper, the family causes her to have a sever allergic reaction which could have killed her (indeed, later, they do just that).

The Kims’ motivation throughout the movie is exclusively self-centered. What matters to them is that they’re able to get what they think they’re able to get. That doesn’t mean that they’re willing to do anything—they never intend to kill the Parks’ former housekeeper—but the audience gets the sense that the welfare of people outside the family matters very little to them. In short, they’re selfish, opportunistic, and largely amoral. Of course, that doesn’t make them monsters, but it does make the audience’s perception of them much more complex, and, in my experience at least, much more realistic.

b. Material Conditions Shape Psychology

By refusing to make the Parks and the Kims into opposing moral caricatures the director is able to move beyond a naïve picture that explains the characters’ actions and psychology through a purely moral lens. Neither the Parks nor the Kims do what they do because they’re simply good/evil people who are naturally moved to be selfish, or cruel, or indifferent to the suffering of others. This, in turn, draws the audience’s attention to the alternative explanation: namely, that the families’ respective psychologies and motivations are shaped precisely by the material conditions in which they live.

This is perhaps the most important theme in the movie and one that I think was done fantastically well. One scene to note here is the scene in which the former house-keeper and her husband are discovered by the Kim family as they squat in the Park family house. The two families mirror each other here: both are destitute, both are desperate, both are trying to alleviate their suffering by living off the scraps of the Parks, and neither is willing to give up their temporary gains for the benefit of the other. They are, in short, both parasites (THAT’S THE NAME OF THE MOVIE! GET IT?!?!). Crucially, their recognition of equality in this situation makes the two of them competitors for those scraps. Both families realize that their relative well-being is contingent on the zero-sum gains they’ve been able to attain behind the Parks’ backs, and that the opposing family is in a position to ruin their setup by alerting the Parks. This realization culminates in the fight between the two families, and, ultimately, in the death of the former house-keeper and the imprisonment of her husband in the underground lair.

This scene (as well as the scenes in which the Kims succeed in getting their positions in the Park house) is a metaphor for the broader phenomenon in which the conditions of poor people force them to turn against one another in order to get the scraps left by the rich. It’s not the case that the Kims hate the former house-keeper and her husband—they don’t set out to kill her—and vice versa. But the situation they’ve been presented with is one in which they must either fight each other and preserve what they’ve gained, or give that up for someone else to grab while they return to their previous lot. Scarcity and poverty are what motivates the families’ behavior and what explains their actions, not anything about their inherent moral character or worth.

The psychological warping of the individual in this setting is most clearly seen in the behavior of Geun-sae, the former house-keeper’s underground dwelling husband. His subterranean life has led him to see Mr. Park as a kind of God-figure to whom reverence and submission is owed. Far from seeing his life as the manifestation of a gross injustice in which a select few get to enjoy the finest things in life while the many fight over scraps, Geun-sae sees himself as a beneficiary of a blessing bestowed to him by Mr. Park. In that sense, Mr. Park doesn’t appear to him as another human being, but rather as a supernatural entity with the power to give and take away life.

This reification of the wealthy is a familiar phenomenon and is at the core of capitalist ideology. In that ideology, the capitalist appears almost as a force of nature who produces value from nowhere for the benefit of others, and who, of course, grabs a share of those benefits in the process. Thus, the capitalist is seen not as someone who grows fat off the exploitation of others, but as someone who is the source of all that is good in life.

Now, this is quite literally the case for Geun-sae for whom day-to-day survival depends on the well-being and success of Mr. Park. But the same phenomenon is found in a lesser degree in the way ordinary people and politicians treat the rich as ‘job creators’; in the way the ‘entrepreneurial spirit’ is idolized; in the belief that influx of wealth ‘fixes’ neighborhoods; and so on. Indeed, there is a general dogma (at least in America) against doing anything that might disrupt or go against the interest of the rich since to displease them would cause them to withdraw their blessings from the people. Sacrifices must be made to the Gods of Capital–taxes must be forgotten, credit extended, markets opened, communities destroyed–so that something worse, we are told, doesn’t happen; viz. so that Amazon doesn’t move its headquarters to Northern Ireland, so that Carrier doesn’t close its plants in Ohio, so that Blue Cross/Blue Shield doesn’t lay off a thousand workers. This is just Geun-sae’s supplicating attitude to Mr. Park writ large.

c. Luck, Rationality, and Contingency

Perhaps the most interesting aspect in how differences in material conditions affect individuals’ psychology is in the realm of rationality. This can be seen in one of the film’s pivotal scenes in which a deluge washes over the city, flooding the Kim family’s basement apartment, destroying all their belongings and leaving them homeless.

In the first place, this scene is interesting for the contrast between the way the same contingent event–the rainstorm–affects the Kim and Park families. For the Kim family the storm is unquestionably devastating. In the span of a couple of hours, while fantasizing about the kind of lives they’ll have if they continue to hold their positions in the Park household, all of their belongings are completely destroyed and they’re forced to take shelter in a relief center for the foreseeable future. By contrast, for the Park family, the rainstorm is a blessing that clears away the pollution and freshens the air.

This by itself is interesting, but it points to an even more serious point. Namely, it shows how absolutely devastating the role of luck can be in how well one’s life goes. Let me back up a little bit. Aside from fetishization of the wealthy, another lynch-pin in American capitalist ideology is the myth of the self-made man as the product of rational calculation and prudent risk. As it goes, the rich do not make their money through exploitation, but first by diligent saving and then careful study and investment in what the market needs. In short, successful rich folks are those who have an ability to suppress their immediate desires and delay gratification in a rational matter that maximizes their yield. In contrast, the poor are often seen as irrational, lazy, or chronically incapable of suppressing their immediate urges for the sake of greater future gains.

This is what’s in the background when people claim that poor people are that way because they spend all their money on cars, clothes, and toys rather than saving it and investing it (this, and, most of the time a hefty dose of racism, too). Indeed, I’ve even heard it said that poverty is perpetuated because poor people buy coffee from Starbucks or eat fast food rather than making either at home! In short, poverty is seen as an inability to manage a budget, and managing a budget is seen as an exercise in rational planning for the future. (For more on this kind of argument and why it’s wrong, see UNC’s own Jennifer Morton’s work on poverty and rationality)

The deluge scene in Parasite shows just how stupid this line of reasoning is in light of the actual material conditions on the ground. In one of the best scenes in the movie, Kevin asks his father in the shelter what the plan is. Ki-taek responds (paraphrasing) that the plan is the one that succeeds every time: namely, the one that isn’t made. Ki-taek’s point is, of course, not an endorsement of a kind of irrationality, but rather the very prescient one that the norms of rationality that the myth of the rational capitalist endorse only make sense under certain background conditions. Specifically, they only make sense if there’s a certain kind of security against these absolutely devastating contingencies that can completely destroy your life in the span of a few hours. It simply doesn’t make sense to live the kind of life that looks years, months, or even weeks in the future if tomorrow a rainstorm can take everything away.

Now, it’s true that, in a certain respect, we are all subject to the whims of fate. Both I and Jeff Bezos can be crushed by a falling piano tomorrow; we may both be struck by lightning; and we may both develop some rare, terminal disease. No amount of rational planning will guarantee that these things won’t happen and this is something that is shared by all of us regardless of wealth or economic status. At that level, we’re both equally vulnerable to luck. Nevertheless, at every level below that, the difference become astronomical. An unexpected root canal won’t force Jeff Bezos to take out high-interest loans; a family member falling ill won’t make a difference as to whether he’ll be able to work; etc. With respect to most (though not all!) contingencies, Bezos is protected while I’m not. What this means, of course, is that he can discount certain events when making certain decisions and that certain actions are rational for him that wouldn’t be rational for me.

Much further down the line are the Kim family. The question that their situation raises is about how one should live when virtually anything can ruin any plan that you have in the future. Is it even rational to spend the energy to form plans when you live in that kind of world? Ki-taek’s answer is, of course, no. Not only is there no sense in planning under such circumstances, but it’s absolutely a waste of time. Instead, these conditions suggest that one should live with the short-term in mind–with getting fed today; with getting to work today–rather than with some unattainable and implausible future further on.

This is something many people who haven’t actually been poor have a hard time understanding, and it’s something that I think the movie presents very well.

d. The Central Question

All of this serves to highlight what I take to be the central message of the film. The title naturally invites the viewer to repeatedly ask the question of who are the ‘parasites’ in this film, and, in turn, to wonder whether they are justified in ‘feeding’ off others. But these questions are not the most important ones. With respect to the first, there’s no question that the Kim family (and the former house-keeper and her husband) are the parasites–in that respect the metaphor is almost too on the nose. The second question is a bit more interesting, but the points I’ve brought up–specifically, the fact that none of the characters can be caricatured as people who ‘deserve’ their lot, and the effect that the material conditions have on their psychologies–suggest to me that the question of individual justification is, in a way, beside the point.

What matters more than whether or not the Kims are justified in doing what they do or whether the Parks are justified in living the kind of lives they live is less important than the question of what kind of society allows for the existence of parasites, and the question of the grounds on which such a society can be justified. These questions are, of course, not new questions (especially to those of us on the left), but it’s been a hot minute since I’ve seen them brought up so forcefully in a popular film. And I’m glad for that.


What I didn’t Care for

Perhaps the only thing I really didn’t like about the movie is the very last ten minutes. First and foremost, the fact that Kevin survives two massive blows to the back of the head from a thirty pound rock then wakes up in a hospital is absolutely absurd. It seems to me that the only reason he lives is to deliver the narrated anti-climax and, as everyone knows, making x happen to a character because y needs to happen is usually a bad reason for x to happen.

In the same vein, I thought the back and forth letter narration between father and son were a bit too heavy-handed and didactic (not to mention that there was no narration through the rest of the movie which makes this part of the movie stick out).

That being said, I get what the director is going for in showing us Kevin’s fantasy and why he included the scene. I understand that the final scene in which the family is reunited is an impossible fantasy that Kevin needs to indulge in in order to go on. Kevin won’t get rich, he won’t buy the house, and he will never see his father again. This fantasy is both a way of making sense of his life and its direction, and (seemingly) the only source of comfort he has in light of the events of the movie. It allows him to make sense of his life by giving him both an interpretation of what went wrong (he didn’t play by the rules! He thought he could get ahead quickly through subterfuge when he should have been working hard to become a millionaire!) and what he must do to set things right (he has to make a plan and stick to it and be perfect!).

This, of course, is just Kevin’s return to the neo-liberal capitalist ideology that underwrites and sustains the very system that makes it possible for there to be ‘parasites’ in society the first place.

The scene is tragic because despite everything that’s happened, Kevin simply can’t escape this ideology–his suffering has only driven him further into it. And we understand why this is the case. His material conditions prove his father correct–there’s no point in making long-term plans if something as simple as a rainstorm can completely destroy your life. However, to accept this and truly live without such long-term plans is, in essence, to live as an alienated impotent entity, simply reacting to the things that one is incapable of changing one way or the other. Arguably, that way of living is hardly worth living at all–it truly is to live opportunistically (like an animal or…a parasite). In such a situation ideology serves to smooth things over and play a conciliatory role: things aren’t really what they seem; the material conditions don’t make it impossible to live a good life; the world rewards merit, grit, and effort; justice and injustice are ultimately a matter of how individuals relate to one another. Kevin embraces this idea because it allows him to continue living as a human being. In the absence of an alternative way of making sense of things, who could blame him for going in this direction?

All this is to say I understand the importance of this last scene and I think the message conveyed is an important one. Nevertheless, I just didn’t like the narrative choice taken to deliver that message–reading it out through a series of letters just felt…I don’t know…artless (especially after the equally artless magical revival of the main character).

[The other side of me wants to fill in the other half of the leftist critique: the choice of the poor is not to either deny the reality of their material circumstances and escape to fantasy or to accept that reality and live in misery. One can accept reality and fight to change it. But I’ll leave it alone–no movie needs to do everything]

Kill Your Darlings: Bernard Williams’ “Moral Luck”

The end of the decade’s got me thinking about what I’ve done in the last ten years, what I’ve enjoyed, and what I’ve read. In that light, I decided to go back and re-read what I’ve always thought of as one of my favorite papers: Bernard Williams’ “Moral Luck” (you can find a pdf here–it starts on page 20).

Although I still like the paper quite a bit, I found myself more critical of it this time around than I have been in the past, and, given that apparently I have nothing better to do, I decided to put my thoughts down. In all likelihood, this will serve as lecture notes the next time I teach the paper.

I’ve given a brief summary of the setup of the paper and the relevant bits that I’m criticizing, but I don’t go into the whole thing. In fact, I stop fairly quickly into the essay (I don’t even get to Anna Karenina or the agent regret stuff). I might do a follow up post that covers the second part, but what I’ve written below is very long as it stands. I’ve also included little grey “justify it” boxes that make explicit some of the stuff that’s either in the background or that is important, but tangential to the central arguments or exposition of the post. Those who might not be familiar with Williams’ essay or with philosophy might find them useful–those who are familiar with both can skip them (although they do provide some insight into what I think is going in some tricky parts). Finally, those who are very familiar with Williams’ essay can feel free to just jump down to the criticism sections and see if those make sense. Okay, here we go.


Synopsis

The paper itself, like most of Williams’ work, is a difficult one and Williams does little to help his reader in some of the trickier parts. The ostensible thesis, however, is clear: the idea that moral value is immune to luck is a mistaken one.

Justify It Box 1: Why care whether moral value is immune to luck?

Here’s the brief argument that’s lurking in the background in favor of this mistaken view. We know that the good things in life can be stripped away by contingent forces: a tornado can destroy your gorgeous house; a dip in the market can cost you your excellent job; a car accident can take away your beautiful family; a clump of mutating cells can ruin your perfect health; and so on. We tend to think that we can plan ahead to prevent such things or, at the very least, to mitigate their effects when they happen, but, realistically, we know that there’s nothing that can be done to prevent all (or even most) such cases.

The problem, then is that if the good life is simply a matter of attaining the things in life that are good, and if those things are themselves vulnerable to luck, then it seems that the good life itself is a matter of luck. This, in turn, tends to bother people quite a bit since, if true, it suggests that one is more or less impotent with respect to how well one’s life goes. Arguably, only a person who is utterly indifferent to one’s well-being, one’s projects, and one’s life is completely unbothered by this prospect and there are very few people like that. For most human beings the effect on luck will have some troubling effect and its mitigation will be of some concern.

All that being said, the problem can be avoided altogether if first, there is something of value that is immune to luck, and second, if that thing of value is itself something that we can attain and which is substantial enough to form a life around. After all, if there were something of value that is immune to luck but which we couldn’t attain, then our predicament wouldn’t be improved (indeed, knowing about it might make it even worse!). And, if there were some such thing that we could attain, but which were of such negligible value around which someone couldn’t plausibly form a good life, then we’re still in the same boat (“Yes, it’s true, my kids are dead, but I finally saw the perfect shade of red and that can’t be taken away from me” doesn’t paint a picture of the good life to me even if we assume that seeing the perfect shade of red is of some value).

Many people have held that both of the requirements needed to solve the problem are to be found in moral value. The idea that morality is of substantial (if not supreme) value is neither an uncommon, nor an implausible view. The question, then, is whether it is immune to luck as well. Some philosophers–notably Kant, but one can make an argument for Plato as well–have argued that it is. Very simply put, for Kant, morality is a matter of exercising one’s rational nature in the proper way and such an exercise of one’s rational nature is not vulnerable to contingencies of luck. Furthermore, since all people have a rational nature that operates in the same way and to the same degree, all people regardless of circumstance are able to be moral, and hence, to live the good life; regardless of what happens, as long as one remains a person and has a rational nature, one can be moral, and, hence, one can live the good life.

If all this is right, then the problem that the good life can be take away from us due to luck falls to the side. At the very least, we can have a very good life by being moral, and, furthermore, if moral value is the supreme value, then we can get the best life by being moral.

Williams’ primary concern in the part of the paper that I want to talk about isn’t about showing that whether one acts or is even able to act morally is a factor of luck (that’s more Nagel’s aim). Rather, he wants to first focus on the role of justification and the conditions under which one can be justified in taking a course of action. It’s only near the end of the paper that he links together justification with morality. Williams’ stated reason for going this route is that the Kantian view mixes together the notions of rationality, morality, justification, and supreme value in such a way that it has the consequence that whether one is justified in acting cannot be a matter of luck (see below for more detail).

Justify It Box 2: Why does Williams think the Kantian view links morality with justification?
This is one of the many frustrating places in which one wishes Williams would explain what he has in mind. I’m not a Kant scholar, and, admittedly, my understanding of Kant is not stellar. However, I believe what Williams has in mind here is something like the following: one figures out the right thing to do by by testing the maxim on which one acts for conformity with the Categorical Imperative. If the maxim passes the test, then acting on it is the right thing to do, and if it is the right thing to do, then, clearly, one is justified in acting upon that maxim since one is always justified in doing the right thing. In this respect, one’s justification for doing x and x being the right thing coincide. Crucially, whether a maxim is in conformity with the Categorical Imperative is entirely a matter of certain of its logical properties and structure, and as such, is a matter that’s entirely independent of anything about the agent herself, or anything that happens or might happen to her. In other words, the maxim fails or passes its test in the rational realm where luck is not a factor. Just as it can’t be matter of luck that 2 + 2 = 4, so it can’t be matter of luck whether a maxim is in conformity with the Categorical Imperative.

If this is the right picture, then it follows that it also can’t be a matter of luck whether one is justified in acting.

The strategy then is to show that whether one is justified can indeed be a matter of luck. If he’s able to show that successfully, and if justification, rationality, and morality are as tightly bound as the the Kantian picture presents them to be, then it seems to follow that rationality and morality will also be vulnerable to luck.

With respect to his methodology, Williams is mercifully clear:

My procedure in general will be to invite reflection about how to think and feel about some rather less usual situations, in the light of an appeal to how we—many people—tend to think and feel about other more usual situations, not in terms of substantive moral opinions or ‘intuitions’ but in terms of the experience of those kinds of situation.

pg. 22

So, he’s going to present us with some unusual cases which will pose problems for the Kantian view of justification he’s attacking, and he’ll argue that we should judge these cases on the basis of more ordinary cases in which our judgements, are, presumably, in agreement (and not because we have some theoretical commitment that makes us have those judgments). To that end he gives us the first of two cases:

‘Gauguin’

Modeled after the real Gauguin, our Gauguin is a creative artist who is considering foregoing certain real and urgent moral commitments in order to live a kind of life that he believes will let him pursue his art. More specifically, we can imagine that he is a married man with a spouse and children who need his support to have a minimally decent life, that he thinks he could be a fantastic painter if he didn’t have to support his family and could devote himself entire to his art, and that it’s impossible for him to achieve success as a painter while supporting his family. He is faced with a choice between two incompatible lives: one in which he supports his family and decisively fails to be a painter, and one in which he tries to succeed as a painter but in which he decisively fails to support his family. Furthermore, he’s someone who sees the demands of morality as important–he realizes that if he were to abandon his family he would be committing a serious moral wrong–but he doesn’t think that these demands are decisive.

We are to imagine that with all this in mind, our Gauguin decides to pursue the life that he holds will allow him to be a great painter and leaves his family. Crucially, in making this decision, he does not know whether he will be successful as a painter or not.

What are we to make of this case?

Williams’ claim is that in Gauguin’s case the only thing that could justify this choice is his success in his endeavor. It’s clear that if he fails in becoming a great painter, then he not only did the morally wrong thing in abandoning his family, but, crucially, that he was not justified in abandoning them when he did. Simply put, there is nothing to be said in favor of his being justified in making his decision the way he made it. However, Williams claims that if he’s successful, then there’s at least some basis for thinking that he was justified in doing what he did–a basis which, to reiterate, he would not have if he fails.

To put the matter another way, if he’s successful, then in response to being confronted with the claim that he was not justified in leaving his family, he can reply with something that has some pull on us; namely, “Yes, but look at the greatness I’ve achieved which would not have been achieved otherwise!” This might not be sufficient to completely exculpate him from being a total bastard (certainly not to his family!), but we’re supposed to have the intuition that it’s at least something which has some weight and which speaks in favor of his action.

Before we delve into whether Williams is right in making these claims it’s important to make note of two points: the first is that given how the scenario is set up, Gauguin does not know prior to making his decision whether he would end up being successful. In fact, he can’t know since whether he is successful is a matter of whether he makes the very decision that he’s deliberating about. Given that this is the case, it’s impossible that his actual success can factor in as a justification for trying to succeed–there simply is no actual success at that point but, at best, only the possibility of success. In other words, the justification of his success is something that can only occur retroactively. Crucially, this is one of the places where the wedge between justification and morality can be inserted.

The second point is that what matters in whether Gauguin is justified is not simply whether he succeeds or fails, but the source of the failure. Williams is explicit that a kind of external failure (e.g. a heavy crate crushing Gauguin’s hands while en route to Tahiti, preventing him from ever painting) would not be sufficient to demonstrate that he was unjustified in leaving. In such a case and others like it, the question is, I believe, essentially supposed to remain an open one since the claim that he could have succeeded had this event not occurred is likewise still open. What decisively shuts the door on Gauguin not being justified, then, is a kind of intrinsic failure of the project; as Williams puts it, it has to be the case not that the project fails but that he fails at the project.

Crucially, whether one Gauguin is the kind of man who really can be a great painter is a matter of what Williams calls ‘intrinsic luck’. As he puts it: “it is not merely luck that he is such a man, but luck relative to the deliberations that went into his decision, that he turns out to be such a man: he might (epistemically) not have been. That is what sets the problem.” (pg. 25)

Justify It Box 3: What sets the problem?!

I admit, I find Williams’ claim about “luck relative to the deliberations that went into his decision” to be puzzling. The best I can make out of it is that he thinks luck factors doubly in Guaguin’s case. In the first place it’s a matter of luck whether Gauguin just is the kind of person that can be a great painter (see my brief criticism of that claim below); and in the second place that it’s a matter of luck that his very decision hangs on luck about his ability to be a great painter. That is, he’s (un)lucky insofar as whether he’s justified is a matter of something he can only know post facto.

I suppose this can be made sense of though if I’m correct, then, the latter strikes me as a kind of luck of circumstance and the former a kind of luck of character (loosely put–again, see my criticism below). Here, there may be some overlap with moral luck in Nagel’s sense. Specifically, I’m thinking of a case in which a person might fail to do the right thing by virtue of the fact that they have the dual bad luck of being in a bad situation for which they’re internally badly disposed to handle. Thus, one might imagine being unlucky in being the first responder to a car-crash and being unlucky in being naturally too cowardly to provide the necessary help. Why the situational kind of luck should be an intrinsic kind of luck, though, is a mystery to me. It seems more accurate to me that situational luck is extrinsic even if the situation in which I find myself is one in which intrinsic factors weigh heavily.

Alternatively, I suppose Williams could mean that the intrinsic factors are such that they cause one to be in a certain situation which they wouldn’t be in if but for certain matters of luck about who they are. In Gauguin’s case, the situation is the very one of deliberating about leaving his family and it’s caused by the fact that he currently doesn’t know whether he can cut it as a great painter. That is, if he could know that he wasn’t going to be a great painter, then he would never be in the situation in which he has to deliberate about something he can’t be ex ante justified. But he isn’t and in that respect he’s unlucky.

Again, I just find this stuff really hard to parse.

Criticism 1

Williams’ stress on intrinsic luck here makes up my first major criticism. Personally, I find the notion of intrinsic luck–especially with regard to something like artistic talent–to be pretty suspect if only because it seems to entail that things like artistic talent are just ingrained features of the person. Williams seems to hold the view that whether one is a great painter (destined to be one?) is some kind of intrinsic feature that one is either graced with it or not as a matter of luck and which one discovers through the course of their life. Not only is this not very g r o w t h m i n d s e t oriented (joke) but I also find it to be weirdly essentialist in nature. Maybe it’s something that comes of his broadly Nietzschiean commitments about human nature and determinism, but I see no reason to hold that view without something extra to back it up.

In any case, we can set the question of whether being a great painter is written in the stars and focus on a different matter. In particular, there’s tension between Williams’ claim that the only thing that could justify Gauguin is his success and the claim that he’s not unjustified if his project fails as a result of extrinsic luck.

It’s true, the two claims are not obviously inconsistent since not being unjustified does not amount to being justified so it remains possible that the only way to be justified is to succeed. However, the tension can be brought out if we reflect on what it must mean for him to not be unjustified. Williams’ direct quote is: “Irreducibly, luck of this kind affects whether he will be justified or not, since if it strikes, he will not be justified. But it is too external for it to unjustify him, something which only his failure as a painter can do.” (pg. 25) The only way I can make sense of this claim is to hold, as I do above, that the question of whether Gauguin is justified is theoretically still open. It’s not actually open since Williams admits that Gauguin has failed and that because of that failure he can’t be justified. But it’s still in some sense open since he’s not unjustified.

That all seems fine and well, but why wouldn’t he be unjustified? Suppose someone says to Gauguin “You really didn’t make it as an artist cause of all that hand crushing business, huh? In light of that it looks like your leaving your family was completely unjustified.” What would be said in response to make the point that he’s not unjustified? The most obvious answer seems to be that he’s not unjustified because he could have been a great painter if but for the hand crushing. I think this is right, but it looks to me that this means that the possibility of having been a great painter serves as some justification or some reason for claiming that one is justified. Granted, it’s not enough of a justification to count as justifying his action completely (although we should remember that even success doesn’t do this), but it’s enough to push him from being unjustified into not being unjustified.

Justify It Box 4: Aren’t you assuming some stuff?

I explicitly assume two things. First, I assume that the burden of proof is on Gauguin (or Williams) to explain why he’s not unjustified. That is, I assume that the abandoning of his family is pro tanto sufficient to hold that he’s completely unjustified unless he can offer some justification to push in the other direction. This seems like a reasonable assumption that (to stick with Williams’ own methodology) most ordinary people make. Second, I also assume that the shift from unjustified to justified is a matter of offering pieces of justification or reasons that speak in favor of one being justified (and vice versa–to move from being justified to being unjustified is to be presented with reasons that speak against one being justified).

Putting those two assumptions together with the claim that Gauguin is not unjustified because he could have been a great painter amounts to the claim that the possibility of being a great painter is itself a bit of justification for his decision (if, indeed, that is what Gauguin would say in response to his accuser–maybe I’m just completely wrong about that). So, it turns out that it’s not just his actual success that serves as some justification, but also his potential success or the possibility thereof that does too.

This might seem like small potatoes since all it means is that Gauguin now has another piece of justification available to him. However, I think it actually causes big problems for Williams. Let’s assume that Williams is right that if Gauguin were actually successful as a great painter then he would have some justification for leaving his family (more on that below) and that he can’t know if he’s justified ex ante. Even if this is true, it’s simply not true that the justification regarding the possibility of being a great painter can’t be known before making the decision. Indeed, that can be reasonably estimated and on that basis we can judge whether Gauguin is or is not justified in leaving.

Before I get into how we do this (the procedure will be familiar), I should say something about what kind of possibility we’re talking about when we say that the possibility of being a great painter is some justification for Gauguin. Clearly, it’s not some kind of logical, metaphysical, or nomological possibility that’s at play–if that were the case, then there would be justification for almost anything. There would, for example, be some justification for putting drain cleaner in your coffee because there’s some possible world in which it doesn’t kill you. No sane person would take this as any kind of justification. Rather, what we’re talking about is a kind of counterfactual possibility tied to a probability of success; i.e. if the crate hadn’t crushed his hands he would have had a decent chance of succeeding at being a painter or there would have been at least some likelihood of success.

Here, I think Williams is unfairly benefiting from the fact that we know that the real Gauguin really was successful as a painter and that we implicitly smuggle that in. Consider what happens if we mess with the likelihood of success in setting up the example. Suppose we stipulate that our Gauguin has never put brush to canvas in his life, or that instead of painting he wants to leave his family so he could train and beat the world record for the 100 meter dash despite never having run a day in his life. In other words, imagine that his aspirations are entirely unrelated to anything in his life that indicates he would have any success in achieving what he sets out to do–indeed, we might even point to factors that indicate that he’s highly unlikely to succeed (“Gauguin, my dude, beating a world record requires a lifetime of training that you just never had.”)

In these cases it makes sense to think that even if he can’t know whether he’ll be successful in beating the world record he has pretty damn good reason to think that he won’t be able to. This also seems like pretty damn good reason to think that he’s not justified in leaving and not because of any moral considerations, but precisely because he’s very likely to fail. Indeed, we can also have reason to think that he’ll fail not because of some external reasons, but precisely because the evidence points to the fact that he is not the kind of person who can do the thing he sets out to do. That is, we can argue that he’s likely to experience a kind of intrinsic failure. Most importantly of all, we can figure this out before he sets out to make his decision–there’s just not the kind of uncertainty that could only be closed by finding out later whether one is ultimately successful or not.

As stated above, this procedure is a familiar one and we do this kind of reasoning all the time. I might get the idea that I should abandon my studies to pursue a career in country music. In trying to figure out whether I would be justified in making this decision you might very well ask me if, for example, I know how to play an instrument or sing, whether I understand or even like the music, whether I have any ins into the business, and so on. In other words, you might reasonably ask whether I have any reason to think that I’ll succeed in this. When you find out that the answer to all of these questions is ‘no’ you might reasonably say that I’m not at all justified in doing this (and you would be right!).

All this is to say that Williams’ argument relies on the existence of cases in which the only justification that needs to factor into whether one should do something is available only post facto. I’ve been arguing that even in the Gauguin example this isn’t the case and that there’s always some other evidence available prior to making the decision that can settle the question of whether he’s justified in taking off or not.

Criticism 2

Nevertheless, Williams could take my comments aboard and say two things. First, he could claim that an even more schematized version of Gauguin’s case could be made in which we really can’t say that he’s unjustified prior to his making a decision. We might suppose, for example, that the odds are perfectly even that he could be successful or a failure, or that the situation is so ambiguous that it’s just impossible to confidently say one way or the other. I won’t have much to say about this other than that I suspect such cases would be extremely rare; if moral luck regarding justification can only appear at those fringes then I’m not terribly worried.

More importantly, however, he can still insist that even if Gauguin makes his decision to leave while being completely unjustified, if he were to nevertheless succeed he would still have some kind of justification available to him. And he could argue that this is really the important thing to note in this highly schematized example.

(It should be noted that the role of luck here has changed. It now strikes me that in the case that our Gauguin succeeds the luck is precisely in his success. But I’ll set that to the side.)

The question, then becomes whether a success like Gauguin’s really is any justification for having done what he did. Or more broadly, whether post facto justification makes sense. I don’t think it does and I think that it’s pretty easy to see why by looking at cases of negligence. This is my second objection.

Suppose, for example, that I, never having shot a gun in my life, come to think that I can become the world’s greatest marksman. As my first attempt to do this I take an apple and place it on my infant son’s head (don’t worry, I don’t really have any kids) and shoot the apple off. Prior to shooting it, most people, I hope, would think that I am not justified in taking the risk of missing the apple and killing my son (or of even exposing him to that kind of danger). Suppose, furthermore, that I actually hit the apple and my son remains unharmed. In that case I was successful and we can even say that my success is some evidence, however slight, that I am the world’s greatest marksman (after all, I did this on the first try with no practice!). However, I don’t think anyone would think that my success provides any post facto justification for having done what I did.

I might try to defend myself by saying that I have something to say in my defense (viz. that I shot the apple) which I wouldn’t have if I had failed and killed the boy since, in that case, nothing would have justified me. But this strikes me as unconvincing. That I didn’t kill the boy or that I succeeded in shooting the apple does not, in this case, serve as any kind of post-facto justification at all. We would certainly be right to say that I was lucky, but the central claim of Williams’ point is that this kind of luck can act as justification for having made the decision to shoot in the first place. And I simply can’t see why that should be the case.

Crucially, the example with my son, while extreme, is relevantly analogous to Gauguin’s case since I have opted for a choice that neglects pressing moral claims on me by my family in order to do something that exposes that family to serious risk. What’s under discussion is whether success under these conditions provides any justification for deciding in the way I did–Williams argues that the Gauguin case does and I insist that in the case with my son it adds absolutely nothing.

Justify It Box 5: But aren’t there relevant difference here?

It’s true, my example is not fully analogous since one might argue that nothing is gained by my putting my son at risk for my stupid dream of being the world’s greatest sharpshooter and succeeding while something is gained by Gauguin putting his family at risk and succeeding at being a painter. One might also say that the value of art is such that success in that domain does offer post facto justification while success in gun-play does not and that this is where the real difference lies.

This might be right, but this doesn’t strike me as something that Williams would take up. In the first place, this line of thought is almost explicitly consequentialist and Williams was no consequentialist. But even if he would avail himself to this kind of reasoning, I still think one could put pressure on the earlier claim that this kind of justification can only be known post facto since that simply isn’t true if one takes up this line. That is, it’s not the case that we don’t know anything about the value of art such that it can’t factor into our deliberations ex ante; it’s not like we discover upon my successfully shooting the apple off my son’s head that this stunt wasn’t valuable or in Gauguin’s case that art is valuable.

Maybe one would argue that at this point we’re at loggerheads–Williams claims one thing, and I claim another. However, I think more could be said in my defense. In particular, it seems to me that Williams is relying on the fact that people tend to think that if something has been accomplished, then its having been accomplished speaks in favor of it having been done in the first place. But it really does matter whether this way of thinking about the matter–regardless of whether it’s widespread–is a good way of thinking. And I just don’t see don’t see how it could be. Aside from the example I gave, one can construct countless others: the fact that I didn’t kill anyone driving drunk last night does not mean that I was justified in driving drunk in the first place; the fact that I successfully pulled out all my teeth does not mean that I was justified in pulling them out; the fact that the palace coup succeeded is not a reason to think that it was justified; etc. Let’s call the taking of a success in action as speaking in favor of the doing of that action the ‘fait accompli’ fallacy. Given the number of examples that one can generate to demonstrate that this way of thinking is pretty bad, it seems to me that the onus is on Williams to show that the when it is applied to the case of Gauguin this kind of reasoning is not fallacious. In other words, it must be shown that Gauguin’s success really does provide any kind of justification at all without just assuming that.

Now, the obvious rejoinder here is that, again, there’s something that can be said if Gauguin is successful that he wouldn’t be able to say if he failed. This is true, but it won’t cut it. If that ‘something’ that can be said is not a piece of justification (but instead a bit of fallacious reasoning) then the fact that it can be said is irrelevant. Likewise, the fact that one can affirm the consequent in the course of an argument is not a reason to think that that person is arguing well. Crucially, one can’t simply assume that whatever is offered in response to such cases is justification.

Still, it is true that at least sometimes people do commit the fait accompli fallacy and that we do say things like “well, everything worked out alright in the end!” to at least attempt to justify their actions. Why do they do this? I think one reason is to stop criticisms about what could have gone wrong in a situation–it’s no use yelling at me for taking a risk in doing x since it’s all over and what could have gone wrong is in the past now. Clearly, if the thing does go wrong, then one can’t say that one can’t be criticized about what could have happened since it actually happened. This, I think, is the ‘something’ that can be added only if one is successful in what they’re doing. Crucially, this is a move to stop a criticism, but the move itself does not stop criticism by showing that one was or is now justified, but one that relies on showing that further criticism would be fruitless. I think Williams confuses this bit.

Okay, let’s wrap this up. I’ve attacked two of Williams’ claims regarding justification in the Gauguin case: the first focused on the claim that in certain cases justification for one’s actions can only appear retroactively on the basis of whether one ends up being lucky in certain respects. I argued that even in those cases it’s just not true that the only justification is available retroactively and that we have pretty good ways of judging whether someone like Gauguin is justified on the basis of how likely he is to succeed in whatever he wants to do. I think we very frequently judge whether someone is justified in taking on a course of action in precisely this way. The second claim I attacked was the claim that being able to say something upon succeeding in an unjustified course of action provides some kind of justification for having done that action. I argued that this is implausible and that it rests on a bit of fallacious reasoning (what I called the ‘fait accompli’ fallacy). Given that there are plenty of easily constructed counter-examples in which success in taking an action adds nothing to whether one was justified in taking that action in the first place, the burden is to show why it should do this in Gauguin’s case. Finally, I closed with a short argument about what I think is actually going on when people make this fallacy.

Okay, I didn’t actually touch any of the stuff about morality or anything about agent regret. I might come back and do a follow up post at some point if I get bored again.

Justify it Box 6: Why are you writing this? Don’t you have other work to do?

Yeah…I don’t know why I do these things.

The State and Revolution: Main Takeaways

I realize that reading through six massive posts about this little pamphlet is probably asking too much for anyone who’s…well, sane. So, I thought I would sum up the book in a short, tidy little digestible post along with highlights of things that I found to be particularly interesting. If you want my in-depth takes on specifics, consult those massive posts. Here we go!


Main Argument

The central aim of the pamphlet is to provide an answer to the question “what should the Marxist’s stance to the state be?” Lenin’s answer is unequivocal: the goal of the true Marxist revolutionary should be to smash the bourgeois state and replace it with a dictatorship of the proletariat which amounts to a pseudo-state during the transition period between Capitalism and Communism. He argues that this is what Marx and Engels themselves advocate for, that this is backed by a proper understanding of Marxism, and that all alternative interpretations are opportunist distortions of scientific socialism.

What is the state?

Following Engels, Lenin’s position is that the state emerges to contain or suppress irreconcilable antagonisms between classes which arise through the division of labor and the distribution of excess production. By moderating conflict, it perpetuates the oppression of one class by another, and is hence, always a tool of the oppressing class.

How and why does the state oppress?

The state is able to function as such a tool because because it has special means of oppression at its disposal that are denied to the lower classes. Specifically, it is the only body that is granted the legitimate use of arms, violence, and imprisonment of individuals. These means of oppression are turned against the dispossessed majority in favor of the elite minority to keep class conflict from erupting into violence and to prevent the majority from taking what the minority keeps from them.

How does this happen? Well, in order for the state to operate, it requires the existence of a functioning bureaucracy peopled with officials who run it and who are placed above and apart from the rest of society. In turn, these officials are quickly bought off by the most economically advantaged class to work in its interests.

What is the fate of the state?

The proletarian revolution will seize the means of production, and, as a result, resolve all class antagonisms, and with that, remove the need for a state. The state will be ‘smashed’ during the revolution, and following that, the people will enter a transition period marked by the dictatorship of the (armed) proletariat during which the state will gradually wither away and disappear.

Will this entail violence?

Necessarily. In the first place, because the state is necessarily violent and will not relinquish its power willingly, overthrowing it and smashing it will require violence (and arms). And in the second place, because all oppression is a kind of violence and the bourgeoisie will have to be oppressed after the revolution, violence will also be necessary (they can, of course, avoid this, by relinquishing their private property and joining the revolution).

What does it mean for the state to ‘wither away’?

It means that the state qua bourgeois state–qua tool of class oppression–is immediately abolished but that a kind of husk of a state run by the proletariat remains in its place to guard against counterrevolution and to keep things running smoothly until the transition period between capitalism and Communism is complete.

Crucially, along with the withering away of the state, democracy will also disappear.

Why would democracy disappear?

Lenin here is speaking of democracy in two different ways. In the first way, he’s speaking of democracy as a kind of codified institution through which the state operates. This is the sense in which, for example, the United States is a democracy since it guarantees the right to vote and elect representatives to a Congress and so on. This kind of democracy will be overcome and disappear with the revolution. It will be so because this kind of democracy was never (and has never been) genuine democracy–it has always benefited some people over others and has never really been guaranteed fully to everyone (a look at the history and present state of the US is enough to confirm that). Rather, this kind of democracy has always been a symptom of bourgeois rule.

The second sense in which Lenin speaks of democracy could be called something like genuine or pure democracy of absolute rule by the people. This won’t disappear (because it’s never existed), but it will be something that can and will only be realized during Communism. For the transitional period of socialism, however, it, too, won’t be in effect. This is because full, genuine democracy applies to literally everyone, and the transitional period will be one of explicitly suppressing the rights of the bourgeoisie in the political arena. This is one sense in which the transition period will be marked by a dictatorship of the proletariat. And, obviously, if one is under a dictatorship, one is not in a democracy.

Once all bourgeois tendencies have been eliminated by expropriating private property and putting it in the hands of the proletariat as common property and socializing the next generation, democracy in the second sense will arrive on the scene.

When is the withering away complete?

This is a matter of several factors: technology, education, and habituation. Lenin holds that the pace of technology is such that it is set to make the running of any and all enterprises a matter of having basic literacy. Once that technology arrives and once the population is educated they will be able to harness the productive forces of capitalism for the good of all people. This period will still be overseen by the dictatorship of the proletariat since people will not be used to living in a way in which everyone governs. However, as a new generation is socialized and grows up under these conditions, its members will learn how to operate without any governance. When that happens, the state will completely wither away.

How long this would actually take cannot be known in advance. However, Lenin seems convinced that the technological advances needed to make this happen are already in place in Western Europe. If communists in that part of the world are able to have a revolution, then they can drastically reduce the transitional period in other countries as they share their knowledge elsewhere. In those places of the world in which the technology is not quite as advanced (i.e. Russia) there can still be a revolution, and there can still be a dictatorship of the proletariat, but, presumably, the transition period between capitalism and Communism will be much longer as the less-advanced countries try to catch up.

How is the state ‘smashed’?

I’ve put forward the argument that ‘to smash’ the state is to deprive it of its essential function–i.e. to smash the state is to prevent it from being a tool of class oppression for the bourgeoisie. This is primarily done by implementing four reforms: arming all the workers, abolishing the standing army, making all officials elected and subject to recall, and lowering their wages to those of working people.

By doing this, any privilege held by state actors will be removed; in essence, it will be impossible to improve one’s lot in life (by being bought off by the bourgeois) by going into state work. Furthermore, as stated before, technological advances of capital organization will make the running of any enterprise (including the state) so simple that anyone could be a state official, so, essentially, anyone and everyone will be capable of doing the work which is now used as means of turning the state into a tool of oppression.

[Translation aside: there’s a distinction in Bulgarian between ‘ Смачкан ‘ and ‘разбит’ where the former is more closely tied to being crushed or smooshed and the latter to destroyed or broken. Both could be arguably translated as “smashed” in English. Something that is crushed may still function in some respect, but something that is destroyed or broken, arguably, can’t. The English ‘smashed’ often implies more of the latter–to smash a vase is to destroy it completely. I wonder if there’s a similar distinction in Russian and if so, whether the original word Lenin uses is closer to ‘crush’ or to ‘destroy’]

What will the future of communism look like?

Impossible to say. The most we can work out is what the transition period of socialism will look like. Part of that picture has already been covered–there will be an armed dictatorship of the proletariat that suppresses the bourgeoisie and which seizes the means of production and makes all previously held private property into common property for the benefit of all; there will be a smashed state that will be peopled by the armed proletariat which will eventually wither away and whose function will be different from that of the bourgeois state.

However, we also learn three more things: first, that the main function of this new state (apart from keeping the interests of capital out) will be to oversee and account for the common goods, and whose task it will be to distribute them to where they’re needed. Second, we learn that the nation will be centralized such that all of its separate states/regions/departments will work towards the same central goal of providing for everyone. And, finally, we learn that with enough time people will get used to living in a world in which everyone governs collectively so that, eventually, even this kind of bureaucratic middle management won’t be necessary.

What about all the people who disagree?

They’re either anarchists, opportunists, or idiots.

What’s the difference between anarchists and Marxists?

The two groups have the same goal of abolishing the state, but whereas the anarchists are focused on simply destroying the state overnight with no plan to put anything in its place and no theory of how the power seized by the revolution will be handled, the Marxists are under no such delusions. Rather, Marxists recognize the necessity of a temporary period during which a smashed state is a practical and theoretical necessity and they offer a detailed plan about what should be done during that period.

In short, anarchists are too utopian and narrowly focused, while Marxists are practical-minded ‘scientists’ of history (or whatever).

Who are the opportunists?

Anyone who claims to be a Marxist but who argues for incrementalism, working within the bourgeois state for reform, or who rejects the need for a violent revolution. They’re opportunists because they either don’t understand Marx (in which case, they’re also likely to be put in the idiot category), or because they do understand him, but are willing to sacrifice the long term goal of Communism for a short-term goal of minor reform.

Who are the idiots?

Pretty much anyone who isn’t a Marxist or who has disagreed with Lenin (includes most of the previous two categories).

What should I do now?

I don’t know, man.


Some Key Takeaways

1: Lenin’s dependence on Marx and Engels

Virtually all of Lenin’s arguments rest on Marx and Engels’ (and here mostly Engels’) theory of the state. If Engels is wrong about the genealogy of the state, or if he’s wrong about its function, then most of what Lenin has to say about why the state must be destroyed and why it must be replaced with a dictatorship of the proletariat fall to the side.

If, for example, the state is not necessarily a tool of class oppression, then it might be possible to figure out under what conditions it ceases to be such. More moderate parties, then, could advocate for these kinds of reforms rather than for an armed insurrection against the state. This might leave them some breathing room on Lenin’s right flank.

Similarly, if it’s possible for the state itself to have its own interests apart from classes, then this might leave some room for opponents on Lenin’s left flank. Lenin is very heavily leveraged in the idea that cutting down the privileges of state functionaries in terms of prestige and financial remuneration is enough to keep the bureaucracy from being a focal point for corruption and class betrayal. However, arguably, he severely underestimates how prestige can still flow to an appointed position in terms of non-material privileges. If this is possible, then the state can still continue to be a tool of oppression–perhaps not one of oppression by the bourgeoisie against the proletariat, but, say, one of the state against…well, anyone.

In short, Lenin’s view depends on he (and Engels and Marx) having the precise and correct understanding of how the state works. Little deviations in either direction make big difference to the plausibility of his argument.

2: Lenin’s view of psychology, bureaucracy, and technology

Lenin has some really weird empirical commitments about the complexity of bureaucracy, the nature of technological advances, and the psychology of people in general. They also tend to be pretty simplistic and kind of naive.

One of the assumptions about bureaucracy were touched on in the last section; viz. that it sets people who populate it apart from others by virtue of the financial opportunities it provides them and by virtue of the social advantages they gather thereby. However, he also assumes 1) that the complexity of bureaucratic tasks is a function of the amount of suppression needed, such that a very complex bureaucratic machinery is needed in order to suppress the majority by the minority (and conversely, that a very simple machine is needed for the majority to oppress the minority), and 2) that the complexity of bureaucratic tasks decreases as technological advances increase.

Both of these claims strike me as suspect. I suppose there’s some sense in which 1) might be correct insofar as a jail that houses 1 million people needs a much more complex infrastructure than one that houses ten people. But much more is needed to make that into a general claim regarding state bureaucracy.

Regarding 2), the only sense in which I can see it as unquestionably true is also the most trivial one. If we assume that the tasks that need to be done in the present are the only tasks that will ever need to be done, then it’s true–it’s much easier to do a census in the present day than it was a hundred years ago. But it seems obvious that new bureaucratic tasks constantly arise along with advances in technology. What Lenin needs is the further claim that we will eventually get to a point where the progress of technology will necessarily outpace the need for new bureaucratic tasks. But I haven’t seen an argument for that claim, and I’m not sure what it would look like (maybe some people who work in AI have a better sense of how that could happen).

His views on technology are similarly bizarre since they, too, assume a kind of unbounded frontier of possibilities and go hand in hand with his views on the nature of bureaucracy. I suppose they’re a bit more plausible given things like Moore’s Law of processing power, but I’m still skeptical that the problems that we face will always have a technocratic solution. Of course, Lenin’s claim is not that this will always be the case, but rather that the problems he faced in 1916 already had a technological solution that was available at the time. Nevertheless, the problem remains just in case there is a time in the future during which there is a problem that is not solvable through technological advances. This could happen if, as mentioned, there are certain specific problems that outrun the advance of technology, but also if there are other problems that are independent of technological solutions. Such problems may very well exist, and, as someone who’s steeped into a certain tradition of philosophy, I’m inclined to think that they do exist. Now, that by itself doesn’t show a fatal problem with Lenin’s view–maybe those problems aren’t important–but that has to be argued for and defended.

Finally, I’m also really skeptical about Lenin’s views of psychology. In essence, Lenin is a pure behaviorist about human psychology. He holds that anyone who has been socialized under certain conditions will accept those conditions as acceptable and come to see them as normal. While I do think that this view is closer to the truth about human psychology than, say, a view that claims there are substantial innate and immutable ways of thinking, I do think that the pure behaviorist view he has in mind (and upon which the future of Communism rests) cannot possibly be right. The big question, then, is whether the ways in which I think it’s wrong are at odds with the long-term plan Lenin envisions.

Here, I’m not exactly sure what to say. I don’t think that human beings are the blank slate that Lenin presents them to be. However, that doesn’t mean that I think the kind of transformation that Lenin takes to be necessary for Communism is impossible. Rather, I think if it’s possible, it’s going to take much longer than a generation or two to achieve. Human psychology is malleable, but it has a long shadow.

This, however, puts a certain amount of pressure on Lenin’s vision. Part of what makes his vision palatable is the fact that the transition from capitalism to Communism is, at least in theory, one that doesn’t have to be horribly painful (or long). If the dictatorship of the proletariat is necessary, then, at the very least, it can also be mercifully brief. If the bourgeoisie doesn’t put up much of a fight, if the technology catches up pretty quickly, and if we’re able to socialize the next generation fairly quickly, then we’re looking at fifty years max. However, if all of these things take much longer…then things begin to look quite differently. Many people would be willing to work towards a future that their children can live for, but how many of us are so structured to suffer three, four, five (etc.) generations of a dictatorship of the proletariat for the promised land? Of course, the deal is made more palatable the sweeter that land of milk and honey is made to be, but there are limits…

(Consider that the return of Christ was supposed to happen within the first believers’ lifetime. Yet, 2000 years later they’re no closer to getting their messiah…)

3: Lenin’s urgency and his focus on creativity

I’ve been pretty hard on Lenin so far, but one of the most interesting and admirable things about his thought is just how aware he is of the urgency and the importance of the historical moment he finds himself in. Part of what’s so powerful about his writing is that he’s not interested in finding a way to compromise and collaborate with others. Rather, he has a certain vision that he not only defends, but on which he’s willing to act.

One of the most moving parts of the pamphlet is when he castigates his opponents who, ostensibly, agree with him about the evils of the capitalist mode of production, yet who remain wringing their hands, paralyzed by the fact that the ultimate end of the revolution remains undefined. If Lenin has convinced me of anything, it’s that, on the one hand, the revolution is not a matter of perfect rational planning that simply dictates action from start to finish; and, on the other hand, that this is not a reason not to fight for it. In that respect, he touches on something that will be picked up in France a few years later: to not make a choice is itself a choice; if you are not promoting the revolution, then you’re promoting the status quo (in saying this I don’t mean to imply that the French have a monopoly on this idea–Thoreau’s civil disobedience is a shadow of this, and I’m sure there are other, older texts that support it). In these cases, it matters what you choose, and that you choose–what happens may vindicate you and absolve you, but that’s not something you’ll be able to figure out a priori (Williams also looms in the background here, but, despite the fact that I love him, he, too, does very little but regurgitate old ideas for an analytic audience in a very British way).

Aside from that, I also found it quite interesting that much of Lenin’s plan relies on the fact that the future is something that we have to build together. Despite the fact that so much of Marxism (and Marxism-Leninism) is grounded in this deep belief of uncovering the logical course of history scientifically, it’s important to note that this claim, too, has limits. Namely, we can’t figure out what the Communist future will be like because what that future looks like will have to be something that we negotiate in terms that are not yet available.

In a sense, this is something that is almost trivial. Imagine asking the very first thinkers who were working on breaking the bonds of feudalism to explain what life would be like in 2019. What could they tell you about the problems that we face today? Nothing! Why should be expect more from a guy writing in the 19th century? Why should we expect more from anyone past a certain point? From this perspective, intellectual modesty shouldn’t be that impressive. Yet…

(I know that there are people who still harbor the idea that the secrets of our present predicament are to be found in Plato, Christ, Hobbes, or, God help them, Adam Smith. They think that these thinkers had everything figure out and that our biggest problems rest in how far we deviate from their original thought. Maybe the Christians have something there since they’ve got omniscience built into their guy’s theory, but I pity the rest. At least Marx had the sense to say that he can only see so far…)

This focus on the uncertainty and the need for human collaboration and creativity in the face of that uncertainty is something that I think tends to get pushed aside when discussing a figure as forceful and commanding as Lenin. Still, I think this was a central part of how he understood what he was fighting for, and it’s an important part of how we should understand him.

4: Historical Cohesion

Finally, I think there’s something of value in the fact that one can get a much better understanding of the history of the Soviet Union through Lenin’s theoretical commitments. Philosophical question aside, reading The State and Revolution has given me a much better understanding of why events during the Russian revolution happened as they happened.

For example, I completely understand why the Bolsheviks were so insistent on arming the workers given how central the goal of combating the armed state was for Lenin. Likewise, I understand why Lenin was so insistent on wanting the revolution to happen immediately: if all the technology was in place in Germany for the socialist revolution to happen, if all that the proletariat of the world needed to seize the means of production was an example that it could be done, and if Russia was a place in which that revolution could happen, then by God, it better happen quickly! I genuinely believe that Lenin thought that he was on the threshold of a brand new era of new human possibilities and he did everything he could to make sure that he had a hand in crossing that threshold. Similarly, I understand why it was so important for him that once the revolution happened that the rest of Europe also have their own revolution, and I can only imagine how absolutely disappointing it must have been once that failed to happen and just how much creative energy and thought had to go into figuring out what to do next.

Sadly, I also see shades of how the gamble on the world-wide revolution and its subsequent failure lead to some of the excesses of the following decades. I don’t think there’s a direct line from Leninism to Stalinism, but I do think that there’s a reasonable line to be drawn from the failure of Lenin’s predictions to the excesses of Stalinism. That’s not to say that had Lenin lived longer his ideas would have necessarily lead to Stalin. But it is to say that I do see how a failed world-revolution and, crucially, a misunderstanding of the nature of bureaucracy can lead to someone taking absolute power through the bureaucracy which is, in turn, justified through the uncertain nature of how the revolution would proceed.

All that is not to say that Leninism leads to Stalinism, but that I can see the justification of the latter in the understandable human mistakes of the former. This should be seen as no more of an indictment of Lenin than Nazism is of Nietzsche or Al-Qaeda is of Islam. In short, shit’s complicated.

Socialist Reading Series I: The State and Revolution [Part 6]

Rabble Rousing

This is the final chapter of TSaR, and, sadly, it makes for a rather anti-climactic one since it ends up being just more internal fighting between different revolutionaries (Lenin never finished the pamphlet since the Russian Revolution broke out while he was writing the final chapter). Aside from that, the other thing of note is that some of the stuff that Lenin says here seems to challenge my earlier understanding of a ‘smashed’ state, so either my understanding is off, or Lenin is being inconsistent. I’ll point to that as it comes up. In any case, for the sake of completion, let’s finish chapter 6!

After this post, I’ll do one extra one summarizing what I take to be the big takeaways from this pamphlet (a kind of reader’s digest version of this first series) and then turn to either reading Mao or Engels’ “The Origin of the Family, Private Property, and the State”.


Chapter VI: The Vulgarization of Marxism by the Opportunists

  1. Plekhanov’s Controversy with the Anarchists
Georgi Plekhanov (or the human personification of ‘harumph!’)

Summary

Ostensibly, this chapter is supposed to be a discussion of how the most prominent theoreticians of Marxism have distorted his teachings. In reality, it ends up being mostly a tirade against Kautsky with Plekhanov getting only this first tiny section covering barely a page.

Lenin’s frustration with Plekhanov is, simply put, that he wrote a pamphlet on ‘anarchism and Socialism’ without bringing up the question of revolution and the role of the state even once. This by itself “is a victory for opportunism” (pg. 125)

Analysis

I have virtually nothing to say on this and it strikes me as pretty damn petty. Maybe more knowledge of Plekhanov’s work would change my mind, but as it stands, the very brief commentary and one-line argument against Plekhanov is pretty lame.


2. Kautsky’s Controversy with the Opportunists

Ol’ Double K

Summary

The bigger target of Lenin’s vitriol is Kautsky, whom Lenin repeatedly accuses of opportunism on the question of the state. Lenin provides several examples of this opportunism. The first is Kautsky’s work against Bernstein’s Premises of Socialism. There, Bernstein seizes on Marx’s claim from The Communist Manifesto that “the working class cannot simply lay hold of the ready-made state machinery, and wield it for its own purposes” to claim that this was a warning from Marx against revolutionary zeal and promoting incrementalism (i.e. “you can’t just seize things, you’ve got to work within the system!”). Lenin has already argued why this is decisively not what Marx meant and that this is a distortion. Kautsky, too, took issue with Bernstein’s interpretation, but Lenin’s problem is that Kautsky’s criticism of Bernstein misses the point. In short, Kautsky’s claim is that Marx meant that one can’t simply lay hold of the state machine, but that this isn’t enough. For Lenin, the fact that Kautsky doesn’t point out the fact that Bernstein is arguing for the very opposite of Marx’s point is tantamount to a fundamental concession to Bernstein, and, hence, a massive distortion of doctrine.

A second example of Kautsky’s opportunism can be found in his pamphlet, The Social Revolution. Here, again, Lenin says Kautsky avoids the question of the state. The problem here is, once again, the fact that Kautsky doesn’t make explicit what the proletariat needs to do in the revolution. “By avoiding this question, Kautsky in practice makes a concession to opportunism on this most essential point, although in words he declares stern war against it and emphasizes the importance of the ‘idea of revolution’ (how much is this ‘idea’ worth when one is afraid to teach the workers the concrete lessons of revolution?), or says ‘revolutionary idealism before everything else’, or announces that the English workers are now ‘hardly more than petty bourgeois.'” (pg. 130). In essence, Lenin’s claim is that Kautsky’s arguments amount to opportunism by omission.

More concretely, Lenin also takes issue with Kautsky’s remarks on the nature of bureaucracy. In short, Kautsky thinks that it’s impossible to do without bureaucracy in certain contexts, that, consequently, bureaucracy is inevitable, so that part of the tasks of the proletariat is to take over that bureaucratic machinery.

This, as we know, is not Lenin’s view. It is not the case that the proletariat simply takes over the bourgeois bureaucracy and makes sure that it works in the interest of the workers. Rather, it smashes and rebuilds the machinery such that it preserves a semblance of management while at the same time eliminating bureaucracy by making sure that, in essence, everyone performs the function of a bureaucrat (“all shall become ‘bureaucrats’ for a time and that, therefore, nobody may be able to become a ‘bureaucrat’.” pg. 131). In essence, what will be removed is bureaucracy as a kind of class apart from society while preserving the bureaucratic functions that make operation of enterprises possible.

The mistake that Kautsky makes, claims Lenin, is not understanding the difference between bourgeois parliamentarism and proletarian democracy; the former “combines democracy (not for the people) with bureaucracy (against the people)” while the latter “will take immediately steps to cut bureaucracy down to the roots, and which will be able to carry out these measures to the end, to the complete abolition of bureaucracy, to the introduction of complete democracy for the people.” (pg. 132) In essence, this amounts to “the same old ‘superstitious reverence’ for the state, and ‘superstitious belief’ in bureaucracy.” (pg. 132)

Finally, Lenin discusses Kautsky’s pamphlet, The Road to Power, which, while an improvement in comparison to the previous pamphlets insofar as it takes seriously the arrival of a new era of revolutions, still displeases Lenin. More specifically, what angers him is still the perpetual fact that although Kautsky makes a big deal about talking about revolution, he never actually picks up the question of the state as it relates to this forthcoming revolution. Thus, Lenin summarizes his frustration with Kautsky as follows:

German Social-Democracy, in the person of Kautsky, seems to have declared: I adhere to revolutionary views (1899), I recognize, in particular the inevitability of the social revolution of the proletariat (1902), I recognize the advent of a new era of revolutions (1909). Still, I am going back on what Marx said as early as 1852 now that the question of the tasks of the proletarian revolution in relation to the state is being raised (1912).

Lenin, The State and Revolution pg. 133

Analysis

There’s more in this section than in the previous section on Plekhanov, but here, again, I’m afraid more knowledge of Kautsky’s work would be needed to understand the validity of Lenin’s arguments.

Two things are worth pointing out though. In the first place, granting that I don’t have the full context, I find Lenin’s argument of opportunism by omission unconvincing. Just because a particular line of argument isn’t pursued in a discussion does not mean that the person who omits this line of argument doesn’t believe it or disavows it. One tends to tailor one’s arguments to the audience that one is addressing and to the topics that are most relevant to the discussion at hand. Since that’s the case, I think relatively little can be gathered from the fact that Kautsky doesn’t bring up exactly the points that Lenin thinks are important in criticizing Bernstein. The most that can be read from this, I think, is that Kautsky didn’t think Lenin’s argument was the most relevant or important thing to consider, but that’s about it. Lenin is making the asshole mistake of assuming that if his opponent doesn’t explicitly make the same point that he does, then the opponent can’t possibly understand or agree with that point.

Now, of course, Lenin’s claim would likely be that Marx’s lesson is so simple and so clear that anyone who claims to be a Marxist can’t fail to grasp what Lenin has grasped without being disingenuous or misinformed. But that strikes me as uh…implausible. There’s very little in Marx that’s just that obvious.

The second thing to note is that this section poses a challenge to my understanding of what it means to ‘smash’ the state. I’ve been arguing that Lenin has been using the term so far in a technical sense: to smash x is to deprive x of its primary function. This interpretation let me make sense of some of the claims that Lenin was making earlier in the pamphlet. Yet, here, we have Lenin making claims like the following:

The workers, having conquered political power, will smash the old bureaucratic apparatus, they will shatter it to its very foundations, they will destroy it to the very roots; at they will replace it by a new one, consisting of the very same workers and office employees, against whose transformation into bureaucrats the measures will at once be taken which were specified in detail by Marx and Engels

Lenin, The State and Revolution, 133

Notably, Lenin here isn’t talking about the deprivation of the function of the old state machinery, but explicitly about its complete destruction and its replacement by a new machinery. And that’s in complete odds with my standing hypothesis. I suppose that there is a sense in which my reading is still compatible with this quote insofar as one might think that to remove the function of the state just is to “shatter it to its very foundations” and insofar as the building up of the new machine just is running a machine that has a different function. But I’m skeptical. It’s also possible that Lenin is just inconsistent in how we talks about the destruction of the state, but this, too, would be surprising (or embarrassing) given how central of a theme this is in the pamphlet.

In short, I’ll have to revisit why I was so convinced of my initial take before I make a final judgment on this.


3. Kautsky’s Controversy with Pannekoek

A google Image search for “Pannekoek” gives a bunch of pictures of pancakes

Summary

Finally, Lenin picks up a left challenge to Kautsky from Pannekoek (a left communist who ran with Luxemburg: https://en.wikipedia.org/wiki/Antonie_Pannekoek) who argued that the task of the proletariat is not simply to take the instruments of state power but to completely destroy the existing state.

In response, Kautsky claims that “up to now the difference between the Social-Democrats and the anarchists has been that the former wished to conquer state power while the latter wished to destroy it. Pannekoek wants to do both.” (pg. 135; Lenin quoting Kautsky). This is doubly frustrating for Lenin because, as we’ve seen, this is not what he takes to be the difference between anarchists and socialists, and, furthermore, because this kind of response amounts to opportunism on behalf of Kautsky.

Lenin once again reminds us of the difference between Marxists and anarchists. In the first place, both aim at completely abolishing the state but the former know that this can’t be done without some transition period, while the latter simply aim to get rid of the state overnight. In the second place, Marxists understand the need to substitute a new state machinery while destroying the old machinery while the anarchists offer no guidance as to what to put in its place or how to wield revolutionary power once they have it. And in the third place, Marxists “demand that the proletariat be prepared for revolution by utilizing the present state” while anarchists do not.

In essence, by mincing words and equating ‘conquest’ of the existing state power with the wielding of a simple majority within the state rather than with a complete destruction of the state, Kautsky abandons Marx and retreats to what’s most advantageous at the moment; i.e. advocating for a kind of simple seizure of state power within the existing system.

Kautsky’s reply is in essence a return to the previous claim regarding the necessity of the bureaucracy and of officials. If even the SD party needs officials, then it’s simply ridiculous to claim that, given the current state of affairs, the opposition from the party should be one that demands their removal or the destruction of bureaucracy. To argue otherwise (I take it given his earlier comments re: anarchy) is to advocate an anarchist position and not a Marxist one.

To Lenin this is simply a trick. The question is one of revolution and its relation to the state and in Kautsky’s responses there is simply no mention of revolution at all.

The point is not at all whether the “ministries” will remain, or whether “committees of specialists” or some other institutions will be set up; that is quite unimportant. The point is whether the old state machine (bound by thousands of threads to the bourgeoisie and permeated through and through with routine and inertia) shall remain, or be destroyed and replaced by a new one.Revolution consists not in the new class commanding, governing with the aid of the old state machine, but in this class smashing this machine and commanding, governing with the aid of a new machine.

Lenin, The State and Revolution, pg. 137-138

It’s true, claims Lenin, that we don’t get along without officials even in the party, but this is because the conditions of capitalism make it such. Once the revolution is complete we will be able to do without such a class, precisely if we take the steps that Marx and Engels say were shown in the actions of the Commune. If it seems as though bureaucracy is necessary it’s only because capitalism has created this illusion–once socialism is on the scene this illusion will disappear since (to repeat the perennial refrain of the pamphlet) anyone and everyone will be capable of governing and anyone and everyone will become used to living with no one governing.

Both the opportunist and the anarchist misunderstand this point. The opportunists shy away from the task of revolution and come up with excuses for why revolution must be curtailed and held back; the anarchist embraces the revolution and the destruction of the state but doesn’t care at all about any of the concrete problems that must be solved in order to do that or what is to replace the destroyed state. The true Marxist, of course, navigates the path between both of these by not only embracing the revolution, but also understanding the minutia and details needed to make it happen.

Thus, Lenin ends by noting that there must be a decisive break with both opportunists and anarchists and an embrace of the only true and correct path towards socialism.

[There are some closing remarks about other challenges from the right, but they neither seem important, nor fully fleshed out to warrant discussion]

Analysis

What’s been said in the last two sections can be repeated here. In the first place, I would need to know more about the particular disagreement between Kautsky and Pannekoek to weigh in on whether Kautsky is being an opportunist or whether Lenin is just being wildly uncharitable. I should say that the evidence Lenin musters here is slightly more convincing since he actually brings in some positive claims from Kautsky against which he argues rather than inferring opportunism through omission. However, perhaps because I have very strong reservations about Lenin’s own views on the nature of bureaucracy (ones I’ve brought up over and over again), I’m leaning more in favor of Kautsky here. In short, I’m just not convinced that some kind of hierarchical organizational structure isn’t necessary regardless of the conditions under which the organization exists. Lenin’s claim appears to be that the very nature of how people operate in groups changes in the socialist society such that it doesn’t require any mediation. That may very well be the case, but, as I see it, the evidence for that claim is nothing short of a firm commitment to a kind of utopian future. But maybe I’m just being an opportunist :p

Zhelyu Zhelev’s “Fascism”: Introductory Remarks

With apologies for how long it’s taken me to translate this bit of text, I present you the introductory remarks of Fascism


Introductory Remarks

Contrary to expectation, interest in the topic of fascism has not lessened as the time between the end of the second world war and the present day has increased. We are witness to this fact. As an ideology, political system, and social practice, fascism still provokes scholars’ attention. The literature on this topic amounts to a massive mountain.

Clearly, the reason for this strange phenomenon cannot be found in a general historical interest. On all accounts it looks as though a series of supplementary social and political reasons, rooted in the complex circumstances of the 20th century, also fuel this interest: 1. The majority of people who were contemporaries of and/or participants in the events in question are still alive; the war either changed and altered the fate of each and every one of them, or else permanently left them somehow marked. For these people, every serious investigation of fascism is taken as a kind of reflection on their life, struggle, and suffering. 2. Occasionally, in many different places, military-political regimes arise which willingly borrow in both form and method from the battle arsenal of fascism (the physical extermination of Pinochet’s political enemies, the Cambodian genocide, etc.). These regimes also fuel interest in that phenomenon called fascism. 3. The current complex international relations and the occasionally increased tension and threat of confrontation between the nuclear superpowers also remind us of the lessons of the second world war which was sparked by fascist countries. Once again, we’re forced to return to and to reconsider fascism. 4. Finally, every attempt to interpret the value of cultural heritage and to appraise the complex trajectory of the movement and development of culture and civilization brings us, again and again, to the possibility that all culture and all civilization is threatened and may be ultimately destroyed unless the presuppositions of fascism are once and for all removed.

              There are probably a number of other reasons in addition to these. But whatever the reasons for the continued interest in fascism may be, they only remind us that it’s time to provide a proper theory of fascism which naturally and organically unites all of the studies about its disparate aspects.

              The truth is that this theory doesn’t yet exists despite the fact that there have been mountains of books and articles written on the topic examining this or that element of fascism. In a sense, this creates a paradoxical situation in which all the necessary methods and preconditions for the building of such a theory are readily available, and yet the theory itself has yet to crystalize. On its face, these are: a) the methodology of Marxism—historical materialism—that most solid and fruitful theoretical base of studying history and society; b) the mass of factual and documentary material (and more); c) the presence of a deep theoretical study of different aspects of fascism: economics, political structure, ideology, propaganda, terror, etc.

              It’s apparent to all contemporary scholars that a singular unifying theory of fascism must not only account for the economical and political aspects, but must also find a place for the psychological, socio-psychological, and culturo-logical elements of this phenomenon. And in order to avoid eclecticism and achieve an organic unity of these elements, we need a theoretical base that can only be supplied by historical materialism. As deterministic as it may seem at first glance, the truth is that no other method in contemporary sociological thought other than historical materialism could successfully solve the large and complex task of building up a single theory of fascism since it alone provides: 1. An explanation of the link between the economic base of fascism—financial capital—with its political superstructure, and above all within a specific country’s system; 2. The means to show the opposite in an already constructed superstructure—namely, the influence of the fascist country’s foundational institutions on the economy. The latter is also very important with an eye towards a wholistic understanding of the subject. Sadly, the current historiography, and to that extent, Marxism, too, is very weak on this point. As with all other social phenomena, despite the fact that the economic base plays a definitive role on the superstructure, the latter can also have a strong effect on, and, sometimes, can play a decisive role with respect to the economic base. From this point of view, the attempts of the fascist regimes to regulate their economic development is of great interest: the Third Reich’s attempts to control and plan its industrial and agricultural production, to regulate the proprietary relationships in the village, etc.; or the attempts of the Italian fascists to control and regulate the contradictions between the industrial workers and mercenary hires through the corporation.

              Precisely from this point of view, fascism presents not only the means by which the proletarian revolution is prevented, but also the attempt to offer an alternative.

  1. The Relevance of the Topic

              It’s been 36 years since the end of the second world war. In that time, two new generations have been born. They don’t have personal acquaintance with fascism. Their impressions of it are fueled by the many books and films on the topic. For that reason, to many of them fascism looks more exotic than terrifying. The struggles, the suffering, the grievous and countless sacrifices that fascism inflicted on the old generation are not, in their imaginations, as alive and vivid as they are in that which experienced it. Time has done its work.

              This is only natural. All events one day become history. And new generations are not bound to live with history, nor with the grief and suffering of their ancestors. They have new tasks and pursue their own ends. If it weren’t the case, they wouldn’t differ from the old generations.

              But it is precisely this fact that obscures a great danger. Because it is this that leads to a magnanimous attitude and a lack of political vigilance towards the era’s biggest dangers, while, at the same time, fascism remains more than mere history.

              The potential danger of fascism exists even today.

              Nearly daily we are reminded of this. The most recent event was the failed right-wing pro-fascist coup attempt in Spain, executed by the National Guard through an armed invasion of parliament.

              Ronald Reagan’s would-be assassin, too, turned out to have had organizational ties to the American National Socialist party which exists freely in that country.

              National Socialist and neo-fascist parties and groups exist in a number of countries in Western Europe as well. Currently they’re a minority and don’t have any serious influence over political life, but they’re no longer harmless.

              Some of them conduct military trainings with their members in the field, while others dare to hold international meetings and conferences, to march in the streets and sing fascist songs, to deface monuments dedicated to the anti-fascist struggle, to attack synagogues or to organize racist protests against people of color. The bombing of public places– the victims of which are completely innocent people—has become a common occurrence. Here and there, in different places in Western Europe, either Hitler’s mustache, or his haircut has once again become fashionable.

              The most disturbing thing about this whole neo-fascist bacchanalia is the sympathetic attitude of some of the governments of these Western nations towards these events. They view them as a kind of harmless reliving of the past that doesn’t pose any real danger. But it goes without saying that in the beginning, Hitler’s party was also seen as a motley gathering that no one even conceived could come to power.

              It is only in this way that we can explain why, even now, Hitler is considered an honorary citizen of 179 West-German towns; why there are so many numerous biographies of him, published in large numbers and distributed freely on the open market; why there are so many political relics of the Third Reich listed at fabulous prices which today constitute a veritable Hitler reliquary; why so many official bodies or national institutions are falling over themselves to declare the limits of Nazi crimes, etc.

              This tolerant attitude towards the most criminal national-political phenomenon of the 20th century—fascism—appears in other guises as well. On December 15th, 1980 the regional courts of West Berlin decided to pardon Van der Lubbe.[1] The verdict handed down by the Imperial Court in 1933 was recognized as constituting an “apparent perversion of the law.” Van der Lubbe should have only been tried as an arsonist. Nothing is said about the fact that he was a patsy for the real arsonists. What’s said about the main defendant—G. Dimitrov—is so modest that it amounts a perversion of historical fact.

              Dimitrov is presented as an ordinary defendant, acquitted due to lack of evidence. About his titanic fight against the ascending “brown plague”[2], about the heavy moral and political blows he delivered to National Socialism from the very beginning, about his heroic example, as well as his insight into future developments which were subsequently confirmed by history, nothing at all is said.

              It’s as though the Leipzig trial of 1933-1934 was merely a criminal trail, and not as a clash between two ideologies and two political systems.

              Even more alarming are the cases of sympathetic attitudes towards the budding fascist movements whom the official state police of some countries, led by formally democratic considerations, provides protection to from…the democratic antifascists.

              It doesn’t need to be proven that the sympathetic and conciliatory attitude towards the fascist threat, as well as a general underestimation of that threat, makes it more real.

              But, on the other hand, to the extent that the reality of this threat is determined to be purely psychological and socio-psychological factors, and to an even greater extent by economic, political, and historical causes, it deserves a closer look.

              We believe that the question of the possible rebirth of fascism must be posed and answered solely scientifically, and not empirically or by way of propaganda.

              What’s needed first of all is a distinction between the historical and the political manifestation of fascism. As with all social phenomena, it, too, is subject to two forms of negation.

              In the first sense—the historical—fascism has already been experienced and it can never return. This means that as an idea and a political practice that claims to have discovered a new path for humanity, a new world order, and a different, higher meaning for human life, fascism has irrevocably failed.

              After the revelations at the end of the Second World War, and especially after the Nuremberg Trials which provided massive documentation of the monstrous criminality of fascism, it can no longer appeal to any nation. For humanity, it has become a spent idea.

              Furthermore, in the political consciousness of 20th century people fascism is a completely odious phenomenon, which is why every time regimes are forced to quietly resort to its political methods, they’re also quick to distanced themselves from it, and to deny any connection or similarity to its practices. This is indirectly evidenced by the fact being accused of fascism is today tantamount to being completely discredited in a moral-political sense.

              It’s precisely these considerations that give us grounds to claim that historical fascism has been fully overcome.

              However, it doesn’t follow from this that it has also been politically overcome; i.e. that under certain circumstances the ruling arm of one country or another will not resort to borrowing various elements from fascist practice or to take up arms from its political arsenal.

              Nobody can guarantee this won’t happen. Moreover, each of us following political events, has had multiple opportunities to observe how easily tempted by this is every military junta that comes to power through a coup. Pinochet’s regime is the most recent example in this respect.

              The political defense of fascism has its own deep foundations in economics—in those processes involved in centralizing and concentrating capital and property which are deeply inherent in imperialism. This isn’t a matter of anachronistic phenomena, but of the objective tendency that maintains state capitalism. The larger the centralization and concentration of the means of production in the hands of the monopolies and the state, the larger their economic power, the greater the ability to destroy liberal democracy, to liquidate the civil and political liberties of individuals, and, following that, to bring about fascist totalitarianism.

              As far back as sixty years ago Lenin was already turning his attention towards this and other phenomena in his “Imperialism: the highest stage of capitalism”: the replacement of free competition with a state monopoly in the economy (in the base) corresponds to a replacement of a bourgeois democracy with political reactionism in the superstructure. (According to Lenin the political superstructure under imperialism “presents a reversal of democracy towards political reactionism. Free competition corresponds with democracy. Monopolies correspond to political reactionism.”) Or, to say the same thing, a monopoly of the economy necessarily grows into a monopoly of politics, and from there spreads into all other spheres of public life. And it’s well known that a monopoly of politics always has one singular form: dictatorship.

              Of course, the possibility of a fascist dictatorship is not always a reality in politics, but it exists as an ordinary possibility which can threaten us during periods of significant social crisis characteristic of our century. In any case, the tendency towards totalitarianism in the current world is so strong that even traditional bourgeois democracies aren’t as idealistic as they were in the 19th century; quite frequently, one can observe in their political life certain steps and actions that reminds one more of dictatorship than of democracy.

              The relevance of the topic has another side: the necessity of clarifying the structure, laws, and the hidden mechanisms and levers of the fascist state. Until this is done it will always remain a mystery how fascism—and especially the German kind—with its anti-scientific and reactionary ideology could have dragged along the nations of Europe and used them as tools for its criminal aims; what was the system of “barbarization”, stupidity, numbing, corruption, demoralization and dehumanization that turned millions of burgers, philistines, and loyalists into a modern version of Tamerlane’s Horde, threatening all civilization with destruction?

              We know too much about the crimes of fascism (the burning of books, the concentration camps, the gas chambers, etc.), but know far too little about that machine called “the fascist state” that committed those crimes.

              We know too much about what we call “bestial fascism” and almost nothing about the “ordinary”, every day fascism from which the bestial kind grows.

              This is why it’s not enough to say that fascism is the dictatorship of the most reactionary imperial cliques (which, of course, is perfectly true) as an answer to these questions. It’s necessary to go further: to study in detail the fascist dictatorship as a system and a form of state power.  

2. The Numerous Definitions of Fascism

              Many different definitions from many different perspectives have been given during the different periods of fascism. Every one of them, to a certain extent, uncovers the political reality of that contradictory and culturally mysterious 20th century phenomenon. After the famous 1921 “March on Rome” when the Italian fascists come to power, many Marxists began to think of fascism as a peculiar petit-bourgeois revolution. As early as 1923 S.M. Bronsky describes fascism as a “petit-bourgeois revolution” and “a struggle of the middle classes for self-preservation” in The Communist Revolution (6-25).[3] In the beginning that’s how the Italian Communists, who were the first to feel the blows of fascist dictatorship on their backs, thought of it too. As L. Longo describes the discussions among the Italian Communists and Socialists, the fascist movement was understood as “the result of a revolt of the petit-bourgeoisie, trapped between large capital and the worker’s movement” (64-199).[4]

              This was also the understanding of the entire social-democratic population of Europe during the 20’s and 30’s.

              That was also A. Gramsci’s understanding. But attached to his name is a different definition of fascism as “extrajudicial violence on behalf of the capitalist class.” (23-471)[5]

              Later, after 1926, when Italian fascism begins to build its own specific state system and when the more aggressive German Nazi movement appears on the horizon, the counterrevolutionary nature of fascism begins to come to the forefront. At that point new definitions arise which underline precisely this characteristic. In 1932 E. Tellmann characterizes fascism as an “armed counterrevolution, presented as a mass movement, as embodied in Hitler’s organizations” (115-33). At the same time the Italian historian Delle Piane called fascism a “preventative counterrevolution”, and L. Longo described it as “one form of preventative counterrevolution.” (64-114)

              At the start of the 40’s, the French communist, G. Politzer, engaging in a polemic with the Nazi ideologue A. Rosenberg once again defined fascism as “the most reactionary counterrevolution in history” and as “the counterrevolution of the 20th century” (160-41, 44).[6]

              In his attempt to discover the contradictory nature of fascism and, specifically, the contradiction between its mass social base, between its mass national movement, and its deeply reactionary program it executes, Eugene Cox called fascism a “reactionary revolution” (52-136).

              Erich Hess, led again by the desire to express the paradoxically contradictory political nature of fascism, and especially the contradiction of his business organization, defined fascism as “industrial feudalism” (127-8), as a system that unites in itself all capitalist industrial development with pre-capitalist forms of extra-economical coercion.

              Hermann Rauschning—former party leader of Danzig who saw the adventurism of national socialism even before the war and escaped across the ocean—defined German fascism as a “nihilistic revolution”, “a revolution of negation.”[7] In his singular book The Revolution of Nihilism, published in 1938, he constantly highlights the destructive character of the fascist ‘revolution’: the struggle to destroy all moral, political, and artistic values, acquired in the slow and difficult development of human civilization. (160a-26).

              Winston Churchill his unique genetic definition of fascism by linking it with the appearance of communism. In his own words, “fascism was the shadow or ugly child of communism.” (136a-13)[8]

              It must be noted that this idea is widely shared among the bourgeois democracies and the liberal intelligentsia in the West. It’s shared with the acolytes of ‘official historiography’, for whom it’s become almost a dogma. Its typical expression is like that of philosophy professor Luigi Sturzo:[9] “In reality, between Russia and Italy there only one true difference—namely, that Bolshevism, or the communist dictatorship, is left-wing fascism, while fascism, or conservative dictatorship, is right-wing bolshevism. Bolshevik Russia created the myth of Lenin, Fascist Italy that of Mussolini” (172a-221).

              There are also numerous definitions of fascism which don’t take into account its social and class content. The American psycho-historian, R. Binion, for example, looks at the spread of fascism into Germany as “an epileptic seizure of the German people” and as a “schizophrenia of the nation.” (6-167)

              L. Mumford claims that the real roots of fascism must be sought “in the human soul, not in the economy.” In clarifying this claim, he says: “In overweening pride, in the delight in the cruel and neurotic disintegration—in this, and in the Weimar contract, or in the incompetence of the German republic lies the explanation of fascism.” (155a-118).[10]

              Wilhelm Reich, in “The Mass Psychology of Fascism”, doesn’t deny the role of the economic factor in the appearance of fascism, but attempts to explain its rise entirely through psychological causes.[11] Fascism is “a statement of the irrational structure of man, modeled on the crowd…Its sadism seeps from the nostalgia or an unsatisfied organism.” (162-176).

              Since fascism can’t be explained through the pathology of the Fuhrer or the general stupidity of the nation, we won’t busy ourselves with these kinds of pure psychological definitions. At the same time, it should be noted that without the contributions of social psychology, include those of the aforementioned authors, many things in the fascist phenomenon could not be fully understood.

              It must also be said that all of the definitions and characteristics mentioned above contain part of the truth. They simply represent different sides of the actual political phenomenon we call ‘fascism’. Because fascism is at one and the same time both “a mass movement”, and “a petit-bourgeoisie counter revolution”, and, in a sense, even an ideological “schizophrenia of the nation” and an “epileptic seizure” of an entire people.

              But none of them uncovers the deepest foundation and specific reality of fascism. The latter was more or less fully express in the definition given to fascism by the 7th Comintern Congress as “the open terrorist dictatorship of the most reactionary, most chauvinistic, and most imperialist elements of financial capital.” (33-29).[12] Namely, financial capital is that which stands at the base of fascism and determines its program. Without financial capital, fascism could never become a national movement and take control of state power. It’s no coincidence that fascism appears during the era of imperialism, in the midst of a deep social crisis that threatens the very existence of the capitalist system. History has known other mass movements of the petit bourgeoisie which were able to birth Bonapartism, but none that could birth fascism.

              It doesn’t matter at all that fascism began as a revolt of the middle classes, of the petit bourgeoisie against the monstrous pressure of a social crisis (unemployment, inflation, tax burdens; etc.); it doesn’t matter either that the vast majority of participants in the fascism movement is not subjectively serving finance capital in order to act as its agent and guard. Objectively, due the power of the historical circumstances during imperialism there are only two primary figures that can resolve the great problems of the age: financial capital and the proletariat.

              That’s why the social crisis can, in principle, be solved either with a proletarian revolution, or with a fascist dictatorship. The latter represents precisely the solution of financial capital.

              Despite its plurality, the petit bourgeoisie cannot offer its own solution to these problems which give rise to the social crisis. Therefore, it does belongs neither to the financial power of big capital, to the monopolies of trust, nor to the desperate determination and revolutionary energy of the proletariat.

              For the same reason every mass movement that arises from it, every one of its revolts or revolutions will, in due time and by necessity comes under the ideological leadership of one of the primary figures mentioned.

              It’s interesting to trace how the social knowledge of fascism has moved from appearance to reality. First, one looks at the social makeup of the fascist movement—the petit bourgeoisie as the major element in the mass social base of fascism. The very appearance, however, is not yet fully developed. Precisely at that point is fascism defined as a petit-bourgeoisie revolution.

              Later, when the fascism movement directs its blows against the parties and organizations of the left—the communists, the socialists, and the social-democratic parties, the independent trade unions of the proletariat, their rallies, strikes, and demonstrations – then its counterrevolutionary contents is revealed. The fascism movement is uncovered through its actions. Its counterrevolutionary nature becomes apparent. This appears as the most important thing. At this stage we see the new definitions of fascism as “a right-wing revolution”, “a reactionary revolution”, “an armed counter-revolution”, “a preventative counterrevolution.”

              Later, when the fascism movement has taken control of the state machinery and has begun to establish its dictatorship on the path towards a violent destruction of all other political parties and organizations (both right and left-wing); when it removes the institutions of liberal democracy, and the civil and political freedom of individuals—it becomes possible to pose the question: whom does the fascist dictatorship serve? As long as the petit bourgeoisie by itself, by the power of its own social nature and its own social interests cannot birth such a reaction, such a reactionary energy, to carry such a concentrated counterrevolution, this becomes the fundamental question.

              And here is precisely where we begin to see the figure of financial capital which in the crisis it finds itself in is truly in need of that kind of state power, but which remains in the shadows, hidden behind the exterior appearance of the fascist system.

              Somewhere at this stage in the understanding of the social nature of fascism we get the definition given by the Comintern as rule by the most reactionary, most chauvinistic, and most aggressive elements of the imperialist bourgeoisie.

              The definition of fascism provided by G. Dimitrov during the 7th Comintern Congress in 1935 remains to this day the best insight into the scoi-class nature of this phenomenon. Because of this, even today, when Marxists scholars turn towards the study of this or that problem in the history, sociology, social psychology of fascism, or of some even more specific problems of its practice such as its propaganda, state terror, concentration camps, etc., they invariably call upon this definition and, to one degree or another, use it as the starting point of their scientific analysis.

              At the same time, however, it would be wrong to think that the Comintern definition fully captures and exhausts all the features of fascism. It lacks an explanation of the specific political system of fascism, of its unique form of dictatorship without which we could never explain the demonic power of the fascist countries which ignited the bloodiest world war and reached a monstrous scale of terror and criminality against humanity, unprecedented in history.

              It’s true that fascism is, primarily, rule or dictatorship of financial capital—and that is the most significant of its socio-class characteristics—but it’s also true that every contemporary late-stage capitalist government power is likewise rule of financial capital with its corresponding limitations of democracy, civil and political freedoms, etc. The same applies to the same extent to all developed capital countries in the world today. However, nobody has allowed themselves on this basis to claim that those countries are fascist ones, or that the form of their political rule is a fascist dictatorship.

              It is precisely this that shows that the definition of fascism as the rule or dictatorship of financial capital, despite picking out the most significant of feature of this concept, does not exhaust its whole being. It must be supplemented by specifying its particular political system, its unique form of dictatorship which crystalizes the power of financial capital under the unique critical conditions between the two world wars. Here not only the class content, but also the form which it takes, is a significant part of this phenomenon. The organic unity of the two express the specific reality of fascism.

              The absence of this “formal” moment in the Comintern’s definition became a reason for some authors to eliminate it altogether, to engage themselves only in the study of political structures without taking account of their real contents. Others, staying dogmatically faithful to that definition, claimed that it represents the whole truth of fascism and that there was simply nothing more to be said on this question. They were usually satisfied with repeating this definition while lacking any ability to apply it creatively to the concrete sociological analysis of the studied phenomenon.

              The absence of this “formal” moment in the Comintern’s definition is a little strange because every visible actions of the Comintern took seriously this side of fascism.

              As we will see in our forthcoming exposition, even as far back as the Leipzig trial G. Dimitrov paid special attention to the political structure of the Nazi state and its totalitarian character. P. Togliatti’s detailed analysis of the architecture of the fascist system in Italy as outlined in his “Lectures on Fascism”, finds fascism’s specific reality precisely in its totalitarianism.[13] To one degree or another, this feature of fascist dictatorship was also noted by E. Tellmann, L. Longo, V. Pick and others. Namely, it is through it that they tried to explain this or that phenomenon in the political life of the fascist states which, outside of the full context of the system, would appear strange and unfamiliar.

              To jump ahead, this is why we claim that that totalitarianism is such a significant part of the fascist dictatorship, of the fascist state, so fully and wholly expresses its political nature, that it must necessarily be included in the definition of fascism. In that respect, the Comintern definition should treat fascism as the totalitarian rule, the totalitarian dictatorship of financial capital and of its most reactionary and aggressive elements. It is precisely a totalitarian—not military, not authoritarian, but a totalitarian dictatorship. What is a totalitarian dictatorship and a totalitarian fascist state is the subject of the following exposition.

3. The Concept of the Totalitarian State

Those who speak of the totalitarian state are, first and foremost, the very creators of fascism itself. In listing the three main conditions for creating the corporate system, Mussolini puts the creation of the totalitarian state second after the creation of a single party system. He characterizes the totalitarian state as “a state, which incorporates within itself…the whole energy, all interests, and all hopes of a nation” (10-37).

              Paul Raterbusch, one of the theorists of Nazism, in decisively opposing “the pluralistic multiparty state” of Western Democracy defines the totalitarian state thus: “…the totalitarian state is that which with the help of a certain single party or ideology has elevated itself to a totality and has claimed the exclusive political right in constructing national life…The totalitarian state represents a fundamental break with relativism, with the notion that every party contains only relative truth.” (101-61 and 62).

              The German envoy to London, Von Dirksen[14], also speaks about the fascist state. With this term he refers to both fascist Italy and Nazi Germany (39-110, 115, 308, 420).

              Finally, Hitler’s Minister of Armaments and War Production, Speer[15], in his deposition in the Nuremberg trail emphasized the totalitarian state as the most important reason for the catastrophe that befell the German nation: “The great danger to be found in this totalitarian system became apparently clear at that moment in which we approached the end…Allow me to explain like this: near the end it became apparent what kind of great danger is hidden in systems of this kind even if we set aside the Fuhrer principle. It was the combination of Hitler and this system that brought forth the horrific catastrophe into this world.” (99-48)

              During the Nuremberg trial the English prosecutor Shawcross[16] called Hitler’s cabinet a “totalitarian government” because it “doesn’t tolerate any opposition” and destroys civil and political freedoms (90-50 and 60). Able Plehn presents the “Spanish Phalanx” which builds the country in its own image as “war-loving” and “totalitarian” (93-261). Curt Reiss[17] describes the “totalitarian form of government” as one “in which freedom of the press and parliament are destroyed…” (102-202). A. Manhattan[18], in quoting a report of Mussolini’s envoy to Madrid on March 25th 1939 also speaks of a “inter-European fascist block of totalitarian states throughout the whole continent.” (71-329)

              The term “totalitarian state” is used also by Marxist authors in characterizing the fascist system, especially during its final years. Indeed, Georgi Dimitrov, during the Leipzig trial in the “Ten Questions to the Criminal Police Officials” used this term, precisely in this sense. But because the text has the form of a question which can’t be separated from its context without distorting the author’s intentions, we present the tenth question in its entirety: “10. Is it true that in this tense situation the Reichstag fire serve as a signal to begin the campaign against the labor movement and to overcome the difficulties within the ‘national coalition,’ to exercise national-socialist ‘unity, and to organize the so-called ‘totalitarian state’, i.e. to the forcible destruction of all other parties and organizations, to the ‘unification’ of the state, economy, culture, military, sport, youth, church, and the other organizations of the press, propaganda, etc.?” (58-202).

              In the “Sentencing Notes” which are a synopsis of a speech never delivered to the court dated December 23, 1933, G. Dimitrov once again returns to this question, noting: “For the creation of a ‘totalitarian state’, the national-socialist ‘sole-rule’!” (34-186).

              In short, according to G. Dimitrov the totalitarian state is the kind of state that aims first “towards the violent destruction of all other parties and organizations”, and second, towards “the unification of the state, economy, culture, military, sport, youth, church, and the other organizations of the press, propaganda, etc.”, in a word, unification of all social life.

              P. Togliatti in his infamous “Lectures on Fascism” read during the spring of 1935 in Moscow’s Lenin Academy before the Italian communist party functionaries working illegally against Mussolini’s regime, also looks at the Italian fascism as a “totalitarian regime,” “a totalitarian state.” He even classifies Italian fascism in terms of its totalitarian elements: “I would divide this subject in three periods: the first period—fascism until the “March on Rome”, until the end of 1922; the second period—from 1922 to 1925, can be characterized as an attempt to create a non-totalitarian fascist regime; finally, the third period covering 1925-1930, is the period of the creation of totalitarianism and of the beginning of the greatest economic crisis” (116-33).

              Even at the beginning of his lecture Togliatti explains that “Italian fascism wasn’t born totalitarian, but became such at that moment when the ruling powers of the bourgeoisie reached the maximum level of economic, and, consequently, political unity…totalitarianism is the consequence of the dominance of financial capital” (116-44).

              From the very titles, and even more so from the content of the separate lectures it can be seen that it is through the concepts of “totalitarian system”, “totalitarian regime”, “totalitarian dictatorship” that the true nature of Italian fascism is revealed. Togliatti presents the following table of contents: a) the construction of the ‘singular rule’ or the single party system of fascism through the violent destruction of all other political parties and mass organizations—left and right—without exception; b) taking control of the country by the fascist party, the transformation of the state machinery into its own tool; c) the construction of a comprehensive system of mass organizations through which the fascist party guarantees control of the civilian population (trade unions, youth organizations”, the “Dopolavoro” organization[19], etc.); d) the creation of the corporate systems as an economic base of the fascist nation and the future “fascist order” (Mussolini).

              L. Longo, in the book Between Reaction and Revolution defines the fascist dictatorship in Italy as the “undivided, totalitarian rule of fascism.” (64-271). He doesn’t make it his aim to offer a special analysis of the concept of “totalitarianism”, but much as can be judged form the context, he gives it very much the same meaning as Togliatti.

              In his own deep study of Italian fascism (“Italian Fascism and its Collapse”) the Soviet author S.M. Slobodskoy also looks at Mussolini’s regime as a totalitarian one. Chapter five of this monograph is called “The Establishment of a Totalitarian Regime.” According to the author “Italian fascism entered its ‘totalitarian’ phase of its development during November of 1926.” (110-65) when it liquidates the last remains of bourgeois democracy—political parties and organizations, civil and political freedoms—and the fascist party establishes its absolute monopoly.

              Without clearing up the special meaning of the term ‘totalitarianism’, Santiago Carrillo[20] characterizes the fascist system in Spain in his book After Franco—where? as a “totalitarian power” and a “totalitarian dictatorship” (76-19).

              The Spanish Marxist Jose Garcia proceeds in the same manner.[21] In his Spain in the 20th Century we can find descriptions of fascism like “a centralized totalitarian fascist dictatorship” (20-279), a country with “a totalitarian character” (20-280), “totalitarian order from top to bottom” (20-282), “fascist totalitarian regime” (20-287), or “totalitarian fascist state” (20-322) etc.

              Since there is no specialized study in Marxist literature of the totalitarian fascist state and its unique structure and laws, yet, at the same time this term is used, a systematic and detailed study is needed, starting, of course, not from the understanding of individual statements, but from a strong analysis of the main fascist nations (Hitler’s Germany, fascist Italy, and Franco’s Spain)—an analysis that seeks the most general laws that appear in each of them.

              In this way the concept of a “totalitarian fascist state” can allow us to make sense of an ideal, perfected fascist state, with respect to which the separate fascist countries constitute only approximations or modifications that contain, to a certain extent, its core element.

              In reality this is the goal of every scientific study—to provide an ideal, clean model of some defined phenomenon so that this model can be used as the basis to understand some specific or particular event.

              The creation of a model of the ‘idea’ fascist state also has a great practical significance to the extent that it can provide us with the ability in every separate case to understand whether a given country can be treated as a ‘fascist state.’ In this way we can overcome that vulgar political approach in which the label of ‘fascist state’ or ‘fascist regime’ is treated as synonymous with political stigma but is not the result of an objective scientific analysis.

              The construction of a model of the totalitarian fascist state has a principally methodological significance for not only everyday political life, but also for historiography. It is impossible, for example, to distinguish between a military dictatorship from the fascist one without appealing to such a model that serves as a criterion. That’s why all too often every military regime that comes to power with the help of the military is presented as a fascist dictatorship.

              In connection to this it’s appropriate to recall the words of P. Togliatti, spoken over four decades ago: “The term ‘fascism’ is often used imprecisely, primarily as a synonym of reaction, terror, etc. That definition is incomplete. Fascism does not signify only a fight against bourgeois democracy and it’s not right to use this expression as soon as such a struggle has been identified” (116-11).

              For example, it’s impossible to uncover the ‘peculiarities’ of Bulgarian fascism without such a general model of the classic fascist state. Before we establish the national peculiarities of a given fascism (Bulgarian, Romanian, Hungarian, and English), we must first establish what fascism is, and what the general necessary characteristics of the fascist state are.

              As can be seen from what has been said so far, the best hope for constructing a model of the ideal fascist state is to learn the structure of the classic fascist states, and to discover those general features without which it is impossible to think of any concrete fascist state. In keeping with this fundamental method, we are lead to the following general traits of the totalitarian state: a) the forced establishment of a single-party system or “single-rule” of fascism through the destruction of all other parties; b) the fusion of fascist party with the state; c) the unification of all social life; d) an authoritarian way of thinking with a cult of personality surrounding a national leader; e) concentration camps.

              Of course, it goes without saying that the present study has no pretentions in being the final word on the topic. The aim of this study is much more modest: to point to another aspect of fascism which seems promising and relevant; to aid in the building of a singular theory of fascism that can spare one of the endless aimless wanderings through the details of this or that national fascism.


[1] [Translator’s Note: Where I’m able to, I’ll include little footnotes about the characters that Zhelev is referring to in the text. However, the file I’m working with doesn’t have a bibliography or a reference page, and my transliterations don’t’ always result in me finding anyone identifiable. When that’s the case, I won’t make a footnote saying I haven’t found anything. Regardless, here, Zhelev is referring to the Dutch Communist Marinus van der Lubbe who, along with three Bulgarian members of the Comintern, was put on trial for setting the Reichstag Fire of 1933. He was the only one who was found guilty and was put to death by the state. Although Van der Lubbe’s role in the fire is historically contested, it is generally held that he was used as a scapegoat by the Nazis to justify further repression of the Communists. In 1980, as Zhelev says, van der Lubbe was pardoned by West German courts, but that appeal was overturned in 1983. In 2007 he was fully pardoned by German courts.]

[2] [Translator’s Note: this is referring to the SA’s brown shirts]

[3] [Translator’s note: I’ve left the page references that are in the original text that I have only to demonstrate that Zhelev wasn’t pulling things out of thin air. As noted, however, the copy I have does not have a bibliography section, so the page references remain completely cryptic to me.]

[4] [Translator’s note: Luigi Longo was the secretary of the Italian Communist Party in the 60’s and mid-70’s]

[5] [Translator’s Note: This is, of course, referring to Antonio Gramsci, the Italian communist philosopher]

[6] [Translator’s Note: The former is most likely Georges Politzer, a Marxist philosopher arrested, tortured, and put to death by the Nazis in France in 1942. The latter refers to Alfred Rosenberg, head of the Reich Ministry for the Occupied Eastern Territories, and key developer of Nazi ideology. He was tried at Nuremberg and put to death for war crimes.]

[7] [Translator’s Note: Hermann Rauschning was briefly a Nazi party member before renouncing his membership in the early 30’s and emigrating to the US. From there, he spoke strongly against Nazism.]

[8] [Translator’s Note: Winston Churchill was, of course, the British Prime Minister during WWII]

[9] [Translator’s Note: From what I could find Luigi Sturzo was not a philosophy professor, but an anti-fascist priest and politician. Why Zhelev credits him as a philosophy professor is a mystery to me.]

[10] [Translator’s Note: This is most likely referring to Lewis Mumford, the American sociologist, psychologist, and philosopher]

[11] [Translator’s Note: This is referring to the Austrian psychoanalyst—among other things, he coined the phrase “the sexual revolution”]

[12] [Translator’s Note: The Comintern was the name of the third international organization advocating for global communism (Communism + International = Comintern). It was founded by Lenin in 1919 and dissolved by Stalin in 1943 as way appeasing the wartime allies of the Soviet Union. Between 1934 and 1943 it was headed by the Bulgarian Georgi Dimitrov, who has been mentioned—and will continue to be mentioned—already. The Seventh Congress was its last.]

[13] [Translator’s Note: This is a reference to Palmiro Togliatti, General Secretary of the Italian Communist party from the 30’s through the 60’s]

[14] [Translator’s Note: Herbert von Dirksen, German diplomat to Britain before WWII]

[15] [Translator’s Note: This is referring to Albert Speer]

[16] [Translator’s Note: Hartley Shawcross, the British barrister and head British prosecutor during the Nuremberg War Crimes tribunal]

[17] [Translator’s Note: Curt Reiss was a German refugee to America who worked as a war correspondent cataloguing Hitler’s war crimes]

[18] [Translator’s Note: Possibly Avro Manhattan, an Italian polymath and writer]

[19] [Translator’s Note: This was the Italian fascist adult recreation group]

[20] [Translator’s Note: Santiago Carrillo was the General Secretary of the Spanish Communist Party from 1960-1982]

[21] [Translator’s Note: This might be referring to Jose Garcia Ladron de Guevara, but I can’t find enough information.

Socialist Reading Series I: The State and Revolution [Part 3]

Alright, after a long delay, I’m back with chapter three of TSaR (you can find chapter two here). This chapter is especially important (especially sections 2 and 3). Let’s just jump back in.

Chapter III: The State and Revolution. Experience of the Paris Commune of 1871. Marx’s Analysis


  1. Wherein Lay the Heroism of the Communards’ Attempt?

Summary

According to Lenin, the revolutionary experience of the Paris Commune had a significant impact on Marx’s thinking insofar as it caused him to go back and make one important change to the Communist Manifesto. Specifically, he thought that what the Commune had shown was that “the working class cannot simply lay hold of the ready-made state machinery, and wield it for its own purposes.” (pg. 43 in Lenin, though the quote is originally from The Civil War in France and, as noted, appears in the Manifesto as well) Whereas some have held that this implies that Marx was urging for a more moderate position–i.e. the working class cannot simply lay hold of the state machinery because it must slowly come to take control of it–Lenin claims that the exact opposite is true:

Marx’s idea is that the working class must break up, smash the “ready-made state machinery,” and not confine itself merely to laying hold of it.

Lenin, The State and Revolution, Chapter 3 pg. 44

As evidence for this, Lenin cites Marx’s letter to Kugelmann on April 12, 1871 in which Marx says that “the next attempt of the French Revolution will be no longer, as before, to transfer the bureaucratic-military machine from one hand to another, but to smash it, and this is the preliminary condition for every real people’s revolution on the continent. And this is what our heroic Party comrades in Paris are attempting.” (pg. 44)

Lenin then makes two points in reflecting on this quote. First, that conditions have changed since ’71 such that Marx’s observations are no longer confined to conditions on the continent, but apply to England and the US as well. And second, that the the smashing of the state machinery is a precondition for a people’s revolution, with this showing that Marx was always concerned with a popular uprising rather than a parliamentary incrementalism of sorts.

In 1871, continues Lenin, the only popular revolution that could have succeeded was one that united both the proletariat and the peasantry since these classes were the ones that constituted “the people.” And these are, of course, precisely the groups that were oppressed by the state machinery and which are needed to smash that machinery. Consequently, Marx must have been saying two things. First, that in order for the revolution to succeed, the two classes that made up the people at the time must be united so as to destroy the state. And second, that he thought this was what the Communards were doing. What made the Communards’ attempt heroic, then, is precisely that they were trying to unite the two classes so as to destroy the state and lead a genuine people’s revolution.

Analysis

The central argument here is really bad. Lenin’s claim is that the lesson that Marx learned from the Paris Commune is that the state machinery must be smashed. However, the evidence he uses to support this is something that Marx says in reference to the Eighteenth Brumaire (which was published in 1852) in a letter that Lenin himself acknowledges was written during the time of the Commune. The timing doesn’t make sense. Clearly, Marx couldn’t have learned the lesson from the Commune twenty years before it happened, but it also seems wrong to say that Marx could have drawn the lesson that Lenin claims he drew from it while the Commune was still happening. That’s not implausible, I suppose, since the developments in the early weeks of the Commune could have convinced Marx that something different has to happen. But if so, the quote Lenin uses doesn’t support that development. After all, the quote points back to what Marx already thought in the Eighteenth Brumaire and explicitly says that this–i.e. what he thought in 1852–is what the Communards were attempting to do in Paris.

If all this is correct, then this reflects Marx’s views from before the Commune, and not what he learned from the experience of its failure. Consequently, it doesn’t show Marx’s mature analysis at all even by Lenin’s own lights.

Setting that aside for a moment, the secondary point about what whether Marx thought that the Commune was in fact trying to form a coalition between the peasants and the workers may be correct. I don’t know enough about the Commune or, frankly, of Marx’s commentary on it to be able to weigh in. But there’s nothing at least in the text Lenin presents that makes this seem utterly implausible.

Still, this means very little if we return to the main reason why Lenin’s argument is bad. That is, what Lenin says may very well have been Marx’s analysis at the time of the Commune and he may have endorsed this union between peasants and workers that must smash the state as a pre-requisite of the revolution. But that’s perfectly compatible with the claim that, nevertheless, the Commune experience showed Marx that his analysis at the time was wrong and that this attempt was not the path towards a successful revolution after all. So far Lenin hasn’t shown us anything to think otherwise.


2. With What is the Smashed State Machine to be Replaced?

Summary

Before the Communards, the answer to this question was an abstract one: as we have seen the machine is to be replaced by “the proletariat organized as the ruling class…[by the] winning of the battle of democracy” (pg. 44). However, this does not provide a practical answer. According to Marx the practical answer, claims Lenin, is one that must be borne by experience. Thus, what kind of organization this must take and how exactly this battle of democracy is to be fought remained an open question.

Marx answer this question in his analysis of the Commune in The Civil War in France. Briefly, the Commune arises as a dialectical response to the state power that was developed and consolidated with the ’48 revolution. And what kind of “state” does it attempt form in light of the the features of the ’48 state?

First, it’s one that abolishes the standing army and substitutes in its place an armed people. It also appointed councilors on the basis of universal suffrage, who were representative of the working class and who could be recalled; it disbanded the existing police and handed over its responsibilities to commune members; it paid public servants working-class wages; it removed all the special privileges that came with government work; and it rejected the independence of the judiciary and made it accountable to the people (as all other positions were).

The smashed state was thus replaced by a more fully democratic set of institutions which, crucially, did not serve the function of the suppression of a political class. Consequently, the smashed state was replaced by something which was not a state (in the sense we have defined so far).

Nevertheless, the creation of this new body did not mean an end to suppression–the bourgeoisie still needed to be suppressed–but the source of that suppression was no longer a separate minority, but had now become the majority of the population. Given that the people itself–i.e. the majority–was doing the suppressing, the need for an extra, special force of suppression was lost. Consequently, the state had begun to wither away. In short, the state disappears as more and more of its functions (and especially its main function of suppression) are taken over by the general population instead of being held by a privileged minority.

Here, notes Lenin, the reduction of all wages to workingmen’s levels is of special importance and highlights the shift from a bourgeois democracy to a proletarian democracy. It is only through this process that the population returns to a kind of ‘primitive democracy’ in which the population itself can come to take up the functions of the state (presumably because a difference in remuneration would easily lead to a difference in rank and stature). This return is not, however, a return to an old pre-capitalist democracy–it is not a regression. Rather, it is a kind of dialectical return that takes advantage of the fact that the advances of capitalism has rendered all functions of the state so simple so as to make their execution possibly by any literate person.

By stripping all privilege from state work, removing all grandeur from such positions, and reducing the wages of those who perform them to the wages of ordinary people, a bridge from capitalism to socialism is built and the workers and the peasants are united.

Lenin ends the section on the following interesting note:

From the peasantry, as from other sections of the petty bourgeoisie, only an insignificant few “rise to the top,” “get on in the world” and in the bourgeois sense, i.e., become either well-to-do people, bourgeois, or officials in secure and privileged positions. In every capitalist country where there is a peasantry (as there is in most capitalist countries), the vast majority of the peasants are oppressed by the government and long for its overthrow, long for “cheap” government. This can be achieved only by the proletariat; and by achieving it, the proletariat at the same time takes a step towards the socialist reconstruction of the state.

Lenin, The State and Revolution pg. 53

Analysis

The first part of this section–as many parts of the pamphlet–is focused on putting pressure on Lenin’s opponents in 1917. The general line of argument is this: Marx thought that the Commune was doing things the way scientific socialism demands they ought to be done. The commune did x, y, and z. Yet, the Mensheviks, SRs, and others refuse to do them and still they have the guts to call themselves Marxists!

This is fine, but not terribly interesting outside of a historical lens. More interesting, I think, are some of the comments that Lenin makes in the latter half of the section, and, in particular, in what he makes of the reduction of wages for all functionaries. There, he seems to make two substantial claims: first is the claim that capitalism has rendered the functions of the state so simple that only basic literacy is needed from its functionaries.

Capitalist culture has created large-scale production, factories, railways, the postal service, telephones, etc., and on this basis the great majority of the functions of the old “state power” have become so simplified and can be reduced to such exceedingly simple operations of registration, filing and checking that they can be easily performed by every literate person, can quite easily be performed for ordinary “workmen’s wages”…

Lenin, The State and Revolution, pg. 52

This is, to a certain extent, an empirical claim about the working conditions of the state (at the time at least) as well as a normative claim about what would justify a difference in remuneration for state functionaries. That is, because the the work being done is not any more complicated than the ordinary work of a factory worker, that it should be paid at the same rate. This is an interesting claim for two reasons. First, it describes what Lenin thought running the state would be like prior to taking power (at this point he’s still in Finland, and whatever power he has it’s only within the Bolshevik Party itself and not the state). Roughly, he sees management of the state as a matter of performing rote, repetitive clerical work–a kind of analogue to the work done by factory workers in an assembly line. I’m not sure if that is correct, or that it ever was correct. That’s not to say that government work isn’t rote, repetitive, or alienating–I’m sure it is–but rather that I suspect the skill necessary to fulfill government functions probably requires more than just basic literacy at least at some levels.

That being said, the current political administration seems to suggest that Lenin was closer to the truth than further from it–if Rick Perry can be Secretary of Energy…

The second thing that makes the claim interesting is the fact that it leaves open the possibility that if there are some government jobs for which more specialized skill is needed, then perhaps they should be paid higher wages for performing those tasks. This seems like a reasonable principle, but it poses a problem for Lenin and puts a lot more pressure on the empirical claim. Simply put, the withering of the state is contingent on the democratization of its functions. But if at least some of its functions cannot be democratized in some respects and if those functions require special skills and differing remuneration, then a core, privileged group is preserved, and hence, the possibility for a minor population wielding oppressive power remains. In that case, the state doesn’t wither but is granted a different life through the bureaucracy. (I would be remiss to say that something like this actually seems to have played out in the Soviet Union–Stalin worked his way up to power through exploiting the bureaucracy, after all)

One way of solving this problem might be to really stress the responsibility of the general population to recall people in positions should they begin to abuse their power. It’s not clear that this would be of any help since, as we saw earlier, the accumulation of excess wealth tends to have significant influence on others. Still, if the difference in wages is small, the possibility of such accumulation might be a small one.

A different way might be to reject the principle that Lenin seems to rely on and insist that more skilled work does not warrant higher than workmen’s wages. Most of us, having been brought up in capitalist culture, tend to bristle at that suggestion and inevitably see this as presenting a problem of motivation–why would I do more difficult work for the same pay as someone who does easier work? The obvious answer here is that the assumption that wages are the only thing that motivates someone to work is one of the greatest capitalist myths. The fact of the matter is that we are motivated by all sorts of things and frequently do all sorts of labor for little or no money at all (I put in quite a bit of effort in writing all this out and I promise you nobody pays me!). So, the picture that makes us bristle is much too simple and the real answer to the question that’s raised is a matter of figuring out what other ways people are motivated. Now, that doesn’t necessarily mean that all means of motivation are equally as effective in motivating people to do an adequate job (maybe I would write more often and more carefully if I were being paid to do this. Maybe…). But that’s a different matter. In any case, I don’t have the time to fully develop the practical elements of this suggestion–my only intention was to flag the fact that the problem that Lenin runs into might not be as unsolvable as it appears.

Let’s move on to the second interesting claim. That one’s another empirical one about the psychology of the peasant and how taking the measures that he and Marx propose will unite the peasantry and the working class and help build a bridge from capitalism. The line of argument, as you will recall, is that the peasant resents the government for oppressing it, and longs for its overthrow and replacement by a “cheap” government.

The word “cheap” is a tricky one as Lenin uses it. On the one hand, one can read the claim literally as saying that the peasantry is interested in a government that isn’t expensive or cost a lot. That might be plausible, especially if the oppression that one has in mind is an economic one. On this reading, the peasant wants to replace the current government with a ‘cheap’ one because doing so lessens their economic burden. On the other hand, however, one can read the claim as saying that the peasants are interested in a government that isn’t precious or entrenched. Here, ‘cheap’ is synonymous with ‘disposable’ and in contrast with ‘unique’. In this sense, what the peasant wants is a stripped down government that can be replaced easily. This, too, would lessen their economic burden but not because their primary source of oppression is, as it were, squeezed out of them to pay the salaries of expensive functionaries. Rather, it would be because a ‘cheap’ government is one that lacks a certain power to enforce certain oppressive measures that are employed against the peasants (i.e. the state doesn’t defend the interests of the landowners).

Both readings are, I think, consistent with the text, though I think the latter reading makes much more sense in the broader context. Nevertheless, it’s interesting how well Lenin’s description applies to the attitudes of the modern rural worker towards the government. I suspect this is because this is just a common feature of any populist urge, but it’s still pretty insightful.


3. Abolition of Parliamentarism

Summary

Naturally, Lenin once again begins by excoriating his contemporaries for not rejecting parliamentarism sufficiently. The essence of bourgeois parliamentarism (and of most democratic republics) is, according to Lenin (and Marx) to “decide every few years which member of the ruling class is to repress and crush the people through parliament” (pg. 54) This is what the Commune rejected and this is what Marx praised them for rejecting.

But how exactly are the proletariat to get rid of parliamentarism? Lenin tells us:

The way out of parliamentarism is not, of course, the abolition of representative institutions and the electoral principle, but the conversion of the representative institutions from talking shops into “working” bodies.

Lenin, The State and Revolution, pg. 55

But what does this mean? What does it mean to make turn representative bodies into working bodies? In the first place, it appears to be a matter of transparency–a working body does not obfuscate, its real workings are not “behind the scenes”, and its purpose is not to ‘trick’ the people. In the second place, it’s not concerned with or steeped in bureaucracy and red-tape but aims at doing work. And, finally, in the third place, it is a group in which there is no distinction between legislation and execution; in that respect, it is supposed to be modeled like a shop floor where the distinction between planning and doing is also abolished. [Note: I’m getting this reading by trying to suss out what’s between Lenin’s complaints against the SRs and Mensheviks].

Lenin also tempers our expectations. Our goal in ending parliamentarianism should not be to destroy all bureaucracy at once. That would be utopian. Rather, it is to so smash the old bureaucratic machine so that there can be a gradual end to all bureaucracy eventually. This will be possible for the same reason that it is possible to place all state functions in the hands of literate workers: namely, the advances of capitalism have made questions of organization simple enough to be handled without direct oversight.

Thus, the revolutionary state will not dispense with “workers, foremen, and bookkeepers,” but their employment will be at the hands of the proletariat as a whole rather than the state.

Lenin then gives us a nice description of how things will work:

We ourselves, the workers, will organize large-scale production on the basis of what capitalism has already created, relying on our own experience as workers, establishing strict, iron discipline supported by the state power of the armed workers; we will reduce the role of the state officials to that of simply carrying out our instructions as responsible, revocable, modestly paid “foremen and bookkeepers” (of course, with the aid of technicians of all sorts, types and degrees). This is our proletarian task, this is what we can and must start with in accomplishing the proletarian revolution.

Lenin, The State and Revolution, 58 (emphasis in original)

Here, Lenin is describing the notion of collective central planning, guided by the experience of the proletariat, safeguarded by the armed workers, and the orders of which are executed by particular functionaries.

But crucially, this stage, too, is only transitional. As organizational and accounting functions become simpler and simpler with the help of technology, they will become so simple and internalized that there will be no more need for any kind of special functionaries at all. Everyone will simply know what needs to be done and how to do it.

The seeds of this kind of set up are, according to Lenin, already in the soil. We have already seen how such a central planned system can work in one place with the postal service as a kind of state capitalist enterprise. As imperialism continues unabated, it will transform all organizations similarly–at that point, the only thing that’s needed is for the proletariat to take control through arm, keep it for long enough that knowledge can be diffused and internalized as specified, and wait for the withering away of state and bureaucracy.

Analysis

I’ll note two very important things that finally let me make sense of Lenin’s thoughts. First, it’s puzzling what Lenin exactly means when he says that we must smash the bureaucratic machine without abolishing it. The answer, we know, has to be that the smashing just is the transformation of the existing parliamentary bodies into these working bodies. But how is smashing something compatible with transforming it? Usually, when we talk about the smashing of something, we imply its destruction (“smash the patriarchy!” means “get rid of the patriarchy!” not “transform the patriarchy!”), but Lenin is explicit that smashing of the state or the bureaucracy is not tantamount to immediately getting rid of either. To advocate for the latter is to take the anarchist position, and Lenin is no anarchist. If that’s so, then it might be fair to say that ‘smash’ is a kind of technical term for Lenin. What does it mean to smash x? Plausibly, it’s to de-fang, transform, or remove the primary function of x. To smash the state is to deprive it of its primary function of suppressing class conflict in favor of the bourgeoisie, and to smash parliamentarism is to deprive it of its primary function of lying to the people. In both cases, the thing that has been smashed may continue to have a different, perhaps necessary for the time, function, but it does not exist in the same way that it did previously.

The second thing to note is that, once again, Lenin exposes certain fundamental assumptions he holds about the role of technology and the nature of bureaucracy. Namely, he thinks that as technology improves, the knowledge necessary for bureaucratic and organizational tasks become simpler. Furthermore, this trend doesn’t bottom out! Bureaucratic tasks can become so simple that they can be internalized by everyone and made intuitive to everyone.

To reiterate, this is a substantial empirical claim. Lenin holds that this empirical claim is actually confirmed by the development of capitalism under imperialism and the post office is supposed to be just one example in which the bureaucracy has been appropriately simplified. Lenin seems to be committed to the further claim that all enterprises will develop in this way.

Putting aside the question of whether Lenin was right about these claims about the nature of bureaucracy (he wasn’t), noting them can help us make sense of why, for example, Lenin saw the revolution as so urgent. If the technology is already in place to make social organization and bureaucracy a non-issue in a fully egalitarian and fully democratized society (i.e. if there’s no need for specialized oversight), and if the only thing that’s standing in the way of that reality is only the obstinacy of the ruling class who refuse to give up power, then it makes perfect sense to take up arms against them!

This line of reasoning holds even if the technology isn’t quite there (as it definitely was not in 1917 Russia)! If we’ve already got enough evidence to believe that this is precisely what will happen everywhere, then it also makes sense to take up arms anyway and maintain power until the technology catches up. In other words, even if Russia is currently technologically behind, if the proletariat can come to power and maintain order until it catches up to other industrialized countries, then it can still reach socialism without first going through a bourgeois development. What’s necessary for that, however, is, precisely as Lenin says, a dictatorship of the proletariat that prevents any backsliding into bourgeois tendencies.

Furthermore, this explains why Lenin thought that a revolution in Russia would spread quickly to Europe and why it was so important that it do so. Given the assumptions that he holds, it seems plausible that Lenin thought that the technological material conditions for socialism were already in place in Germany, and that the only (well, perhaps not only) thing keeping socialism from occurring was the masses’ reluctance to take up arms and seize the means of production. In other words, I suspect he thought that industrialized Europe was already in this latest stage (or close to it) of capitalism mentioned earlier in which the knowledge of bureaucratic and organizational tasks was so simple that it no longer posed a challenge. If that’s the case, then seeing that a popular revolution could succeed even in a place where that isn’t the case would give the population enough of an impetus to do their own revolution. In turn, if successful, this fully developed industrial power would require only the shortest time before its state withers away, and would then be able to send material and technological aid back to Russia, thus shortening the time it needs to catch up.

Of course, none of that turned out to be true, but man, does it make things a lot easier to understand.


4. Organization of the Unity of the Nation

Summary

This brief section begins with a few block quotes from Marx about how the nation is to be organized on the model of the Commune. Simply put, the form of the Commune would be applied from the smallest settlement up through the entire nation. On this model, the unity of the nation “was not to be broken, but, on the contrary, to be organized by the Communal Constitution, and to become a reality by the destruction of the State power which claimed to be the embodiment of that unity independent of, and superior to, the nation itself from which it was but a parasitic excrescence.” (Lenin quoting Marx)

The purpose for quoting Marx here becomes apparent when Lenin begins to attack Bernstein. Briefly, the question under discussion is whether Marx’s analysis of the Commune commits him to federalism at the national level. Bernstein claims that it does and that, in fact, Marx’s views on national organization end up being essentially the same as those of the anarchist Proudhon. In turn, Bernstein takes his criticisms against Proudhon to apply to Marx as well. Lenin argues that Bernstein is, of course, mistaken–the excision of a parasitic state is in no way similar to any system of federalism. “Marx does not speak here at all about federalism as opposed to centralism, but about smashing the old, bourgeois state machine which exists in all bourgeois countries.” (Lenin, pg 61)

On the heels of some more lambasting of Kautsky and Plehanov (other ideological enemies of Lenin), we get an explanation of what unites and separates Marx from Proudhon on this question. Namely, the two agree on the need to smash the state, but they disagree precisely on the question of federalism and centralism–Proudhon was a federalist, and Marx was a centralist (as proven by the quotes Lenin references at the beginning of the section). He explains:

But if the proletariat and the poorest peasantry take state power into their own hands, organize themselves quite freely in communes, and unite the action of all the communes in striking at capital, in crushing the resistance of the capitalists, and in transferring the privately-owned railways, factories, land and so forth to the entire nation, to the whole of society–will that not be centralism? Will that not be the most consistent democratic centralism? And proletarian centralism at that?

Lenin, The State and Revolution, 63

And closes out with some more insults against the opportunists.

Analysis

Not having read Proudhon, it’s possible that I’m missing something very important here. The biggest hurdle I have is in understanding how exactly Marx’s comments commit him to a centralism. Here’s my best take.

We know that even the smallest hamlet will be organized in the same way as the Commune. On the one hand, this might mean that each of the independent (little ‘c’) communes will have absolute autonomy from every other commune in what they do and will only nominally be organized in some kind of nation. This, I take it, would be federalism. On the other hand, this might mean that although each hamlet, village, and town are organized on the commune model (all the way up to the top), they will also be united by one central, overarching goal. This, I take it, would be centralism.

The difference, then, is between what the obligations of the communes are to each other. On the federalist view, obligations stop at the something like the municipal level and what the commune does, it does for itself. On the centralist view, the obligations of the commune extend to the whole nation such that different communes might work together not because it is for the benefit of the individual commune, but because it is for the benefit of the entire nation.

This point can be made more clear if we once again remember that Lenin’s use of “smash” is a technical one. He tells us that both Marx and Proudhon agree that the state must be smashed, but whereas the anarchist thinks of this smashing as an abolition and destruction of the state which leaves nothing but individual autonomous communities, the Leninist (Marxist?) sense preserves the overarching unifying structure of the state while removing its previous oppressive function. Thus, unity is preserved among all the communes and their relation to one another remains centralized much as it was before under the bourgeois state. Crucially, what’s changed is the fact that the state no longer functions as a tool of oppression, but is, at best, only temporarily in place until all its functions can be internalized by the workers.


5. Abolition of the Parasite State

Summary

This very short section, again, opens with some long quotes form Marx which are supposed to supplement the remarks from section 4. Briefly put, the quotes focus on how the organization of the Commune and the Communal Constitution should not be confused with any older counterparts: for example, the Commune is not pushing for a return to any kind of feudal communal organization. What it does, instead, is remove the parasite state which has been feeding on the social body and holding back society.

This, according to Lenin, is one of Marx’s notable discoveries: what made the Commune special was the fact that “it was essentially a working-class government, the produce of the struggle of the producing against the appropriating class, the political form at last discovered under which to work out the economic emancipation of labour.” (Lenin quoting Marx, pg. 65)

While everyone else (the anarchists, utopians, Social-Democrats, etc.) were busy doing all sorts of useless things, Marx was deducing what would come next based on what had already happened in France and what had been discovered by the Commune in their experiment. Namely, that the state machinery needs to be smashed and that what would replace the smashed state machinery needs to be a centralized state on the principles of the Commune.

Analysis

I have relatively little to add to this section in terms of analysis. It serves, I suppose, to only highlight once again, the absolute faith that Lenin has in the truth of Marxism and in the methodology of historical materialism to predict the future. Almost all of Lenin’s criticisms against his contemporaries are in their vulgarization and misreading of Marx, but, as I’ve stated multiple times in the past, these criticisms only have any weight if Marx is right about how to read the tea leaves and has unqualified access to the truth.


Zhelyu Zhelev’s “Fascism”: Preface

A Brief Translator’s Introduction

By birth, I’m Bulgarian; by training, I’m a philosopher. These are two elements of my identity that are likely to remain with me for the rest of my life–the latter, because I’ve gotten used to living that way, and the former, because it’s something that I can’t quite get rid of regardless of how thick my American accent gets and regardless of how little any Bulgarians actually care to claim me. In any case, these two aspects of my identity aren’t that hard to keep together, and, in fact, most of the time, they remain perfectly compartmentalized.

However, there are times when I want the two to meet. Unfortunately, and probably entirely because of sociological circumstances about how the profession works, Bulgarian philosophers are hard to come by. That’s not to say that there aren’t any. In fact, I was lucky enough to meet a Bulgarian colleague at my current institution who is one of the smartest philosophers I’ve ever met. Nevertheless, she works in America as a philosopher who does American philosophy. As do I. We are both Bulgarian, but I can’t say that either of us is a Bulgarian philosopher.

Maybe there’s no such thing. In fact, in most circumstances, I’m inclined to think that trying to find someone like that is a fool’s errand. After all, what do I expect to find? A philosopher who does philosophy in the Bulgarian way? Give me a break! I’m much too foreign, much too jaded, and much too old to believe an any nationalistic bullshit like that. I’m sure there are people who would be willing to argue about this (god knows I’ve been in conversations with people who claim that Bulgaria is an underappreciated historical jewel! Did you know, dear reader, that a Bulgarian invented the computer? Well, no, someone with Bulgarian parents did. And, no, he didn’t invent the computer, but he helped! Okay, he worked in the building where a microchip was developed. But he was there! And he was Bulgarian!). I don’t buy it.

Still, some part of me wants to find something worthwhile in Bulgarian thought that I can say “yes, this is good. It came from here and it speaks of here.”

I think there’s plenty of that in Bulgaria as a whole. I know there’s excellent poetry, excellent art, excellent music, etc. I don’t mean to shit on my birth country too much. However, one area where we haven’t made too much of a splash historically is philosophy. Go ahead, take a look at the Wikipedia page for Bulgarian philosophers–it wont’ take long, it’s a short list.

Yet, I think there may be perhaps be something worthwhile there…


This side project is an attempt to see if there is indeed something worthwhile in Bulgarian philosophy. I’m going into this entirely blind. What you’re about to read is a completely unauthorized translation of Zhelyu Zhelev’s Fascism, translated by me using what remains of my Bulgarian language skills (a nice side benefit is that in taking on this project, I’m also practicing a skill that I’ve almost entirely lost).

It goes without saying that I’m not a professional translator, and that anyone expecting that level of professionalism is in the wrong place. I’m also not a Bulgarian historian and, in fact, know very little about Zhelyu Zhelev. I know that he was a dissident during before 1989 and that he was the first democratically elected president of Bulgaria after the fall of the Berlin Wall. I have some vague memories of him on television as a child, but nothing more than that. I don’t know his politics and I don’t know the significance of the book, or its legacy. I do know, however, that he was a philosopher, that he wrote in Bulgaria, about things that were important to Bulgarians, and about issues that are still of interest to me. It remains to be seen whether he was any good as a philosopher, but that’s another matter…

I also know that I can’t easily find any translation of the text in English. So, in the spirit of samizdat, I provide this translation to the best of my abilities for others to read and analyze. I claim no credit for the original work and expect no money.

I should also make a slight note on the translation. I’ve tried to stick as closely as possible to what I take to be the original text. However, as mentioned before, I’m not a professional translator and don’t feel bound to the rules that other, more capable translators abide by. The biggest difficulty arises in the difference in syntax between Bulgarian and English–Bulgarian syntax has become bizarre to my Americanized eyes. The second biggest difficulty, which is partially the result of the syntax difficulty, is the length of sentences. This may also be a feature of Zhelev’s writing style as well. Again, I’ve tried to stick as closely to the original sentence structure, but where I thought things got ridiculous I’ve broken up super-long sentences in two.

Finally, what you’re seeing here is, of course, only part of the full work. Specifically, it’s only the preface. My hope is that over the next year I’ll be able to translate the full book, but you’ll only see it in pieces.


Fascism

by Zhelyu Zhelev

A Documented Study of German, Italian, and Spanish Fascism

(An Unauthorized Translation by Pavel Nitchovski)


In Lieu of a Prologue

Fascism or the political biography of a book

I am not a fatalist and I don’t like exaggerating, but it seems to me that things didn’t work out with this book. It could have had a much better fate. The book was written in 1967 and published in 1982. For an entire fifteen years it lingered in the publishing houses of Sofia. And it was always returned either because of the overloaded publishing plans, set in advance many years into the future, or because of the notorious “lack of paper.” Only the military was honest enough to tell me the real reason. I remember, when I went to talk to the military publishing house to see what was happening with the book, all the editors came around to see me. To see and to laugh. The laughter was congenial. So I asked them:

“Are you going to publish the book?”

“No, we can’t…”

“Why? Didn’t you like it?”

“On the contrary, we liked it a lot…”

“Well?”

“It’s too good to be published by us. This kind of thing can’t come out in Bulgaria.” One of them told me.

The only comforting thing was that the manuscript was constantly being passed around and read through by way of samizdat, both in the capital and in the county.

Credit for the rapid and widespread distribution of the manuscript goes to Radoi Ralin, who was also the book’s first reader. For years he personally distributed the text in different intellectual and political circles, giving it to certain people who, according to him, urgently needed to read it.

It’s also because of him that credit goes for the book’s speedy legalization. For that (and not only for that, of course) I dedicated it to him, even though it’s not listed in the title page for publishing reasons.

In 1968 I began negotiations with a Czechoslovakian communist party “Liberty.” At the end of July I went to Prague to arrange for the translation and other minor details. That was during the indescribable atmosphere of the “Prague Spring”, and joyous and worrisome were the “Two-Thousand Words…”

Twenty days later the Warsaw pact troops invaded Czechoslovakia and everything fell apart. In 1982 ten-thousand copies of the book were published in Bulgaria by the publishing house “Narodna Mladezh.” Three weeks after its release in bookstores it was banned and pulled from libraries. In reality, it was only the third batch of books, the last batch, that was pulled so that at least six thousand copies remained in public hands – these, the police were powerless to collect…

Shortly before the book was banned, representatives of various publishers came to me to ask permission to publish another 30 thousand copy batch. I, of course, agreed, but by the time they went to the printing department of the Communist Party headquarters to ask for an extension on the paper limit, “the infection” had already started and they were summarily kicked out.

In June of 1982 an international book fair was held in Sofia. Publishers from Hungary, Czechoslovakia, and Poland wanted to secure a contract to publish Fascism. But our ever-vigilant, ideological police had no desire to discuss this question and simply said that no such book existed. Of course, there was indeed no such book in the “Festival” halls…

In 1986 during the second Congress of Bulgarian Studies a large group of Chinese translators went to Radoi Ralin and asked him for something new to translate. With his inherent generosity and selflessness—which only those of great talent possess—Radoi told them: “Since I don’t have anything better to give you, I’m gifting you a copy of my friend’s book Fascism and recommend that you translate it in Chinese.” The large Chinese group split up the text among themselves and translated the whole book in a month. It’s now offered for publishing in the Academy for Western Philosophy and Sociological Literature in Peking. I’m purposefully withholding the name of the Chinese Bulgarianist who kept communications with us and who informed us of how the work was going. The last thing we heard before that line of communication was severed was that the book had received four positive receptions with high marks regarding the quality of the text, and that the book was already printed and bound with only the attachment of the cover remaining. Unfortunately, it was precisely at that time that the next anti-intellectual campaign started, which, in turn, caused the liberally friendly Chinese intellectuals to lose their posts, and, consequently, their political appointments as well.

The director of the Academy for Western Literature must have been among them, too, because he was also removed from his post. This fact proved to be fatal for the fate of the book’s Chinese publication.

After 1982, lots of Russians requested copies of the book. Some of them aimed to translate and publish it in Russian, while others were more modest and only wanted to introduce it in their samizdat. The brutal limitations on publishing agreements binding “brotherly nations” excluded and continues to exclude the possibility of an official publication in the Soviet Union. But it appears to be a fact that the book did circulate in their system of samizdat since so many Soviet citizens know about the book or have read it.  

At one point, Poles, too, wanted to publish different parts in various magazines and periodicals. I don’t know what happened with those attempts.    

The last group of people who came and requested a copy during June of this year were members of the committee of the Ukrainian National Front with the intention of translating and publishing the book in Ukrainian. I’m not aware what happened with that or even if anything happened at all.

In general, the fate of Fascism began to remind me of the girl who’s liked by everyone, but, who, for one reason or another, never manages to get married. Let’s hope that this isn’t happening because the girl is getting old… Actually, as the author, I would be happy if it turned out that the themes of the book have become politically dated and passé with time because it would mean that the last totalitarian regime has disappeared from the face of the planet.

But as long as totalitarianism exists, the book won’t lose its actual meaning since it initially represents an attempt, in good faith, with the help of documentary evidence, as in paleontology, to reconstruct the massive political skeleton of the totalitarian mammoth. And those who seriously want to fight against totalitarianism need to know its anatomy and physiology, without knowledge of which success cannot be guaranteed.

Personally, I see no other way to explain why even now in the era of Gorbachev’s perestroika, when the soviet press continues to bring up such massive amounts of crucially vital political information for our society, interest in the book has not waned. People look for it, they re-sell it for high sometimes extravagant prices to the tune of one or two months’ salary. Two years ago, I needed to send two copies abroad, the booksellers offered me a special author’s discounted price of $43 a copy![1]

Before perestroika, what primarily attracted the public to the book was the full overlap between the two variants of totalitarianism—the fascist variant, and, our very own communist one. Despite the analogy between the two never being made explicitly, the nature of the documented material and the way it is organized, the reader himself could discover the horrifying truth that not only is there no substantial difference between the Nazi and Communist political systems, but that to the extent that there is, the difference is of not benefit to communism.

Now, when the organs of mass information speak openly about such analogies and bring in more than a little factual material to support their claims it looks like the book continues to attract attention primarily because of its prognosis regarding the death of totalitarian regimes. The schemata through which the collapse of the fascist totalitarian is elevated to the status of law (a totalitarian system—military dictatorship—a multiparty democratic system) raises the question: will the same schema prove valid for our regime; will this law be preserved, or will it happen a different way? Because if events in Poland confirm this schemata—and this is quite so—then Gorbachev’s perestroika, in the way that it’s been conceived and realized, consists in an attempt to correct it.

Perestroika represents precisely the alternative to a military dictatorship. It has the ambition to do that which must be done by a military dictatorship, but to do so in a peaceful way, humanely, bloodlessly, democratically; i.e. to actualize the social transition from totalitarianism to democracy.

It must be said that, in principle, this alternative is not groundless. The simple fact that Hungary is implementing it before our very eyes and that the Baltic states are attempting to do so as well serves as one confirmation. But this doesn’t happen everywhere, and it’s not easy to do in the beginning.

Of great significance is the nation’s political culture, its moral character, and its cultural-historical traditions. In that sense, the more elevated a nation’s political culture is, the greater its chances of success are to correct the schemata and to replacing a military dictatorship with perestroika.

I worry that for the Soviet Union as a whole this is not an open option. To the circumstances that could lead to a similar development, I note: the multinational character of the country; the different cultural levels of the separate nations; the huge nomenclature; the colossal military machine which, in the most critical phases would have a hard time resisting the temptation to take power from the helpless civilians; the ingrained imperial habits, traditions, and relations, etc.

But the military dictatorship, however hard it tries to preserve the old totalitarian structures, or to save them (as is happening in Poland), cannot alter the process from totalitarianism to democracy but, to the contrary, will speed it up. By radicalizing its contradictions, the dictatorship speeds up the disintegration of the regime. Unfortunately, in this case everything happens with blood, it’s paid for with the lives of more than a few people.

In other words, even through perestroika, even with the help of a military dictatorship, the path through which our communist system will necessarily collapse is singular: from totalitarianism towards a multi-party democracy. This is absolute, nomological, and unavoidable. Everything else is trivial.

But life, which has always been richer than any schemas and for that reason resents being stuffed with them, will probably surprise us with new, many more wondrous and unbelievable combinations from the elements of political reality that we cannot even think of now. Who of us, for example, would have thought—despite the fact that this is so simple and close to the mind—that in the dismantling of our communist variant of the totalitarian system, the system will have to, for a certain period of time, degrade to the level of fascism—to the level of the less-developed and imperfect totalitarian fascist regime, and that in that sense, for us fascism would be one giant step towards democracy! It sounds shocking and paradoxical, but political illusions, emotions, and prejudices are one thing—another are the political realities and iron laws to which they submit.

Today it is precisely this prejudice or ideologically prejudiced way of thinking that prevents the majority from understanding the reason and meaning behind the processes that have happened and are happening in Bulgaria, Czechoslovakia, the GDR, China, and even part of the Soviet Union. Now you can hear the majority at home complain about the regime and say “This is horrifying! It’s Fascism!” by which they mean to imply that things have gotten worse than before and that the country is less democratic. If you try to disagree, they’ll point you constantly to the ever-expanding repressive measures being taken. However, they forget that the democratic movement is expanding even faster in the country and that there already exist about a dozen independent groups and movements, that civil society is re-awakening in the country, etc. –things which earlier were completely unthinkable.

This is why it would be better if we told them: yes, it’s true that on the one hand, countries like Bulgaria, GDR, Czechoslovakia, China, etc. face political repression, demagoguery, cynicism, general corruption, chauvinism, patriotism, faithlessness, etc. as well as experiencing unformed movements, open warfare for democracy, changes, and so on. On the other hand, they look more like fascist countries than communist ones, but this fact shows only that they’ve gone through a particular democratic evolution, that they’ve reached a particular phase of decomposition of the totalitarian structure. Because no other path exists in the transition from totalitarianism to democracy except the path that destroys its own political system. Whoever promises to make democracy through the perfection of the totalitarian system is working with the most profound demagoguery.

But because this question is a principled one—that is, it has not only a theoretical but also a direct practical meaning for the current moment, it deserves a closer look so that we can try to see it in historical context.

We, Marxists, were the first in history to create a totalitarian regime, a totalitarian country—the single-party system, built through the violent destruction of the other political parties or through their degradation to ordinary state organizations, completely subservient to the communist party. This absolute monopoly of the communist party in the political sphere necessarily had to lead to the complete fusion of party and state, and most of all with the state apparatus with the party apparatus, as a consequence of which the head of state and the had of the party turn out to be the same entity, possessing limitless and uncontrollable power that runs through all the lower levels of the national and economic hierarchy—the members of the party.

And so that this system could be stable and unshakeable, the absolute monopoly on the state and party, the party’s monopoly of the state, or more accurately, of the party-state, had to spread from the superstructure to the economic base of society. It was necessary that it be turned into state property—big private property by way of expropriation, the small through violent, bloody, Stalinist collectivization.

When this process of privatization of property was complete, the totalitarian regime was completed. That’s how the communist variant of totalitarianism, which even to the present day remains the most perfect model of totalitarianism throughout history. The fascist model which has been often presented as an antidote to the communist one in reality differs only from it insofar as it is unfinished and imperfect with respect to the economic base, and is consequently less perfect and more unstable. This can be investigated even in the inner architecture of Nazism and the Nazi system which nevertheless represents the most complete fascist regime. Here, the absolute monopoly of the party does not spread over the economic base, or, at least over the whole economic base. The latter is constituted in part by private property, different kinds of private property, which naturally doesn’t give rise towards impulses of cohesion, unity, or monolithicity. Quite the opposite, it creates plurality, heterogeneity, and differences which in a crisis easily transform into contradictions. A monolithic superstructure and a diverse base—this is the incompatibility between the political superstructure and the economic base in the fascist totalitarian regime. That’s what makes it unstable and short-lived. This is why ever fascist regime perished much quicker than our communist ones—some like the Nazi German and fascist Italian ones in the flames of the second world war, and others, like Franco’s Spain and Salazar’s Portugal after the war, in a matter of speaking, in peaceful conditions.

The fascist regimes not only died earlier, but they also showed up later, which shows that in this respect they are a poor imitation, a plagiarism of the original that represents the real, authentic, refined and perfected totalitarianism. My friend, professor Nicolai Genchev, with his usual sense of humor, defines fascism any time it’s brought up as “an early, un-systematized, bon-vivant variant of communism” and Hitler himself as “a pathetic imitator and operatic hero.” We must say that contained in this joke is a brutal truth. Without in any sense justifying Hitler the executioner and cannibal, we must admit that he is a veritable dwarf in comparison to Stalin the Executioner—even this comparison is a weak one. Stalin the Executioner could carry his colleague in his pocket.

I’ll mention only two figures which speak more eloquently than any arguments and deliberations of the fundamental differences between the two kinds of totalitarianism. Until the beginning of the second world war—September 1st, 1939—Hitler killed fewer than 10,000 people. As the reader recalls, this includes the victims of the “Night of Long Knives” (June 30th, 1934), when the opposition leaders of the SA were murdered, as well as the entire existing liberal opposition, and those of “Kristallnacht” (April 2938), the night of the antisemitic pogroms about which there is so much literature… By the same date of September 1st 1939, Stalin had murdered no fewer than 10 million. Some authors claim that this figure is closer to 15 million, but we won’t argue about that since this isn’t that important in this case. The important thing is that this is a difference that isn’t measured in percentages (one killed such-and-such percent more than the other), is not measured in multiplicities (this many times more than the other), but is a matter of a difference that is expressed in orders of mathematical magnitude; i.e. in quantities used in cosmology, astronomy, and modern physics…

The other figure concerns the victims of the war. Germany, which is at war with a couple of dozen countries in Europe and Africca, and which suffered a full military defeat at the hands of the Allies, suffers between 7.5 and 8 million casualties, and which includes, of course, civilian victims. In contrast, the Soviet Union, which enters the war nearly two years later suffers 30 million casualties. To hide their own incompetence and failure as leaders, Stalin only admitted to 7 million casualties, Khrushchev to 20 million, and currently the Soviet press reports casualties up to 32 million. There are authors who claim that the figure might be as high as 40 million.

Indeed, the difference here isn’t calculated in mathematical terms, but are four or five times greater given that one enters the war much later and doesn’t go to war with as many countries as the aggressor state. This indirectly speaks to the far greater scope of the completed and more perfected totalitarian regime.

But maybe nothing else speaks as eloquently on this topic as the absence of any attempts of a military coup against the Soviet leadership for the fact that it sent the population into a military catastrophe during the years of 1941 and 1942. The history of the 20th century has never known such a horrific betrayal towards one’s own nation and country as the one perpetrated by Stalin and his Politburo. The destruction of the commanding army staff, the full abandonment of the material-technical supply, the dismantlement of defensive structures on the western border, the criminal neglect of the numerous threats by the intelligent services regarding the immanent threat towards the Soviet Union, the massing of German divisions conspicuously close to the Soviet border, the lightning-fast invasion of the Soviet Union and the capture of nearly four and a half million Soviet soldiers—all this by the end of 1941 and the beginning of 1942 set up the Soviet Union for a complete military catastrophe, and forced Stalin, through Beria’s channels, to sue for peace with Hitler through the mediation of Tsar Boris.

The fact that even under these nationally catastrophic conditions the Soviet generals didn’t make even one attempt to take down Stalin’s team shows precisely the depth of the political and ideological collapse that was to be found in the social consciousness of the totalitarian regime at is existed in the Soviet Union.

In similar circumstances, despite the fact that they were unsuccessful, German generals did attempt a coup against Hitler and his regime on July 20, 1944. In Italy, the year before (on July 25, 2943) the military leadership of Marshall Badolio managed to arrest Mussolini and to remove the Fascist party from power. In both cases this was possible because the German and Italian generals came from the propertied classes, which means that they had ground under their feet in the civilian sector and in the most important sphere of civil life—the economic sphere. They had property. In practice this meant that if the conspiracy failed, if the worst happened, their families wouldn’t die of hunger, wouldn’t perish, and his brood would be wiped out.

As it relates to the current problem it’s interesting to remember Mussolini’s ideological evolution during the last stage of his life after he was freed from captivity by Otto Scorceni’s squad.

As a result of continuous deliberation (and how much time he had to think while being held captive in that fortress in the Alps!) he came to the conclusion that he has to create a different fascist country where the path to nationalization leads to everything becoming state property. Mussolini understood that only a state monopoly over property could create a monolithic and unshakeable totalitarian regime, capable of guaranteeing the fascist leader and fascist party against any surprises from the military. He put these ideas into his plan for the creation of the notorious Republic of Salo, the creation of which was only frustrated by the military actions of the Allies in Italy.

However, the first practical steps were already made. The creation of the “Neofascist Republic of Salo” was announced in the beginning of October 1943, naturally with close ties to SS General Karl Wolf and his German attaché Rudolf Ran. At the arranged congress in Verona in November 1943 an appeal was made to the north-Italian workers in which they were promised control of the industrial enterprises and a partial nationalization of the land…

But let’s return to the topic at hand. When we talk about the passage through the “fascist” phase in the dismantling of our communist totalitarian regime and when we present this transition as a step towards democracy, this shouldn’t be understood literally in the sense that we’re aiming towards fascism as if towards some kind of idea, that we’ll embrace its ideology, etc. We will pass through it as inevitability, as an unavoidable state of affairs, through necessity and, therefore, the faster we go through it, the better. But we pay special attention to the internal pressures in our totalitarian system in the era of perestroika—pressures which exist because the dismantling of one or another element of the base or superstructure. It is precisely the dismantling that makes the perfect totalitarian regime imperfect, and, because of that, unstable. This circumstance, in turn, becomes a reason to resort to repression as a means of compensation through which stability is restored to the system. It’s possible, of course, for perestroika in different countries to focus the dismantling processes on the base (as is the case in China), or on the superstructure (as is the case in the Soviet Union).

In either case, the totalitarian system enters a phase of instability, as it were, a structural weakness, and to strengthen itself it can’t compensate itself with anything other than the naked use of force, repression, and terror.

The most recent events in China are evidence of this. The economic reforms that the Chinese leadership has been pushing through the last ten years, which dissolved the communes, distributed the land to the peasants under 10, 15, 20, 30, and 50 year leases, which created a freer market, “special economic zones”, etc. one way or another had to lead to contradictions between those in power and the intelligentsia. The economic reforms created conditions under which different groups grew richer, more independent, and more autonomous from the state. At the same time as these groups gained this new social status and position, they demanded to be freer politically as well, which couldn’t happen under the current communist regime without overthrowing the single-party system. So they dared to. The intelligentsia and the youth, which have always been the most sensitive towards the question of freedom and democracy, reacted first against the Communist Party’s monopoly when they called for its removal.

Therefore, even before it came to the return of private property in one or another sphere of civil life, even before it came down to the typical fascist overlap between the base and superstructure (private property and the economic base of society and absolute party-state monopoly of the political structure), the characteristics of the fascist phenomenon have begun to appear.

Of course, it’s very possible that the transition through the fascist phase will not be confirmed everywhere. The instability effect that occurs during the dismantling can occur in the other direction. In the Soviet Union, for example, the economic base is still untouched and an absolute monopoly on the state over the national property continues to be complete, while the dismantling processes in the superstructure have gone so far that political pluralism has become a fact: practical steps for the separation of state and party; unformed groups, movements, and national fronts which challenge the Communist party’s monopoly of power; strikes and national liberation movements; publicity. This consistently exposes the defects and failures of the totalitarian system. In a sense, fascism is created backwards (a monopoly in the base, pluralism in the superstructure!) which, of course, continues to destabilize the system as a whole.

If reform is actualized in Bulgaria as has been planned by the nomenclature—beginning first with the economy, and ending with the political sphere—we’ll see precisely the Chinese variant of dismantlement, and the process of fascistization will be apparent. Indeed, to the extent that economic reforms have been attempted within certain parameters and certain groups in the population have begun to develop a sense of independence and self-confidence, the tension between the base and the superstructure is already more or less palpable. What matters here is not so much the subjective side of this phenomenon, as much as a number of its objective manifestations.

All these reflections on the transition through a kind of fascist stage on the path towards a full dismantlement of our communist model of totalitarianism which, I repeat, represents the perfected form of totalitarianism, don’t change the general course of the disintegration: a totalitarian system, followed by a military dictatorship (or, respectively, perestroika), and a multi-party democracy. The general formula is valid for both types of totalitarianism, and practically for all totalitarian regimes, with the exception that before the more perfected communist variety reaches the second stage it frequently descends to the more imperfect one of fascism. This moment of degradation can sometimes be very easy to spot as an erosion of the first stage, while other times, of course, its expression can be so vague that it is hardly noticeable.

As can be seen, the latest developments on the topic of fascism come from the least expected place – from perestroika – which once again points to the tight link between the two varieties of totalitarianism. Earlier, this connection was either denied, or was primarily seen in terms of a historical or historico-genetic plan (how, for example, communism birthed or stimulated the development of fascism, and following that, how fascism has enriched the political arsenal of communism, etc.), but now, it is seen in actual political terms.

These circumstances bring us back again and again to the foundational problems of studying fascism.

The most recent data confirms that the deepest foundations of fascism cannot be understood if it is not examined as a totalitarian regime, as a type of totalitarian system. Without the totalitarian model in place it’s impossible to see how fascism fits into the political frame of the twentieth century. Even less possible is it to understand its connection to the other kind of totalitarianism—communism—and to establish precisely how the two differ and what they have in common. It’s a bad science which, a priori and necessarily, and due to clearly ideological consideration denies such a connection, emphasizes an imaginary opposition between the two, and at the same time presents itself as most basic and foundational. It’s also bad science when communism is decried as a kind of fascism, the worst kind of fascism, and so on. This attempt amounts to reducing the uncompromised or less-than compromised form of totalitarianism to the other, fully compromised form as judged by the Nuremberg process. And today this hardly makes any sense.

From what has been said so far it should be obvious that for us, the Bulgarian society and the Bulgarian intelligentsia, all the problems of perestroika are not new. We’ve literally been discussing them since the second half of the 60’s, though not at the level of a political empire as in the Soviet Union, but on a significantly higher, theoretical level where the processes in question have the status of laws and from which follow specific consequences for all totalitarian regimes.

Of course, under those circumstances this could only be done openly and comprehensively only on the basis of examining one kind of totalitarianism—fascism—the other was taboo. The public, too, was much more prepared to understand it this way since it already knew the much of the critical material regarding fascism, but retained many illusions about communism.

I remember when the young military officers in Portugal staged a revolution in April of 1974, established a military dictatorship for two years which was followed by a parliamentary multi-party democracy. At the time many friends and acquaintances who had a manuscript of Fascism said that the formula for the collapse of totalitarian regime was working quite well, or, as one especially enthusiastic person said: “it’s working flawlessly.”

The same thing happened in 1981 when martial law was declared in Poland. Of course, this time they didn’t call me on the phone because things were happening in a ‘brotherly country’ and such conversations weren’t safe.

It’s no coincidence that when the book arrived on the scene the authorities reacted with such single-minded and massive repressive measures against anyone connected to its publication. Based on the reaction from the public, and based on the breathless enthusiasm with which parts of the intelligentsia reacted, they instinctively realized that people were openly discussing the biggest problems of our time, and, in that respect, discussing the fate of our “order.”

However unpleasant it must have been for them—and they understood beautifully that they were uncovering themselves by chasing an anti-fascist book—they still understood that they had to repress it since they couldn’t oppose its ideas.

They fired three editors who were closely connected to the book: the poet Cyril Gonchev who served as the internal editor of the book; Violeta Paneva, the editor who ran the “Maver” library (where the book actually came out); and Stefan Landzhev, the head executive of political literature in the publishing house.

The external editor, Professor Ivan Slavov, was censured by the party and “reprimanded.” The question of an administrative punishment was also discussed, but the sharp reaction from the party organization in the philosophy department prevented it from going through. Two reviewers also received party punishments: Professor Cyril Vasilev and Professor Nicolai Genchev. Because of his overly positive review of the book, Genchev received a different punishment. It was ordered “from above” that he resign as the dean of the History department and all of his programs were dropped from TV in the course of three or four years. Because of his positive review in the Plovdiv newspaper “Domestic Voice” Asen Kartalov was punished with a “strong censure and final warning” regarding expulsion from the party, and as removed as OK lecturer of the BCP. The journalist Slavejko Mandev was also removed from his post as head ideological editor in the same newspaper, which seems to have caused him significant stress since he passed away soon after.

As far as I know one of the main reasons for the removal of the then Central Committee’s Comsomol secretary was for ideological reasons; namely, Belcho Ivanov had allowed Fascism to be printed despite the fact that, as was confirmed later, he didn’t even know about the text and was on vacation at the time. I’ve also heard it said many times that the publication of Fascism was used against Alexander Lilov by his enemies in the Politburo but I can’t confirm whether that’s true. In any case, after the publication of the book one of his ‘aides’ attacked me on just those grounds soon after the publication of the book. He told me that with Fascism I had “stabbed Dr. Lilov in the back.”

I, too, of course, had to be punished, but since I had been long kicked out the party, I only received administrative punishments. I was released from leading my section, and was removed from the Scientific Council of History and Culture. And so as to avoid a scandal, they did it in the Jesuit way: they called for a reorganization of the Institute, as a result of which my section on “Culture and Personality” turned out to be closed, and so I couldn’t complain and as a bit of camouflage, they also closed down the neighboring section on “Regional Cultural Problems.” At the same time, the “newly rebuilt” Science Council was announced with only one name missing—mine.

I could have protested and created a scandal, but I didn’t. I was uncomfortable trying to defend myself when, because of my book, other people whom I couldn’t help suffered much more than me. It would have been terrible.

The expectations of the powers that be that these repressive measures would have scared the cultured population, force it to refrain from commenting about the book in public, that those who had a copy would refrain from spreading it around, didn’t come to fruition. The general interest in the book was already so big that the repressive measures only served to add fuel to the fire. People who had never read any political literature were trying to get their hands on it.

At that point the authorities decided to act in a more indirect and flexible way. They organized a massive, lightening fast publication of two foreign studies of fascism: Fascism: Terror and Practice from the French Burderon, and Myth and Reality from the Soviet authors D. Melinkov and L. Chornaya. Both of these were documentary studies. However…

Aside from that, the various Central Committee departments organized a brutal review of the book, which, after a lot of mottling came out in the 12th edition of “Philosophical Thought” (from 1982) under the title of “Towards a Scientific, Marxist-Leninist Analysis of Facsims” by Mitryo Yankov. The main argument against the book was that it didn’t do a class-party analysis of fascism, and that, consequently, it wasn’t written from a Marxist-Leninist position. Other than that, it made the absurd claim that it was copied—that it was plagiarized—from Karl Popper’s The Open Society and Its Enemies, despite the fact that that book came out ten years later in 1981 and my manuscript was registered with the central publishing authorities between 1967 and 1970. This was a nasty and naïve claim to which I was forced to respond with an open letter to the editorial board and in which I insisted that the plagiarism either be proven, as is done everywhere else in the world, or else, for the editorial board to publicly apologize or be taken to court. I had the full intention to sue the members of the editorial board but my wiser friends convinced me not to waste my time. All the more because a group of active anti-fascist fighters whose names include Boris Delchev, Braiko Kofardjiev, Boris Spasov, Dacho Marinov, Ducho Mundrov, Iskra Panova, Nevena Mechkova, Radoi Ralin, as well as younger colleagues like Ana Serafimova, Evgenia Ivanovna, and Ilia Ivanov, wrote protest letters to the head editor of “Philosophical Thought” in which they express their indignation that the publication reserves a place for 50’s style defamatory articles without the opportunity to respond to those defamations.

The authorities, apparently, did not expect these protests because in response they took a very unpopular step: they began to call in the authors of the letters for “comradely” conversations during which they tried to convince them to reject their defense of Fascism. Of course, that didn’t work. In every conversation one side attempted to convince the other to change their mind. Radoi Ralin, who was invited to discuss the matter with the philosophy department in the presence of the academic Sava Ganovski, professor Ivan Kalaikov, professor, Todor Soichev, and others tried to convince the commission that Fascism must be introduced as a textbook in the Party Building course in the Upper Party Academy. If the commission thought that this was just Radoi’s latest political joke must have found it a hilarious one, but when they realized that his recommendation was completely serious, they became completely discouraged and changed the topic to other subjects…

All of the events not only kept the book in the public’s attention, but also consistently popularized it. As a literary fact, they turned it into a political event. A spontaneous movement developed in defense of the sacked editors and reviewers. People constantly came to me to express support and solidarity, as well as, of course, threats of punishment such as expulsion from Sofia, interrogations, and liquidation.

Interest became so large that a genuine political folklore developed around the book. Suddenly, there were comic situations, rumors and legends that became grounds for political jokes. I’ll allow myself to tell you a few of these:[2]

Since she’s heard it be said in certain intellectual groups that a certain book has received a significant level of prestige, a young woman decides to get a copy. She goes to the bookstore and asks: “Excuse me, do you have Z. Zhelev’s Communism?” Surprised, the bookseller asks, “Did you mean to say ‘Z. Zhelev’s Fascism?’” “Yeah, yeah, whatever.”

Professor Ivan Slavov’s friend meets him on the street immediately after the party’s punishment has been passed and asks him: “Hey, Ivan, how are you? What are you up to?” To which he responds, “I’m marking myself as yet another victim of Fascism

Every party functionary has threatened prof. Nicolai Genchev that because of his positive review of the book, he’ll be kicked out of the party. To which he replies: “By kicking me out you’ve only registered me as an active fighter against fascism!”

They asked the director of the publishing house “Naroden Mladezh”: “what’s the newest thing in the publishing game?” To which he replied: “Other than Fascism…nothing new…”

According to another joke, I sent an extensive article to the “People’s Culture” newspaper. The editorial board, overjoyed that I’d once again taken the party position decides to call me: “We’re very pleased with your article. We agree with everything. We’re publishing it without any changes. But why didn’t you sign the sign your name to it?” “Well, because it’s not mine.” “Well, what do you mean?” “It’s written by Goebbels…”

There was apparently another one that managed to compare incomparable things:u

What did the people of Eastern Europe do after the second world war? The Hungarians had an uprising in 1956, the Czechs had the “Prague Spring” in 1968, the Polish had “Solidarity” in 1980, and the Bulgarians published Fascism in 1982…

To compare the publication of one book with the uprising of a nation, or with a whole national movement, is, of course, unfounded, but it’s interesting as a certain way of thinking even if the joke is understood as a bit of self-deprecation which is the most probable case.

In connection with the contradictory and tragicomic situation in which the persecutors of the book found themselves, even the old famous joke about the “mustachioed dictator” has been updated:

A drunk finds himself, sloshed, in front of Lenin’s Mausoleum in Red Square at midnight and begins to scream “Death to the mustachioed dictator! Death to the mustachioed dictator!” The guard in front the mausoleum pretends not to hear him and waits impatiently for the drunk to leave. But, stubbornly, he remains and, from time to time, turns to the Kremlin, wagging his clenched fist and chanting his slogan. Finally, the guard is forced to call the officer on duty. When the colonel sees what’s happening, he arrests the drunk and reports to Stalin that he’s captured a dangerous enemy who’s been yelling “Death to the mustachioed dictator!” Stalin says that he’s busy at the moment and can’t deal with the matter right now but to bring the enemy to him in three hours. These three hours turn out to save the drunk and he manages to sober up. And when he’s brought before Stalin and asked “Comrade, who were you referring to when you were yelling ‘Death to the mustachioed dictator?” he answers: “Hitler, of course. He treacherously invaded our country, destroyed thousands of cities and villages, and killed millions of Soviet citiz…” “Enough!” says Stalin, “Carry on, comrade!” then turns to the colonel: “And you, comrade colonel, who were you referring to?!”

I tell this clever Soviet joke not only because it was revived by popular opinion and was always related to the fate of the book, but also because, above all, it accurately describes the tragicomic situation in which those who organized and pursued repressive measures against it necessarily found themselves in. On the one hand, they had to punish because of the supposed analogy with socialism; but on the other hand, when those punished demanded that it be pointed out to them precisely where the comparison was made, they had to admit that, despite the fact that there were no explicit textual comparisons in the book, it was written in such a way that anyone reading it would naturally make that comparison—something which the opposing side, by taking the Jesuit position, obstinately denied by proving that such a comparison could only be made by a politically perverted mind. Consequently, those who make the comparisons—the party apparatus itself—are the ones who much be punished. And since this was the direct political accusation against the persecutors, the arguments exploded over and over…

              What was happening was precisely that which the authorities most feared: that the punishments wouldn’t remain secret and the interest towards the book would become even more pronounced.

              Of the many comic situations that developed, I’ll tell only two.

              One day my friend from Pazardzhik, a poet who knew the text of the book well before it was published, saw the book on display he bought fifteen copies. The same day, he was set to meet with one of the village priest with whom he’s good friends and in order to interest him in buying the book himself, he tells him that a new book on fascism has come out and the must absolutely own it at any price. The priest tried, but couldn’t make it to the bookshop in time. A week later, he went back to find it, but by that time it was already gone. At that point, my friend gave him a copy to read and the two agreed that when the two met again in two weeks, the priest would return it. Yet, 15, 20, 30 days pass, then a month and a half, then two and not a peep from the priest. One night, my friend, worried, takes the bus to the village to see what’s going on with the priest. He finds him in the company of the village mayor, the party secretary, the leader of the local friendship league, the head of the union, and two teachers who are meeting to drink and discuss something important. He asks him why he hasn’t returned the book and the priest says “We decided that this book should stay here in the village. We started a reading group and are studying it. We’re reading each chapter and discussing it.”

“What kind of reading group is this” asks my friend. “The party secretary and the mayor are communists, you’re a Christian, the leader of the friendship league is a farmer, the teachers most likely atheists and non-party members…what do you have in common?”

“Ah, true,” said the priest, “when it’s a matter of discussing fascism and drinking, we’re a united front. Here, ideologies don’t matter…”

              The other story happened in a town outside of Plovdiv. Apparently, the local union organization decided to reward its most prominent members at the citywide assembly. Along with monetary and material rewards, they also decided to gift them books. They turned to the bookseller and told her that they preferred broadly political literature, with hard covers, and thick enough to catch the eye. The bookseller told them that she had on hand a batch of about ten books on fascism that match their desired requirements—hard covers, thick, etc. The union leaders, who were also apparently the epicenter of the local political life, signed the books and handed them out at the meeting. However, after a couple of days rumor around town spread that they’d handed out an ideologically dangerous and forbidden book. The book became an object of unexpected discussion and commentary. Most likely, these murmurs made their way to that state institution which is most concerned with the ideological health of the country and, on its instruction, they went from person to person to collect the inappropriate book.

              However, along with the comic situations, there were also tragic ones. I’ll tell only the most recent one. Last year, a young man from Pazardzhik called me and insisted that we meet.

              At first, I thought that that it was someone from the human rights movement seeking to make contact. However, it turned out he was interested in something entirely different. “My fate is very tightly connected to yours” he told me. I expressed my surprise and told him that I couldn’t understand what he meant—we didn’t even know each other.  “I was in prison for four years because of you book on fascism,” he continued, “I read it to the soldiers in my company and they put me on trial. They court martialed me and sentenced me to six years in prison, but because I worked, I came out in four. Now, I have to go be conscripted again in the fall to finish my military service. The most insulting thing was that I was tried for…spreading fascist ideas in the military.”

              I was shaken—I simply couldn’t believe my ears. Actually, I had heard at one time about a case like this but I didn’t believe it. I thought that it was one of the many rumors and legends that were being spread at the time. But now this young man was standing in front of me and there was no room for doubt. Four of the best year of his young, intelligent man were lost…

“Don’t you have parents?” I asked him, “Why didn’t you run away? Why didn’t you make a scene? Why didn’t you rouse the local population? How could you suffer such a political sham?”

The young man told me that his parents tried to find help here and there but that they were threatened and told that it’s in their best interest to keep quiet, or else things could get much worse.

They truly were scared for their son and made peace with their ‘fate’.

In conclusion, I would like to apologize to the reader for the deluge of facts which have filled this preface—this is something that isn’t normally acceptable. On the other hand, however, I think, because of the strange fate of this book, it shouldn’t be considered a fault. The facts of the book’s political biography clarify and show the importance of the its contents, they decipher and further develop it. The publishers, readers, and the repressive organs, through their attitudes toward it, through the action they took, or through the suffering they endured around its publication and distribution, continued and completed its text. They continue to do so even now…

              Sofia, August 1989

              From the Author


[1] [Translator’s note]: roughly adjusting 120 leva in 1989 value to dollar value in 2019

[2] [Translator’s note: jokes are hard to translate. Even more so political jokes from 40 years ago.]



Socialist Reading Series I: The State and Revolution [Part 1]

Why Lenin? Why now?

Lenin in 1919

This is the first entry into what I hope will be a reading series in classic socialist/communist/Marxist texts. I don’t get to read many such texts as part of my graduate school education, and, in general, there seems to be little interest in analytic philosophy departments in discussing them. This isn’t to say that there’s a hostility towards such texts. There isn’t, and in my experience most people’s attitudes towards Marx and socialist theory remain generally warm. But only in a second-hand kind of way–the way that you might have a general positive attitude towards someone that your good friend has vouched for, but whom you don’t know otherwise. I’ve met very few (any?) people in analytic philosophy under the age of 50 who have either read any of Marx’s primary texts as part of their education, or who see Marxism as a serious object of study (dare I say he gets the same treatment in analytic programs as Nietzsche?). So, my impression is that Marx is rarely read, tolerated, but generally considered passe by folks around my age. (This is not the case in other departments within the liberal arts and I’m certain it’s not the case in continental programs but I’m speaking from an analytic department view. I imagine, of course, that there are individual differences between different analytic philosophy departments and perhaps differences in sub-fields. I’d love to learn more about where it is taken more or less seriously.)

Given that Marx isn’t taken terribly seriously, it’s not at all surprising that other socialist writers are not talked about at all. To have an interest in reading Marx might be a tolerable quirk, but to have an interest in reading Lenin (or God forbid!) Mao, you’ve got to have some kind of radical ideological bend! As far as I’m aware nobody reads them in my neck of the woods. Yet, it is these writers, their actions, and their thinking that took Marx’s ideas and used them to shape much of the twentieth century. I can’t count the number of conversations I’ve had with other graduate students about how ineffectual and impotent doing philosophy can seem, and yet, here are writers and thinkers (dare I say philosophers? No…philosophy is done in journals and universities…) who took philosophy and used it to shape the majority of the twentieth century, but whose work we don’t even glance at! I’ve read Kripke’s Naming and Necessity four different times in my philosophical education but had to read Capital Vol. 1 alone during a Christmas break, and have never even touched Mao!

So, in light of all this, I’m trying to do a little self-education through writing. I won’t pretend that I don’t have any kind of ideological bend–I do. I’m highly sympathetic to Marxism, highly skeptical of Anarchism, and critical of anything to the right of that. I’m not going into this study as some kind of neutral objective observer (as if such things exists), so nobody should expect otherwise. I’ll be going into this study as a charitable and sympathetic reader. Nevertheless, I won’t be taking a dogmatic approach to the subject either. Given the fact that I’m a product of my education system, my knowledge of all this stuff is pretty amateurish–I’ve read some classics of socialism, but far from enough to be an expert or to have fixed and decided opinions on some of the more subtle issues. In short, I simply don’t know enough to be dogmatic! So, while I’ll be taking it as a given that, for example, most of what Marx says was fundamentally correct, I won’t be treating Capital as scripture. I’ll also limit my study to the particular piece of literature at hand–i.e. for this bit, I’ll only be reading The State and Revolution and not going to other sources or pulling from other texts. This is less a matter of methodology than of laziness; I just don’t have the time to do the kind of work that would be fitting for something more serious (hence this reading series’s banishment to the crumb dungeon).

Finally, a little note on why I’ve chosen this particular piece of Lenin’s. First, the piece is relatively short and straightforward, and from what I’ve read regarding Lenin’s works, it’s perhaps the one piece that isn’t explicitly directed at some particular factional dispute that he was involved in in like 1875. In other words, it’s one of the works that has had some staying power and that doesn’t require that we understand the inner workings of the struggle for power between emigre nerds in Switzerland in the last century (although, take that with a grain of salt, cause there’s still a bunch of that in here as well!). Second, it’s directed at answering a question that I’m particularly squeamish about (from a perspective that I don’t endorse): the importance of violence in facilitating social change. Frankly, I’m not a fan of the claim that such violence is always necessary and I think one of the things that bothers me is how quickly and easily endorsing that idea can get out of hand. And not only for moral reasons (which rightly might be dismissed as bourgeois anyway), but for practical ones as well. The violence is rarely used against the people whom it is initially justified and bald-faced terror does little to win converts [Aside: One of the things that really pisses me off about the current climate on the left currently is the fetishization of the guillotine as a symbol of popular violence as though the people whose heads were cut off were all aristocrats. The vast majority of them were regular, inconsequential people!] So, this piece is also chosen because of intellectual curiosity: could Lenin’s argument be right, and if not, given that I’m sympathetic to the general socialist project, on what grounds can I criticize it?

With all that behind us, let’s turn to the chapter one. For each section I’ll offer a brief summary followed by an analysis.

[Note: the edition I’m using is 1965 reprinting from the Selected Works of V. I. Lenin, Engl. ed., Foreign Languages Publishing House, Moscow, 1952, Vol. II, Part I. Fun note: the actual copy is a badass little first edition printing from the People’s Republic of China]


Chapter I: Class Society and The State

  1. The State as the Product of the Irreconcilability of Class Antagonisms

Summary

Lenin’s goal is established in this first chapter: he wants to set the record straight about the proper interpretation of Marx with regards to the question of…well, the state and revolution. According to Lenin, Marx and Engels have been misinterpreted by different bourgeois philosophers and economists (and Lenin’s political enemies) who have attempted to strip their writings of their true revolutionary and radical commitments. Rather than embracing the true radicalism of Marxism as Lenin has, these thinkers push their adherents to a moderate, incrementalist, complacent position. These are bad interpretations and Lenin is going to show that Marxism is inherently revolutionary from the ground up.

He begins with Engels and his version of the emergence of the state. According to Engels, the state arises at a particular time in history in which the contradictions of some initial communal society are unable to be resolved internally. These contradictions are, naturally, the product of the economic class interests of that society, and are, crucially, antagonistic and irreconcilable. They will continue to exist until some conflict either removes one of the contradictory terms or some other intervention takes place that reduces or contains the antagonism. The creation of the state is such an intervention. Rather than engaging in mutual destruction and a dissolution of society, the state is implemented as something above society and alienated from it whose purpose is to moderate the antagonistic class conflict and keep order.

What this shows, says Lenin, is that the state doesn’t resolve or reconcile the social contradictions inherent in that society (at best, it is brought in to keep the worst excesses from occurring). Rather, the state serves to contain or perpetuate class conflict, not resolve it.

Not only does the state not resolve class conflict, but, claims Lenin, by definition, Engels is committed to the claim that it can’t resolve that conflict since it arises precisely at that point in which conflict becomes irreconcilable. It is not a means of reconciliation, but marks the point at which reconciliation becomes impossible.

The implication is, of course, that at least by the time he wrote Origin of the Family, Private Property, and the State in 1884, Engels was already opposed to moderate approaches that attempt to use the state as a tool of liberation.

Furthermore, Lenin claims, Marx also held the same position since he held that the state necessarily serves as a tool of class rule that legitimizes oppression through moderation. If this is the case, then the state simply cannot be used as a means of liberation since its very existence entails oppression.

The upshot of both these claims is twofold: first, any proposal and political movement that sees the state as a means reconciliation and liberation is not an accurate reading of Marx and Engels. And second (and more importantly) liberation is achieved only through the violent destruction of the state. I quote:

If the state is the product of the irreconcilability of class antagonisms, if it is a power standing above society and “increasingly alienating itself from it,” then it is obvious that the liberation of the oppressed class is impossible not only without a violent revolution, but also without the destruction of the apparatus of state power which was created by the ruling class and which is the embodiment of this “alienation.”

The State and Revolution Ch. 1 Part 1 pg. 9; italics in original

Analysis

It’s clear that the major part of Lenin’s conclusion relies not on the fact that class conflict is irreconcilable, but that the state is supposed to be the tool for one class to oppress the other. Thus, it relies less on the claim about Engels and more on the one about Marx. If, for example, the state were some impartial referee that merely contained conflict without taking sides, then it would not follow that the only way out of the irreconcilable conflict would be through violent revolution and the destruction of the state. Just as in boxing the existence of a referee who contains the conflict within certain boundaries (no biting!) does not imply that the way to end the fight is to destroy the referee, so the existence of an entity separate and alienated from the class conflict which produces it does not imply that the way to end the conflict would be to destroy the state. You might just have to take out the opponent.

However, there is a sense in which my argument only works if we assume some kind of equal starting point, and, furthermore, some further assumption about the agreement regarding the conditions under which we’ll be constrained. Suppose that you and I are set to box, but you’ve spent the last 90 days malnourished while I’ve been hitting the gym every day with my trainer and eating well. The introduction of a ‘moderate’ judge who rewards points on abilities that require good health and training only serves to the benefit the person who already has the initial advantage. In that case, the only path towards your liberation might be to first remove the referee who imposes certain unfair rules against you! Likewise, even if we start from an equal starting point and with an impartial referee, only to quickly switch to an arrangement in which that referee is replaced with my mom (who, as you should know, always rules in my favor and is willing to do horrible things to protect me), then it makes sense to take her out.

So, what matters is why the state, separate and alienated from society, always serves as a tool of oppression in favor of the ruling class.

Unfortunately, Lenin doesn’t offer any citations for the claim that Marx thought the state must necessarily be a tool for the oppression of one class and maintenance of class conflict. This isn’t to say that Marx doesn’t say this, but only that this most vital argument is missing here and that I’ll have to look for it in the literature. I’ll eventually get to it. For now, we can flag this as a fundamental assumption in Lenin’s argument and assume it conditionally. In any case, he says more about this in the rest of the chapter so stay tuned.

Interestingly, one may have thought that who the initial state comes to favor is also an important one. However, it appears that at least from what I’ve gleaned here, this isn’t the case. It’s easy to see why this is the case if we grant Lenin that the state will always favor one side over the other and will necessarily serve to preserve the conflict between classes. If that’s so, then as long as the state exists, regardless of who wields it, it will maintain the irreconcilable conflict which produced it. We can imagine that this power has been traded many times before between the antagonist classes, sometimes in favor of one class sometimes in favor of the other. But because these classes have vested their powers in the state rather than taking measures to abolishing it, the antagonism and conflict has been and continues to be maintained. Thus, if true liberation really does rest in ending class conflict, then true liberation requires the abolition of the state. This also gives us a better sense of what is meant by true liberation: namely, true liberation involves the resolution of class conflict (which seems to be in line with what Marx thought as well).

If what’s been said is right, then it’s also apparent that the abolition of the state is necessary, but not sufficient for the resolution of the conflict! If we accept the story that Engels and Lenin have given us, then the destruction of the state would, presumably, only bring us back to the initial position of irreconcilable class conflict–but now with no holds barred. But this still isn’t reconciliation of the contradictions that made the state a necessity since these contradictions would still be in place. What would be required at this point is the further removal of one of the contradictory terms. And it’s not clear what this entails, but, I assume, it’s not something pretty if avoiding it required the creation of the state in the first place. This is another place to put a finger on.

Finally, I would be remiss if I didn’t mention the fact that the claim that oppression is perpetuated through appeals to moderation is one that many of us would sympathize with today. One doesn’t have to be a Marxist or follow any of Lenin’s argument thus far to notice that an appeal to moderation is not always a way of ensuring anything like fairness and that it can very often be used as a means of oppressing. If you try to kill me and I fight back, to appeal to the ‘moderate’ solution that you should moderate your approach by trying to merely enslave me and I should moderate my response by trying to talk you out of it is clearly one that favors you and not me. And this, indeed, is what many socialists are attempting to point out to moderates: the situation we’re in right now is one in which the rules of moderation only serve to preserve the power of existing structures.


2. Special Bodies of Armed Men, Prisons, etc.

Summary

Returning to Engels, Lenin describes the effects of the state on the initial society which brings it to life. First, it divides people on the basis of territory, and second, it creates an independent armed organization through which it can exert its power and keep order. This organization is not only limited to armed individuals, but also includes separate institutions and material elements that are necessary for it to operate (e.g. prisons and such). This arrangement constitutes the state’s power over the society which birthed it.

Engels’ intention in making this point, claims Lenin, is a revolutionary one: it’s supposed to make the more revolution conscious workers realize that the very existence of a separate armed body in place to keep order is a contingent arrangement that’s in place precisely because the state needs it to serve its function as a regulatory body that suppresses and moderates class conflict.

The question that arises once this is realized is that of whether there can be an alternative to this arrangement involving a special armed body that operates apart from society and polices it. To this question “the West-European and Russian philistines” say ‘no’, citing the complexities of modern society, the division of labor, and so on. However, claims Lenin, this is not why the alternative is impossible–one could imagine a highly complex society that only differs “from the primitive organization of a stick-wielding herd of monkeys, or of primitive man, or of men united in clans, by its complexity, its high technique, and so forth.” (both quotes from pg. 11) Rather, what makes an alternative impossible is the fact that in modern societies (more generally, any society after the creation of a state) there already exists the deep and irreconcilable rift between classes.

Crucially, if there weren’t such a separate entity which alone were entitled to use force, but if each individual were armed and capable of doing so, then there would be immediate armed conflict.

The argument here goes pretty quickly but it’s a fairly interesting one. When we ask “why do we need the state? Why do we need the police?” The most common answer is, of course, that without this there would be chaos. This is precisely right and Lenin agrees–if the power of the state disappeared and population armed, you can guarantee that the landowners’ estates would be pillaged and the aristocracy butchered (as Lenin knew from the history of mass peasant revolts in Russia). However, what Lenin asks is why this should be the case. Why should a general arming of the population in the absence of state power result in violence? The answer is apparent: it’s because there are irreconcilable class conflicts simmering below the surface that are constrained only by the existence of the state.

Importantly, because the function of the state is to constrain class conflict, the more acute that conflict becomes, the more power the state will need in order to suppress it. Thus, as empires grow, encompassing more and more people who are ruled by a smaller and smaller minority, the needs of empire will proportionally demand a more and more powerful state–more guns, more ships, more surveillance, etc. with which to contain the conflict.

This is further exasperated by competing states which seek to conquer more and more territory. In other words, the power needed to constrain Germany and France and the class conflicts therein is much greater than the power that either state needs to constrain their respective class conflicts. Thus, conquest of other territories requires a proportionate increase in state power.

Here, Lenin sneaks in an extra argument and jab at his opponents: support for military intervention is defacto support for the continuing oppression and perpetuation of class conflict. Likewise, given that he’s writing this in 1918 before Russia has pulled out of WWI, support for continuing the war, even in defense of ‘the fatherland’, amounts to strengthening the state against the interests of the working class.

Analysis

Engels/Lenin’s understanding of the state as an organization vested with power made manifest in armed men and the institutions that support them seems fundamentally correct. However, one could push on two places. The first has to do with whether the role of the state is indeed to suppress or contain class conflict. In other words, one might grant that perhaps one of the functions of the state is to keep such control in check, but that this is not the fundamental reason for the existence of the state; here, Lenin’s philistine enemies who stress the growing complexity of society might have something to say.

In response, one might make a kind of argument in Lenin’s defense similar to the one Nietzsche makes in On the Genealogy of Morals. Namely, one could argue that people who appeal to the current utility of a practice or institution to infer the original purpose for which that practice or institution arose are making a mistake. Thus, one could argue that although the state now serves to manage complex society with differentiate functions does not mean that it arose because of that need. Pace Nietzsche, just as the current supposed utility of punishment for deterrence (or whatever) doesn’t establish that the initial purpose of punishment was to deter, so the current utility of the state in whatever respect one might point to doesn’t establish its initial purpose.

But this wouldn’t be enough just yet. One would also need to first give an argument for why the original purpose of the state really is what Engels and Lenin say it is–namely, the containment and moderation of irreconcilable class conflict (presumably for that we’ll need to go to Engels himself and see what he says)–and, second, one would also need to demonstrate that the initial purpose for establishing the state is still, in some sense, relevant and present. Clearly, if the genealogical explanation Engels gives is wrong, or if it were right but it could decisively be shown that class conflict had been resolved, then Lenin’s conclusion wouldn’t go through. The latter option seems highly implausible since class conflict seems very much with us. The former, however, might cause some trouble.

Here, again, we would need to depart from the text and do a in-depth study of Engels’ (and probably Marx’s) writings to assess those genealogical arguments. I won’t do that here, but this might make good reading for a further installment in this series. In lieu, I’ll stick another flag here as I did in the first section.

The second related place one might push Lenin back is with respect to the argument that the armed violence that results with the collapse of the state is the result of a return to a kind of naked class antagonism. This also seems to imply that these kinds of violent events occur only under the conditions of class conflict which, in turn, sounds a bit utopian. Won’t there still be instances in which people fight and rob and steal from one another within a classless society? If not, then it seems that one is laying the explanation of every conflict, every jealousy, every disagreement that ends with blood at the feet of class conflict. This seems not only terribly simplistic and naive and at odds with certain basic assumptions about psychology, but also appears to idolize the working class to the extreme; is the working class so psychologically situated that workers never fight?

I think there’s something to this argument, and there are hints elsewhere in Lenin’s writings that seem to point to the kind of absolute faith he had in the post-revolutionary society to just be able to do things right. So, I don’t want to dismiss it out of hand. Nevertheless, the argument is at least partially an uncharitable one since, strictly speaking, nothing is said about the elimination of all violence or conflict. One might grant that conflicts will still exist between individuals or small groups, but insist that these conflicts will not be irreconcilable nor will they be based on some deep contradiction. How they’ll be settled remains a mystery (surely, a better story will be needed than: “they’ll be reconciled because one person will kill the other”!) but there’s space for this kind of position.

Furthermore, one can also claim that the there will be much less violence in the absence of class conflict because the world that we’re considering is precisely the one in which the means of production have been harnessed to provide for the needs of everyone. In such a world, the very motivation for the kind of mass violence associated with peasant riots–poverty, collective revenge for social wrongs, lack of food or luxury that belong to the landowner, etc.–will be entirely undercut. If each of us has what we need and none of us is oppressing the other, then what reason would we have to collectively engage in mass violence, robbery, pillaging, etc.? Does this mean that jealous men won’t kill each other over petty shit? Of course not! But note that jealous men kill each other over petty shit even with the presence of the state! Nothing is made worse. Individuals will still continue to have the same kind of psychologies, but nobody will have motivation to commit the kind of collective violence that now occurs in the vacuum of a collapsed state.

[On the flip side, I think the argument can be made that there will be new motivation for collective action against individuals who, because of idiosyncratic or pathological differences nevertheless wanted to steal or murder or or pillage for its own sake. Specifically, in a mirror to the current state of affairs we would be on guard against anyone who is able to use violence to disrupt the general state of equality we’ve set up since they would pose a threat to the system that fulfills our needs. This needs to be much more fleshed out, but I think there’s an argument there.]

However, one problem with this response to the somewhat uncharitable argument I presented earlier is that it leaves room for a different line of attack. Namely, if all conflict is not necessarily class conflict and if this conflict can be explained in simpler psychological terms, then perhaps the explanation for why violence occurs in the vacuum of weakened state power can also be explained in such terms. That is, one might argue that mass peasant violence occurs not because of class conflict but because people are naturally greedy and they are always interested in accumulating more and more stuff. Mix that in with a theory of group mentality and how it operates and you have an explanation that doesn’t have anything to do with classes. And if that’s right, then the state doesn’t come in as something contingent that is brought in simply to contain and avoid class antagonisms, but as something necessary to curb natural inclinations.

Here, again, the genealogical argument that I don’t provide once again proves vital!


3. The State as an Instrument for the Exploitation of the Oppressed Class

Summary

Maintaining the state requires maintaining certain means which are necessary for its support. These are obtained through the levying of taxes and through the appointment of officials who are qualified to collect these taxes. Naturally, such people come to take a privileged position in society as the state grows in power. In pointing this out, claims Lenin, Engels is once again drawing our attention to the purpose of this stratification: “The main question indicated is: what is it that places [the officials] above society?” (pg. 14) This answer to this question is, as could be predicted, the growth of economic influence.

To see why this is the case, Lenin walks us through more of Engels’ story of the emergence of the state. Initially, as we have learned, the state emerges because of class conflict. However, because it also emerges within that conflict, it by default becomes the-state-of-the-class-which-wields-the-most-economic-influence. Thus, the state “as a rule” (Engels’ words!) automatically comes to support and justify the economic interests of the dominant class: the feudal state supports and justifies the maintenance of slaves and serfs (i.e. the feudal mode of production), and the modern state supports and justifies the maintenance of wage labor (i.e. the capitalist mode of production).

The argument here is a bit obscure (why is it that “[the state] is, as a rule, the state of the most powerful, economically dominant class”?), but, given the context in which Lenin presents the quote, I think the argument is meant to be as follows. The state, in its inception, is ex hypothesis created as a tool and does not have an autonomous life–it does not (as yet?) have any “state interests” which it pursues independently. Consequently, it must be yielded by one group or another. However, it is nevertheless populated by people who make it run. And if the question is between whether the more dominant or the less dominant group will have influence over these people, and hence, over the state, the answer seems to be obviously in favor of the former rather than the latter. Why? Simply put, because the economically dominant class buys the state and co-opts it for its purposes. Hence, Lenin’s quote of Engels that:

“Wealth exercises its power indirectly, but all the more surely,” first, by means of the “direct corruption of officials” (America); second, by means of “an alliance between the government and Stock Exchange” (France and America)

The State and Revolution Chapter 1, Section 3, pg. 15

This reading is reinforced by Lenin’s subsequent remarks railing against his political opponents, arguing that the coalition government established after the February Revolution was immediately bought out by capital and immediately went to work serving capital.

Contained in this tirade is also a more general critique of democracy and democratic republics. It is under these forms of government, specifically, that capital can exert its influence most easily and form what Lenin calls a “political shell for capitalism…[in which] no change either of persons, of institutions, or of parties in the bourgeois-democratic republic, can shake it.” (pg. 15-16) Here, again, Lenin’s justification is obscure (or missing!), but it’s clear that the implication is that just like the shell of a clam obscures the ligament inside from view, so the political shell of democracy is supposed to obscure capital’s influence.

This, he thinks, is why Engels also believes that universal suffrage is nothing but a tool for bourgeois rule. If all that voting in democratic republics does is swap the players out within a static, hijacked system that always serves the dominant economic class, then enfranchising more people simply won’t make a difference in their liberation. They will simply elect individuals who will immediately be co-opted by the existing machinery of the state.

It seems to me that this is a crucial argument (and one to which I will return shortly), but Lenin’s stated intentions here are (apparently) just to clarify that Marx and Engels’ views are not amicable to any attempts to work within the state.

Analysis

This section promised to supply the missing piece that we were looking for in the analysis of section one: viz. why the state is always necessarily a tool for the oppression of one class by the economically dominant one. However, I’m not sure what to make of the argument that’s presented. If my summary is correct, then the argument is, again, that the state serves this purpose because it is essentially bought out by the economically dominant class either directly on indirectly. Now, I think some basic knowledge of the workings of American government makes this argument seem plausible–the military-industrial complex (or the military-industrial-information complex) gives us a really good model for how this actually works in practice. So, I don’t want to deny that this does, in fact, happen. Nor do I want to deny the fact that the state does (and seems to always have) operate to secure the necessary conditions for a particular period’s mode of production (c.f. Elizabeth Anderson’s recent book on private government for evidence of that).

However, what this shows is that the state can easily come to be under the influence of one or another group, and not that it must necessarily always be a tool of oppression by one class against the other. What Lenin needs is the latter claim and not the former. So, I still remain puzzled about why he thinks he’s shown the latter. In fact, the part of what he quotes from Engels seems to suggest that Engels himself doesn’t think that this is a necessity claim. I quote:

By way of exception, however, periods occur in which the warring classes balance each other so nearly that the state power, as ostensible mediator, acquires a certain degree of independence of both. Such were the absolute monarchies of the seventeenth and eighteenth centuries, the Bonapartism of the First and Second Empires in France, and the Bismarck regime in Germany.

Lenin quoting Engels’ The Origin of the Family, Private Property and the State

If this is true, then it’s not true that the state necessarily has to be a tool of oppression since it can, even if only as an exception, acquire an independent status of those who would wield it in that way. Accepting this is not tantamount to denying that, nevertheless, the state does not usually or normally come to play such an oppressive role, nor that it’s currently playing such a role. Rather it only leaves open room for the possibility that it might not under certain conditions.

Now, in saying this, I don’t mean to suggest that a ruling state independent of any class interest is a good thing–in fact, such independence might be the worst of all possible worlds. I’m don’t know too much about the First and Second Empires and nothing at all about Bismarck’s Germany, so I can’t speak to that, but one can easily see how a powerful state with its own interests could easily become a totalitarian state.

Nevertheless, the there is a theoretical opening in the argument here that allows us to at least make sense of what might be appealing to a more moderate position. If the state can be made into a genuinely neutral arbiter under certain conditions, or if it can be wielded by the oppressed under others, then it might be best not to destroy it, but to use it for precisely those purposes by attaining those conditions.

However, this is still only a theoretical possibility and does not provide any answer to the difficult question: namely, what should we do if the state is currently in the hands of an oppressive class and being used for the oppression of another? This is, arguably, the situation in which we find ourselves (although, ironically, not the situation that Lenin himself sees in the Kerensky government).

The moderate answer to this question would be, presumably, to bring about the conditions that would allow the state to either attain some significant independence from class interests, or those that would allow it to be wielded by the oppressed. What these conditions might be remains unclear, although the general answer given in the twentieth century was to advocate for institutional development and reform. I admit, my sympathies still lie with in this direction. However, it bears stressing just how vulnerable such institutions are and how interested capital is in infiltrating them and destroying them for its own purposes. One doesn’t need to look beyond the Trump presidency’s blatant cronyism as evidence of this (however, feel free to go back to Citizens United, the rise of Super PACs, the War on Terror, trickle-down-economics, union busting, and pretty much every conservative administration in the last 100 years if you feel like it).

Here, Lenin’s argument still has some life: as long as class antagonisms exist the state will be vulnerable (far more vulnerable!) to the influence of those who control the means of production and will come to be used as a tool for the oppression of those who do not. Thus, as we have seen, any temporary advantages that might be gained through slow, incremental, decades-long building up of institutional reforms intended to remove that vulnerability can always we wiped out and the oppressive status resumed. If that’s correct, then we have two options: the creation of an invulnerable and incorruptible state, or the permanent removal of the underlying class antagonism (i.e. the socialist revolution). If I’m being honest, I have no idea what would be required to do the former, but it seems wildly implausible. And whether the latter is only viable if Marx and Engels are right about the underlying role that class antagonism is supposed to play.

It’s worth noting at this point that even if one advocates for the permanent removal of the underlying class antagonism, nothing has been shown that this must be done violently. We can grant Lenin everything that has been said so far, reject working within the state, and still not endorse violent means.

Nevertheless, there is something like an argument forming in the background from which we might be able to tease out Lenin’s fundamental assumptions. Specifically, Lenin appears to be thinking something along the following lines: before the arrival of the state, society was “a self-acting armed organization of the population”; it arrives on the scene because this way of doing things becomes impossible precisely because it risks mass violence and the collapse of the society. In order to avoid this possibility, the state disarms the population and obtains a monopoly on violence in the name of a shared interest for society as a whole. However, given the context in which it arises, it is immediately corrupted by the economically dominant class and it becomes the defacto militarized arm of that economically dominant class, leaving the economically subservient class in an oppressed position. What this amounts to, then, is not any fundamental change in the conflict between the two classes, but a kind of forced disarmament of and continued violence against the weaker class; i.e. an imposed handicap. In that sense, the arrival of the state only serves to exacerbate the very thing it was meant to address–the irreconcilable class conflict. If this is the case, then it appears that what needs to happen is, at the very least, for the weaker class to be rearmed so that it can fight back against its oppressor’s aggression. Crucially, such fighting back means using violence against the state.

I’ll only make one final point about this story since I’m not sure that this is what Lenin’s argument actually is and I’m only trying to fill in the gaps thus far. First, it’s interesting to note that there’s a kind of cyclical, almost biblical element to the kind of story told here: we start an initial, primitive self-acting armed society with limited means of production, which is divided by an advance in the means of production resulting in class antagonisms. These class antagonisms are kept at bay by a state which grants one side the right to use violence and which oppresses one for the benefit of the other. Under this arrangement, however, great strides in production are made as society advances to different modes of production, ending in the capitalist mode which is able to produce so much that all of the needs of society are satisfied. Given the characteristics of the capitalist mode of production, however, the advances in production also come with an increase in class consciousness which allows the oppressed class to realize its predicament, arm itself, seize the means of production for itself, and banish the oppressing class. With this final revolutionary act, the initial rift is finally closed, and society returns, once again, to a self-acting armed organization of people, now fully satisfied and needing nothing.

This is, of course, interesting for the easily identifiable religious elements present: a simple start, a fall from grace, trials and tribulations, redemption through knowledge of the truth, final confrontation against the Other, and a return to the Father. However, these elements can also be found in Marxism in general. What’s specifically interesting, and what I suspect is uniquely brought in by Lenin, is that the use of violence drive everything! It is through the loss of the ability to inflict violence that the oppressed class becomes oppressed, and it is through regaining that ability that it is able to restore the original balance. The question, however, is still whether this is the right story to tell (both with respect to Lenin and with respect to Marxism).


4. The “Withering Away” of the State and Violent Revolution

Summary

Lenin begins this section with a quote from Engels about the fate the state after the socialist revolution. Briefly put, once the proletariat seize the state they will use it to seize the means of production which will at the same time end class antagonisms and end the role of the state qua state. The idea is straightforward: the state’s purpose is precisely to keep class antagonisms at bay. In turn, these class antagonisms are produced on the basis of a distinction between those who own the means of production and those who do not. So, by socializing the means of production, the proletariat removes the distinction, hence, removing class antagonisms, hence, removing the need for the state. Crucially, however, this doesn’t happen overnight, and the socialization of the means of production are a self-undermining act of the state which makes it superfluous. In Engels’ famous words:

The state is not ‘abolished,’ it withers away.

Engels Anti-Durhing p.303 third German Edition (italic in original)

Lenin claims that people read the claim that the state withers away rather than being abolished as evidence that Engels was in favor of a slow and gradual change rather than a revolution. This, however, “is the crudest distortion of Marxism, advantageous only to the bourgeoisie.” (pg. 19)

The proper interpretation is as follows. First, in Engels’ claim that by seizing state power the proletariat abolishes the state as state, the use of the first term ‘state’ should be given a narrow reading and the second should be given a wide reading. That is, the seizure of power abolishes the bourgeois state as state simpliciter. Crucially, there’s no withering away of this state–rather, it is, as Lenin points out, abolished. In other words, the seizing of state power amounts to a revolution. What withers away is the husk of that state which is now in the hands of the proletariat.

Second, given that the state is a “special repressive force”, what follows is that one kind of repressive force is abolished (that of the bourgeoisie) and another (that of the proletariat) is put in its place–at least until it withers away.

Third, the withering away of the proletariat state occurs only after the state has done its job–i.e. only after the means of production have been socialized. This means that the state can’t wither away incrementally before it does its job–thus, presumably, attempts to enter the state and weaken in from within are fundamentally counterproductive. Interestingly, Lenin also claims that the withering away of the proletariat state will also mean the withering away of democracy. Here, I quote in full:

We all know that the political form of the “state” [after the socialist revolution] is the most complete democracy. But it never enters the head of any of the opportunists who shamelessly distort Marxism that Engels is consequently speaking here of democracy “ceasing of itself,” or “withering away.” This seems very strange at first sight; but it is “incomprehensible” only to those who have not pondered over the fact that democracy is also a state and that, consequently, democracy will also disappear when the state disappears. Revolution alone can “abolish” the bourgeois state. The state in general, i.e., the most complete democracy, can only “wither away.”

The State and Revolution, Ch. 1, Section 4, pg 21

In other words, claims Lenin, Engels is saying something much stronger than what people take him to mean. If the proletarian state just is the means by which the proletariat organizes itself after the revolution, if those means are absolute democracy, and if that state is meant to wither away, then, clearly, it is democracy that withers away and not Congress or Parliament.

Fourth, contrary to popular opinion, Engels’ claims are directed not only to anarchists (whom he addresses explicitly in Lenin’s quote), but also to any opportunists (mention of whom is missing from the quoted passage). Thus, the goal of the revolutionary should not be to fight for a democratic republic since a democratic republic is merely “the best form of the state for the proletariat under capitalism.” (pg. 22; italics mine) Rather, they should be aiming far beyond that and at the direct abolition of the state via revolution.

Fifth, this revolution must be a violent one. Here, Lenin brings in a separate passage from Anti Duhring. I’ll reproduce the paragraph in full here since this is a crucial passage that I’ll return to later.

…That force, however, plays another role [other than that of diabolical power] in history, a revolutionary role; that, in the words of Marx, it is the midwife of every old society which is pregnant with the new, that it is the instrument by the aid of which the social movement forces its way through and shatters the dead, fossilized political forms–of this there is not a word in Herr Duhring. It is only with sighs and groans that he admits the possibility that force will perhaps be necessary for the overthrow of the economic system of exploitation–unfortunately, because all use of force, forsooth, demoralizes the person who uses it. And this in spite of the immense moral and spiritual impetus which has resulted from every victorious revolution! And this in Germany, where a violent collision–which indeed may be forced on the people–would at least have the advantage of wiping out the servility which has permeated the national consciousness as a result of the humiliation of the Thirty Years’ War. And this parson’s mode of thought–lifeless, insipid and impotent–claims to impose itself on the most revolutionary party which history has known!

Engels, Anti-Duhring pg. 193, third German edition, Part II, Chapter IV (Lenin’s citation)

To Lenin, this is nothing short of a panegyric in favor of violence and is only ignored for opportunist purposes. Furthermore, this panegyric is repeated in Marx’s The Poverty of Philosophy, The Communist Manifesto, and his criticisms of the Gotha Program. More dramatically:

The necessity of systematically imbuing the masses with this and precisely this view of violent revolution lies at the root of all the teaching of Marx and Engels.

Lenin The State and Revolution Ch. 1, Section 4, pg. 25

The chapter then closes with a promise that this claim will be further elaborated by looking at Marx and Engels’ separate treatment of the failed revolutions of 1848 and 1871.

Analysis

As with section three, this section promised to provide us with a missing puzzle piece. And as with section three–though perhaps even more so–I find the core argument about the role of violence presented here rather…bad. Let me begin with that before I loop around to discuss the beginning commentary on Engels.

What Lenin wants to show is that Engels was really in favor of a violent revolution and the evidence for that is the passage I quote above in full. However, despite his protestations that only opportunists see Engels’ panegyric as anything other than a full-throated call for violence, I just find that a bit hard to believe (maybe that makes me an opportunist).

Specifically, it seems to me that the purpose of this quoted passage is primarily as a polemic against Duhring and his advocacy of inaction. Now, it does appear that Duhring is, from what I can pick up from the passage, grounding his opposition to acting on the fact that to act would require using force. But to raise an objection to that claim is not to praise violence! In fact, Engels could be interpreted here as saying “yes, I know the use of violence is demoralizing, but in certain cases it is necessary–if only to make people take more seriously the threat that they’re facing.” Note, for example, that he says the use of force may be thrust upon the people and that this might be good because it might have a motivating effect. What Engels seems to be arguing against is the more general claim of the coward who might say “look, violence is always bad, and if standing up for something means that violence might be used against me or that I might have to use violence against someone else, then it’s better not to do anything.” What Engels appears to be doing is arguing that the use of force is not a categorical reason against doing something and that, in fact, in the particular case of Germany at Duhring’s time, the badness of using force is outweighed by what he stands to gain. It’s clear, however, that to say that the use of force is not a categorical reason for acting does not by any means imply that the use of force is always necessary. What follows is not, as Lenin insists, that the revolution must be violent and that the proletariat must be imbued with a violent class consciousness. If anything, what follows is that the proletariat must be willing to use violence if it comes to that.

These are two different claims. It’s one thing to say that it may be worth it to use violence to, say, save your child from danger, and it’s another thing to say that the use of violence is always necessary to save your child from danger. The former claim is a reasonable one even for people who abhor violence; the latter is the claim of a maniac. Mutatis mutandis, it’s one thing to say that the revolution may require the use of violence, and another to say that there must be a violent revolution. Lenin needs the latter, but I haven’t seen an argument for that yet, and I certainly don’t see it as contained in this passage from Engels.

That being said, it’s easy to see how even the weaker claim that I’ve argued for can be made much stronger very quickly. If by definition the state is a tool of oppression whose purpose is to exercise force and violence against the proletariat, then it seems almost certain that it will retaliate to any demand for a peaceful revolution with exercise of that force. And given that certainty of that force, if the only options are “find ways to resist and combat that force in turn” or “submit rather than risk it”, then the former becomes appealing. In that kind of situation, one may as well go in fully prepared to use violence.

Likewise, it’s easy to see how even the weaker claim could be subject to abuse. If we take a loose definition of the use of force without any constraint about the proportionality of its use, or, if alternatively, the value of what is to be gained by the revolution is to be inflated without limit, then anything goes.

But it’s also true that the weaker claim is not an absurd one, and that, in fact, I have a much harder time accepting it’s negation. Is it really never acceptable to use violence against the state? (Against anyone?) Was the French Resistance not justified? Was the Warsaw Uprising not justified? Was John Brown not justified? If they were, then there are some conditions under which the use of violence, however demoralizing, can be justified. Once that’s established, what we need is a method of finding out which cases are ones in which we can use violence and which ones are not. This is beyond the scope of this reading series (though my favorite on this subject is De Beuvoir), but it’s enough here to argue that there’s a middle path between a violent revolution is necessary and violence in a revolution is prohibited.

With regards to Lenin’s other arguments about Engels’ claims, I actually think he’s right–I can’t see another way of reading the claim that the state qua state is abolished yet nevertheless also withers than by giving wide and narrow readings of the term ‘state’ here. And, indeed, it makes sense that the state in the hands of one should be abolished and in the hands of the other it should disappear.

What I’m more skeptical of are two further claims. The first is Lenin’s claim that the withering away of the proletariat state means a withering away of absolute democracy. This simply sounds like utopianism to me. I can grant the claim that there will be no need for a separate body to exist outside of society to moderate class conflict. However, it does not mean that there will be no need for society to coordinate and organize itself according to some means. And here, I think Lenin conflates the state-as-a-means-of-stopping-class-conflict and (what might be called) the state-as-a-means-of-coordinating-society. There’s no need for the latter to be outside of society, and, in fact, the fact that it’s absolute makes it a direct expression of that society, and it can still provide the coordinating function (even if we don’t call it a state). Thus, I think it’s best to read Engels as saying that withers away on this view is the state as a tool of oppression, but absolute democracy still remains as a means of coordination.

Now, I think the charitable way to read Lenin here is as leaving open the option for some new not-yet-known way of organizing society. This, after all, was Marx and Engels’ preferred stance on what happens after full communism. But I think Lenin just got ahead of himself here.

Finally, it’s worth noting that we can see the shadows of totalitarianism in Lenin’s previous claim about the withering away of democracy and his claim that the proletarian state nevertheless doesn’t wither away until it has completed its job. If the role of the proletarian state before it withers away is to a) ensure the seizure of the means of production and b) to oppress the former oppressors (who, while still controlling the means of production will always try to get control of the state), then as long as there are enemies of the revolution internally or externally, the state and its increasing power can be justified. I don’t mean to run quickly over this last element, but I’ve gone on for long enough. I promise I’ll return at a later point.


Wowee! That was only Chapter 1! And it took forever! Chapter 2 coming soon.

A New(?) Problem of Evil

New to me anyway!

The standard problem of evil is usually presented as a tension between the clearly observable fact that evil in the world exists and the triad of God’s omnipotence, omnibenevolence, and omniscience. Consider, for example (pace Ivan Karamazov), the death of an (innocent) infant at the hands of some terrible murderous agent. Given God’s traits, this death could have been prevented since God knew about it (he’s omniscient), he wishes it wouldn’t happen (he’s omnibenevolent and wishes well for all of his creations), and he’s capable of stopping it (he’s omnipotent). Nevertheless, the child is killed in some horrible manner. Why?

The standard response is usually to appeal to the value of free will. There are a couple of version of this defense. Very roughly, one argues that free will is of extremely high value such that a world in which there’s free will and evil is better than a world in which there’s no free will and no evil. So, for God to create a world in which there were no evil, it would require that he create a world in which there is no free will, and this would be a worse world. Since God made the world as good as it could possibly be, he made it with free will, letting evil exist as an unfortunate byproduct.

A slightly different version rests on a certain vision of one’s relation to God. Specifically, God wants to test us to see if we’re worthy of the infinitely good reward in the afterlife. For the test to mean anything, we have to have free will, and the ability to have free will involves the ability to choose to do terrible shit. If we couldn’t choose to reject God and could only do what God wanted us to do, then the test wouldn’t be a test of anything and everyone would immediately go to heaven. Hence, evil is explained as the means necessary to justify or earn one’s place in heaven.

A third, less cynical version stresses the development of a certain kind of relationship with God. Again, very roughly, God wants us to have a certain kind of relationships with him that is chosen freely and that is grown and developed. He doesn’t want to make us, as it were, readymade for him and already loving him, but wants us to grow and choose to do so through a deepening understanding that develops over time. And, of course, if we have the ability to choose such to have such a relationship by not sinning, we can also choose to sin, and that involves the ability to choose to do horrible shit. Here, the greater value that explains evil is one’s relationship with God and not necessarily freedom of the will, but freedom of the will is still in the mix since the only way in which this particular relationship can be had is through a free will. Hence, evil is still explained by appeal to freedom of the will.

These explanations are not mutually exclusive. It can be the case that God wants a certain relationship with us, that the development of this relationship serves as a kind of test, and that furthermore a world with free wills and evil is better than a world without either. I want to grant all of these but raise a different version of the problem of evil that I don’t think can be explained by appealing to free will at all. At least not any that I can think of.

Now, as far as I’m aware, nobody thinks that freedom of the will requires success in action. My will is free if I fail in doing what I will to do or if I succeed. In saying this I don’t mean to say anything about when my will is or isn’t free–at least not directly. Rather, I want to make the claim that it’s not the case that my will is free only if I’m successful in doing what I intend to do and that this is true even if I don’t provide a positive account of what it means for me to have a free will. The argument for this is fairly straightforward: the denial of this claim implies that my will was free only when I successfully do what I want to do. This has the bizarre implication that if I attempt to strangle you to death but you manage to fight me off, then I did not act of my free will (this might be true for other reasons, but not because I didn’t kill you!). More generally, it has the implication that each of us is radically alienated from any failed assertion of our wills.

I’m not familiar with any philosopher that holds this view (though, I am not a free will scholar). The more sensible view is that freedom of the will occurs…well…in the will, or in the head, or heart, or soul, or whatever. One’s will is free, for example, if one’s actions flow from one’s values or are in line with their second order desires or whatever (c.f. Watson and Frankfurt), but not just in case one’s will produces certain results through action.

More importantly, the Bible (or its author/s) doesn’t seem hold this view. As we know very well from the New Testament, sin begins in the heart and the person who commits adultery there is just as guilty of the act as someone who actually goes through with it. If this is the source of sin, if the ability to sin presupposes the the ability to choose, and if the ability of choice presupposes freedom of the will, then free will exists prior to any consequences that one produces through action. Again, God doesn’t just judge us for actually committing adultery but also for intending to commit it, wanting to commit it, wishing to commit it and so on.

Supposing this is right, let’s return to the case of child murders and let’s go full-blown Ivan Karamazov with this:

“One picture, only one more, because it’s so curious, so characteristic, and I have only just read it in some collection of Russian antiquities. I’ve forgotten the name. I must look it up. It was in the darkest days of serfdom at the beginning of the century, and long live the Liberator of the People! There was in those days a general of aristocratic connections, the owner of great estates, one of those men—somewhat exceptional, I believe, even then—who, retiring from the service into a life of leisure, are convinced that they’ve earned absolute power over the lives of their subjects. There were such men then. So our general, settled on his property of two thousand souls, lives in pomp, and domineers over his poor neighbors as though they were dependents and buffoons. He has kennels of hundreds of hounds and nearly a hundred dog-boys—all mounted, and in uniform. One day a serf-boy, a little child of eight, threw a stone in play and hurt the paw of the general’s favorite hound. ‘Why is my favorite dog lame?’ He is told that the boy threw a stone that hurt the dog’s paw. ‘So you did it.’ The general looked the child up and down. ‘Take him.’ He was taken—taken from his mother and kept shut up all night. Early that morning the general comes out on horseback, with the hounds, his dependents, dog-boys, and huntsmen, all mounted around him in full hunting parade. The servants are summoned for their edification, and in front of them all stands the mother of the child. The child is brought from the lock-up. It’s a gloomy, cold, foggy autumn day, a capital day for hunting. The general orders the child to be undressed; the child is stripped naked. He shivers, numb with terror, not daring to cry…. ‘Make him run,’ commands the general. ‘Run! run!’ shout the dog-boys. The boy runs…. ‘At him!’ yells the general, and he sets the whole pack of hounds on the child. The hounds catch him, and tear him to pieces before his mother’s eyes!…”

The Brothers Karamazov (“The Rebellion”, page 303-304)

I once read that this was a real case that Dostoyevsky found in a newspaper and used in the novel, but even if it wasn’t, we can imagine that it was a real one (in fact, there are no shortages of such cases in real life, but I didn’t want to go too dark here).

Here, keeping what has been said about freedom of the will in mind, the question we can ask is not the general question of why does God allow the existence of this evil, but why does God allow the general to be successful in killing the child?

Notice that the appeals to the freedom of the will won’t be satisfying here. The general exercises his free will in willing to kill the child. As such, he marks himself as a sinner, he fails God’s test, he ruins his relationship with him, and so on. None of these things requires that the general must succeed in killing the boy! If God had interfered the moment before the dogs tore up the boy by making their teeth turn to jelly, by having them trip, or by striking down the general before he issues the order to kill (but after willing that the boy die), freedom of the will would still be preserved!

I suppose someone might say (as the Grand Inquisitor stresses in the subsequent chapter) that if God had interfered in this way then he would provide a certainty for his existence and would make it impossible to doubt. Consequently, it would make faith impossible. Perhaps this is right, but even if we grant that we only need to alter the scenario slightly: how many children are made to suffer or are killed by adults in secret? We only need one for this to be a problem (and if you doubt that there are any, here’s one! CW: the worst stuff. It’s Joseph Fritzl) What justifies these cases?

The only possible solution I can see to this problem of evil is that there’s something about the completion of an action that’s crucial to having a free will. But I can’t understand why this should be the case. Set aside the whole sin-in-your-heart thing I mentioned earlier. Why should the consequences of one’s actions coming to fruition be an integral part of having free will? I’m at a loss.

I imagine someone might appeal to some soul building appeal here in the sense that one has to see the consequences of one’s actions in order to learn from them. In other words, if it weren’t possible for the general to kill the child and for him to make it the case that the child dies, then it would be impossible for him to learn or know that he shouldn’t do that. But that seems to me to be a pathetically anemic response. Now we’re no longer concerned with the value of free will, but with the limitations of human psychology (which, mind you, God gave us!)–innocent kids need to die in horrible ways so that some murdering asshole can’t learn in any other way? How is this omnipotence? How is it omnibenevolence to make such limited creatures?!

Here, again, Ivan Karamazov looms large: this is the world God made?! This is the perfect harmony that’s promised?

Very well, I return my ticket!